Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:50 AM ET

Sponsor Check › Person

Katherine Wolf

Named as an officer, director or promoter on SEC Form D filings · PA · Oct 8, 2021 → Dec 6, 2023

1deal (issuers)

$16.7Mreported sold

21investors

3Form D filings

2021–2023years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: not yet

The short version

Katherine Wolf is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Oct 2021 and Dec 2023: Enterin, Inc. (Philadelphia, PA — biotechnology — 2021–2023; $16.7M reported sold to 21 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David McCullough (3 shared filings), Don Munoz (3 shared filings), Jay A Brammer (3 shared filings), Mark Finn (3 shared filings), Michael Zasloff (3 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Katherine. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Katherine Wolf closed

United States Bankruptcy Court, D. Utah · No. 18-26326 · Filed Aug 24, 2018 · Closed Nov 19, 2019

Role of Katherine Wolf: Debtor · Outcome: Case closed 2019-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 15 federal dockets); 2 people with this name in Form D filings; court in UT (not a filing state)

Michael J. Wolf and Katherine L. Wolf closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-14-14624 · Filed Oct 28, 2014 · Closed Mar 16, 2015

Role of Katherine L. Wolf: Debtor · Outcome: Case closed 2015-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 15 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)

George F. Wolf, Jr. and Katherine G Wolf closed

United States Bankruptcy Court, S.D. Texas · No. 12-20381 · Filed Jul 13, 2012 · Closed Nov 6, 2012

Role of Katherine G Wolf: Debtor · Outcome: Case closed 2012-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 15 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Adam J. Wolf, and Katherine L. Wolf closed

United States Bankruptcy Court, N.D. Ohio · No. 12-51629 · Filed May 16, 2012 · Closed Jan 15, 2016

Role of Katherine L. Wolf: Debtor · Outcome: Case closed 2016-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 15 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Katherine J Wolf closed

United States Bankruptcy Court, N.D. Illinois · No. 11-17990 · Filed Apr 28, 2011 · Closed Aug 15, 2011

Role of Katherine J Wolf: Debtor · Outcome: Case closed 2011-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 15 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Timothy J. Wolf and Katherine L. Wolf closed

United States Bankruptcy Court, E.D. Wisconsin · No. 03-34549 · Filed Sep 26, 2003 · Closed Jan 27, 2004

Role of Katherine L. Wolf: Debtor · Outcome: Case closed 2004-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 15 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)

Katherine L. Wolf closed

United States Bankruptcy Court, S.D. Florida. · No. 03-10607 · Filed Jan 22, 2003 · Closed May 7, 2003

Role of Katherine L. Wolf: Debtor · Outcome: Case closed 2003-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 15 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Katherine Y. Wolf closed

United States Bankruptcy Court, M.D. Florida · No. 3:91-bk-00132 · Filed Jan 11, 1991 · Closed Oct 5, 1992

Role of Katherine Y. Wolf: Debtor · Outcome: Case closed 1992-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 15 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 6, 2023 D Enterin, Inc. File 021-498925	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 12, 2022 D Enterin, Inc. File 021-458578	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 8, 2021 D Enterin, Inc. File 021-416388	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Katherine Wolf on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Enterin, Inc.

Philadelphia, PA · Oct 8, 2021 → Dec 6, 2023 · 3 filings

Dec 6, 2023 · D · $5,099,772 sold of $19,999,973 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Sep 12, 2022 · D · $6,000,000 sold of $20,000,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Oct 8, 2021 · D · $5,685,438 sold of $32,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $16.7M from 21 investors (83% of the $20M target) as of the latest filing. Katherine is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Katherine Wolf — NY, 1 issuer, Feb 1, 2011 → Feb 1, 2011 · no shared issuer

People around Katherine 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person