PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

Sponsor Check › Person

KW
No photo found yet (own website and image search run after this page is viewed)

Keith Wallace

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 27, 2011 → Jan 5, 2015

2deals (issuers)
$250Kreported sold
250investors
2Form D filings
2011–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Keith Wallace is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Dec 2011 and Jan 2015: DWF IV Buckingham REIT, LLC (San Francisco, CA — reits and finance — 2015; $125K reported sold to 125 investors) and Genesee REIT Holdco, LLC (Cleveland, OH — reits and finance — 2011; $125K reported sold to 125 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $250K sold in total.

Listed alongside Steve Novick (2 shared filings), Steven Dietsch (2 shared filings), Ben Brady (1 shared filing), Daniel W. Cumming (1 shared filing), Genesee Executive Plaza JV, LLC (1 shared filing, management entity) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Keith. Each name links to their own page.

All 2 issuers belong to the sponsor group Divco (25 issuers, $1.64B reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Divco has 25 companies on file and $1.64B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 22 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Keith Wallace and found 2 differences, 1 worth asking the sponsor about: Bankruptcy case: Heather L Wallace and Keith A Wallace; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Keith Wallace has not run yet — it is joining a line of 62,622 names; searches run around the clock at the hosts' allowed rate. Searched so far: 737 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Keith Wallace..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

Keith L Wallace closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-18-10669 · Filed Mar 5, 2018 · Closed Jun 25, 2018
Role of Keith L Wallace: Debtor · Outcome: Case closed 2018-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in WI (not a filing state)
Keith Wallace closed
United States Bankruptcy Court, E.D. Virginia · No. 13-50699 · Filed May 3, 2013 · Closed Aug 12, 2013
Role of Keith Wallace: Debtor · Outcome: Case closed 2013-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in VA (not a filing state)
Keith W Wallace and Darlene M Wallace closed
United States Bankruptcy Court, W.D. Kentucky · No. 13-40056 · Filed Jan 25, 2013 · Closed Feb 8, 2018
Role of Keith W Wallace and Darlene M Wallace: Debtor · Outcome: Case closed 2018-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in KY (not a filing state)
Keith D. Wallace and Debra G. Wallace closed
United States Bankruptcy Court, M.D. Florida · No. 8:12-bk-13194 · Filed Aug 29, 2012 · Closed Nov 29, 2012
Role of Keith D. Wallace and Debra G. Wallace: Debtor · Outcome: Case closed 2012-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in FL (not a filing state)
Keith A Wallace closed
United States Bankruptcy Court, S.D. Georgia · No. 12-11238 · Filed Jul 13, 2012 · Closed Feb 12, 2018
Role of Keith A Wallace: Debtor · Outcome: Case closed 2018-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in GA (not a filing state)
Keith O Wallace and Stephanie N Wallace closed
United States Bankruptcy Court, E.D. Missouri · No. 12-40384 · Filed Jan 19, 2012 · Closed May 10, 2012
Role of Keith O Wallace and Stephanie N Wallace: Debtor · Outcome: Case closed 2012-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in MO (not a filing state)
KEITH R. WALLACE closed
United States Bankruptcy Court, D. Montana · No. 10-62376 · Filed Sep 30, 2010 · Closed Feb 8, 2011
Role of KEITH R. WALLACE: Debtor · Outcome: Case closed 2011-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in MT (not a filing state)
Heather L Wallace and Keith A Wallace closed
United States Bankruptcy Court, S.D. Ohio · No. 1:09-bk-12611 · Filed Apr 29, 2009 · Closed Nov 25, 2015
Role of Keith A Wallace: Debtor · Outcome: Case closed 2015-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in the person's filing state (OH)
Keith E. Wallace and Tara Wallace closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 06-24646 · Filed Sep 22, 2006 · Closed Dec 27, 2006
Role of Keith E. Wallace and Tara Wallace: Debtor · Outcome: Case closed 2006-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in PA (not a filing state)
Keith E. Wallace and Tara Wallace closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 06-21072 · Filed Mar 16, 2006 · Closed Jun 21, 2006
Role of Keith E. Wallace and Tara Wallace: Debtor · Outcome: Case closed 2006-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in PA (not a filing state)
Keith Wallace, Sr. and Janet Jackson Wallace closed
United States Bankruptcy Court, W.D. Texas · No. 04-14613 · Filed Sep 6, 2004 · Closed Mar 1, 2005
Role of Keith Wallace, Sr.: Debtor · Outcome: Case closed 2005-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in TX (not a filing state)
Keith Wallace, Sr closed
United States Bankruptcy Court, E.D. Missouri · No. 04-49784 · Filed Aug 3, 2004 · Closed Nov 18, 2004
Role of Keith Wallace, Sr: Debtor · Outcome: Case closed 2004-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in MO (not a filing state)
Keith Wallace, Sr. and Janet Jackson Wallace closed
United States Bankruptcy Court, W.D. Texas · No. 03-14543 · Filed Sep 8, 2003 · Closed Sep 15, 2004
Role of Keith Wallace, Sr.: Debtor · Outcome: Case closed 2004-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in TX (not a filing state)
Keith Wallace, Sr closed
United States Bankruptcy Court, E.D. Missouri · No. 03-47513 · Filed Jun 5, 2003 · Closed Aug 4, 2004
Role of Keith Wallace, Sr: Debtor · Outcome: Case closed 2004-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in MO (not a filing state)
Keith Wallace closed
United States Bankruptcy Court, W.D. Louisiana · No. 02-31926 · Filed Sep 29, 2002 · Closed Feb 6, 2004
Role of Keith Wallace: Debtor · Outcome: Case closed 2004-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in LA (not a filing state)
Keith A. Wallace and Fahimahe M. Wallace closed
United States Bankruptcy Court, D. New Hampshire · No. 01-10147 · Filed Jan 18, 2001 · Closed May 10, 2001
Role of Keith A. Wallace and Fahimahe M. Wallace: Debtor · Outcome: Case closed 2001-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in NH (not a filing state)
Keith Wallace, Sr. and Janet Jackson Wallace closed
United States Bankruptcy Court, W.D. Texas · No. 00-12098 · Filed Jul 19, 2000 · Closed Jul 31, 2003
Role of Keith Wallace, Sr.: Debtor · Outcome: Case closed 2003-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in TX (not a filing state)
KEITH R. WALLACE closed
United States Bankruptcy Court, D. Montana · No. 95-11289 · Filed Jul 20, 1995 · Closed Nov 7, 1995
Role of KEITH R. WALLACE: Debtor · Outcome: Case closed 1995-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in MT (not a filing state)
Keith J Wallace and Diane Wallace closed
United States Bankruptcy Court, S.D. Texas · No. 94-40585 · Filed Jan 25, 1994 · Closed Jun 7, 1995
Role of Keith J Wallace and Diane Wallace: Debtor · Outcome: Case closed 1995-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in TX (not a filing state)
Keith M. Wallace and Kimberly S. Wallace closed
United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-04927 · Filed Apr 13, 1992 · Closed Aug 3, 1992
Role of Keith M. Wallace and Kimberly S. Wallace: Debtor · Outcome: Case closed 1992-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in FL (not a filing state)
Keith Wallace and Karla Wallace closed
United States Bankruptcy Court, N.D. Oklahoma · No. 89-04116 · Filed Dec 29, 1989 · Closed Jul 18, 1991
Role of Keith Wallace and Karla Wallace: Debtor · Outcome: Case closed 1991-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in OK (not a filing state)
Keith Wallace and Jennifer Wallace closed
United States Bankruptcy Court, N.D. Illinois · No. 87-13729 · Filed Sep 18, 1987 · Closed Jun 15, 1988
Role of Keith Wallace and Jennifer Wallace: Debtor · Outcome: Case closed 1988-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 45 federal dockets); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Keith Wallace — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Apr 29, 2009 – Nov 25, 2015

