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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

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KEITH P. SIEMON

Named as an officer, director or promoter on SEC Form D filings · MN · Jun 4, 2014 → Jun 4, 2014

1deal (issuers)
$5.09Mreported sold
7investors
1Form D filing
2014year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

KEITH P. SIEMON is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2014: Riverland Bancorporation (Jordan, MN — commercial banking — 2014; $5.09M reported sold to 7 investors).

What this means One deal on file with the SEC, filed Jun 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside GERALD T. JOKERST (1 shared filing), JACOB D. KULZER (1 shared filing), PATRICK G. KNIGHT (1 shared filing), RAYMOND R. COX (1 shared filing) and RICHARD A. HUCKLE, JR. (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around KEITH. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 court cases matching the name, 1 state regulator order, 7 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for KEITH P. SIEMON and found 1 difference: No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for KEITH P. SIEMON has not run yet — it is joining a line of 51,431 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 4 dismissed, 2 closed (disposition not in docket feed), 1 judgment

Siemon v. DePuy Orthopaedics, Inc. dismissed
District Court, N.D. Texas · No. 3:17-cv-02970 · Filed Oct 27, 2017 · Closed Dec 29, 2020 · Nature of suit: 367 Health care / pharm
Role of Siemon: Plaintiff · Outcome: Terminated 2020-12-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in TX (not a filing state)
Siemon v. DePuy Orthopaedics, Inc. closed
District Court, E.D. Michigan · No. 2:17-cv-12987 · Filed Sep 12, 2017 · Closed Oct 20, 2017 · Nature of suit: 367 Health care / pharm
Role of Siemon: Plaintiff · Outcome: Terminated 2017-10-20 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in MI (not a filing state)
Siemon Trust 2326 Southland Homes Real Estate and Investment as Trustee v. Hernander dismissed
District Court, C.D. California · No. 8:13-cv-01192 · Filed Aug 7, 2013 · Closed Sep 25, 2013 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of Siemon Trust 2326 Southland Homes Real Estate and Investment as Trustee: Plaintiff · Outcome: Terminated 2013-09-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in CA (not a filing state)
Siemon Co. v. Maiolo judgment
District Court, D. Connecticut · No. 3:01-cv-02055 · Filed Nov 2, 2001 · Closed Aug 6, 2002 · Nature of suit: 190 Other contract actions
Role of Siemon Co.: Plaintiff · Outcome: Terminated 2002-08-06 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in CT (not a filing state)
Siemon Company v. Cais Internet, Inc. dismissed
District Court, E.D. Virginia · No. 1:01-cv-00699 · Filed May 1, 2001 · Closed Nov 16, 2001 · Nature of suit: 190 Other contract actions
Role of Siemon Company: Plaintiff · Outcome: Terminated 2001-11-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in VA (not a filing state)
Velcro USA Inc v. Siemon Company dismissed
District Court, D. New Hampshire · No. 1:94-cv-00636 · Filed Dec 12, 1994 · Closed Apr 11, 1995 · Nature of suit: 430 Banks and banking
Role of Siemon Company: Defendant · Outcome: Terminated 1995-04-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in NH (not a filing state)
Labeck v. Siemon Co. closed
District Court, D. Connecticut · No. 2:89-cv-00500 · Filed Aug 4, 1989 · Closed Nov 15, 1991
Role of Siemon Co.: Defendant · Outcome: Terminated 1991-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in CT (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Ronald Edward Siemon (CRD #1488312, Albuquerque, New Mexico)
As listed by the regulator: Ronald Edward Siemon (CRD #1488312, Albuquerque, New Mexico) submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Siemon consented to the sanction and to the entry of findings that he failed to provide FINRA with requested documents during the course of its investigation relating to a customer complaint. Order / docket ↗ Regulator's list ↗
same rare surname (1 person in Form D filings); different first name (edward); nationwide regulator (FINRA) — the state is not a signal; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched KEITH P. SIEMON..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Anicom Inc v. Siemon Company closed
United States Bankruptcy Court, N.D. Illinois · No. 02-02934 · Filed Dec 20, 2002 · Closed Apr 19, 2005
Role of Siemon Company: Defendant · Outcome: Case closed 2005-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in IL (not a filing state)
Keith E Siemon and Rebecca M Siemon closed
United States Bankruptcy Court, S.D. Ohio · No. 3:02-bk-38854 · Filed Nov 20, 2002 · Closed Mar 31, 2003
Role of Keith E Siemon and Rebecca M Siemon: Debtor · Outcome: Case closed 2003-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); first name matches; court in OH (not a filing state); middle initial differs
American Express Travel Related Services v. Siemon closed
United States Bankruptcy Court, C.D. California · No. 8:94-ap-01541 · Filed May 16, 1994 · Closed Nov 22, 1994
Role of Siemon: Defendant · Outcome: Case closed 1994-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in CA (not a filing state)
The Chase Manhattan Bank v. Siemon closed
United States Bankruptcy Court, C.D. California · No. 8:94-ap-01547 · Filed May 16, 1994 · Closed Nov 22, 1994
Role of Siemon: Defendant · Outcome: Case closed 1994-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in CA (not a filing state)
General Electric Capital Corporation v. Siemon closed
United States Bankruptcy Court, C.D. California · No. 8:94-ap-01544 · Filed May 16, 1994 · Closed Nov 22, 1994
Role of Siemon: Defendant · Outcome: Case closed 1994-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in CA (not a filing state)
Bank Of America v. Siemon closed
United States Bankruptcy Court, C.D. California · No. 8:94-ap-01540 · Filed May 16, 1994 · Closed Nov 22, 1994
Role of Siemon: Defendant · Outcome: Case closed 1994-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in CA (not a filing state)
Siemon Incorporated closed
United States Bankruptcy Court, N.D. Illinois · No. 92-52621 · Filed Dec 14, 1992 · Closed Apr 15, 1994
Role of Siemon Incorporated: Debtor · Outcome: Case closed 1994-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 51 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for KEITH P. SIEMON (compared 1 filing on Oct 24, 2026)

Note · May 27, 2014 – Jun 4, 2014

No amendment in the last 12 months on an offering that may still be open — Riverland Bancorporation (latest filing Jun 4, 2014)

The latest filing for this offering is dated Jun 4, 2014 (first sale May 27, 2014). It reports $1,331,943 sold of $1,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 4, 2014 D
Riverland Bancorporation
File 021-218563
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Keith P. Siemon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Commercial Banking

Riverland Bancorporation

Jordan, MN · Jun 4, 2014
  • Jun 4, 2014 · D · $1,331,943 sold of $1,500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.09M from 7 investors (100% of the $1.5M target) as of the latest filing. Keith is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Keith 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

GERALD T. JOKERST

Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith P. Siemon. Their page shows their other deals.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

PATRICK G. KNIGHT

Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith P. Siemon. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

JACOB D. KULZER

Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith P. Siemon. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

RAYMOND R. COX

Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith P. Siemon. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD A. HUCKLE, JR.

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith P. Siemon. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to KEITH P. SIEMON by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Keith P. Siemon is listed on: none on file. No website or social profile named in Riverland Bancorporation's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #254,283 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Jordan, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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