Keith Walter is listed as an executive officer and director on 8 SEC Form D filings by 2 issuers between May 2009 and Jul 2019: gloStream, Inc. (Troy, MI — other technology — 2009–2013; $6.84M reported sold to 9 investors) and Triarq Health Alliance of Michigan, LLC (Troy, MI — hospitals and physicians — 2018–2019; $150K reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $6.99M sold in total.
Listed alongside Michael Sappington (8 shared filings), David Fry (7 shared filings), Mark Sims (4 shared filings), Michael Gross (4 shared filings), Jeffrey Bocan (2 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Keith. Each name links to their own page.
All 2 issuers belong to the sponsor group Glostream (2 issuers, $1.24M reported sold, 2009–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Glostream has 2 companies on file and $1.24M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Keith Walter and found 7 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Form D filed 119 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.