Listed alongside David Sifford (1 shared filing) and Maneesh Jhunjhunwala (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kate. Each name links to their own page.
1 of the issuers belongs to the sponsor group Ecofin Direct Social Impact (3 issuers, $93.1M reported sold, 2021–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Ecofin Direct Social Impact has 3 companies on file and $93.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Kate Moore and found 4 differences: Form D filed 21 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.