Keith Castaldi is listed as an executive officer and director on 11 SEC Form D filings by 4 issuers between Aug 2016 and Dec 2023: Fastener Holdco, LLC (Omaha, NE — manufacturing — 2016–2018; $186M reported sold to 100 investors), Heights Management Holdco, LLC (New York, NY — industry reported as "Other" — 2022–2023; $146.3M reported sold to 157 investors), IFS Management Holdco, LLC (Bell, CA — industry reported as "Other" — 2019–2022; $37.5M reported sold to 42 investors) and BradyIFS Management Holdco, LLC (Las Vegas, NV — industry reported as "Other" — 2023; $28.1M reported sold to 162 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $398M sold in total.
All 4 issuers belong to the sponsor group Kelso (71 issuers, $10.1B reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Kelso has 71 companies on file and $10.1B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for Keith Castaldi and found 8 differences, 3 worth asking the sponsor about: Keith Castaldi is no longer listed on the Aug 26, 2026 amendment; Keith Castaldi is no longer listed on the Dec 26, 2024 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.