Bankruptcy case: Heather L Wallace and Keith A Wallace — filed Apr 29, 2009

United States Bankruptcy Court, S.D. Ohio docket "Heather L Wallace and Keith A Wallace" filed Apr 29, 2009, closed Nov 25, 2015. Keith Wallace is listed as Debtor ("Keith A Wallace"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Ohio ↗
Sources
Note · Feb 26, 2009 – Jul 31, 2009

Bankruptcy case: Shiff v. 300 Spear Realty Ventures, LLC — filed Feb 26, 2009

United States Bankruptcy Court, S.D. California docket "Shiff v. 300 Spear Realty Ventures, LLC" filed Feb 26, 2009, closed Jul 31, 2009. Stuart Shiff (listed on the same filings) is listed as Plaintiff ("Shiff"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗Stuart Shiff — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $6,250; 1 reports finder's fees totalling $36,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 5, 2015 D
DWF IV Buckingham REIT, LLC
File 021-231387
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 27, 2011 D
Genesee REIT Holdco, LLC
File 021-170737
$0$36,000 (est.)$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Keith Wallace on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DB
REITS and Finance · group: Divco

DWF IV Buckingham REIT, LLC

San Francisco, CA · Jan 5, 2015
  • Jan 5, 2015 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Keith is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GR
REITS and Finance · group: Divco

Genesee REIT Holdco, LLC

Cleveland, OH · Dec 27, 2011
  • Dec 27, 2011 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Keith 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GE
Management entity

Genesee Executive Plaza JV, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Keith Wallace. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Dietsch

Executive Officer · 2 shared filings (2 issuers) · also on 10 other issuers

Steven Dietsch is on 12 issuers in total — a repeat sponsor. Their page lists every one.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Novick

Executive Officer, Director · 2 shared filings (2 issuers) · also on 5 other issuers

Steve Novick is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph N. Marconi

Director · 1 shared filing (1 issuer) · also on 14 other issuers

Joseph N. Marconi is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Shiff

Director · 1 shared filing (1 issuer) · also on 21 other issuers

Stuart Shiff is on 22 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jacqueline U. Moore

Executive Officer · 1 shared filing (1 issuer) · also on 9 other issuers

Jacqueline U. Moore is on 10 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Mashaal

Executive Officer · 1 shared filing (1 issuer) · also on 19 other issuers

Robert Mashaal is on 20 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Hamilton

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Samuel Hamilton is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Schiff

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Keith Wallace. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel W. Cumming

Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith Wallace. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Ben Brady

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Keith Wallace. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Mashaal

Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith Wallace. Their page shows their other deals.

The team behind the deals

D
Sponsor group

Divco

25 issuers · 31 filings · $1.64B reported sold · 2011–2026

One team, 25 deal companies. Keith Wallace is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Keith Wallace.

Same business address

22 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Keith Wallace by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Keith Wallace is listed on: none on file. No website or social profile named in DWF IV Buckingham REIT, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #308,439 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

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