KEITH JAFEE is listed as an executive officer, director, and promoter on 1 SEC Form D filing by 1 issuer in Sep 2019: Middleton Income Investors, LLC (Northbrook, IL — commercial — 2019; $22.2M reported sold to 93 investors).
What this means One deal on file with the SEC, filed Sep 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Middleton (32 issuers, $289.9M reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Middleton has 32 companies on file and $289.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for KEITH JAFEE and found 3 differences, 1 worth asking the sponsor about: Form D filed 64 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.