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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:59 AM ET

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KD
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Kate DiGeronimo

Named as an officer, director or promoter on SEC Form D filings · VA · Feb 3, 2022 → Feb 3, 2022

3deals (issuers)
$19.1Mreported sold
36investors
3Form D filings
2022year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kate DiGeronimo is listed as a director on 3 SEC Form D filings by 3 issuers in Feb 2022: AOG Institutional Diversified Fund (Reston, VA — pooled investment fund — 2022; $9.57M reported sold to 35 investors), AOG Institutional Diversified Master Fund (Reston, VA — pooled investment fund — 2022; $9.57M reported sold to 1 investors) and AOG Institutional Diversified Tender Fund (Reston, VA — pooled investment fund — 2022).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director. Across those companies the filings report $19.1M sold in total.

Listed alongside Alpha Omega Group, Inc. dba AOG Wealth Management [n/a] (3 shared filings), Frederick Baerenz (3 shared filings), James Ortlip (3 shared filings), John Grady (3 shared filings) and Michelle Whitlock (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kate. Each name links to their own page.

All 3 issuers belong to the sponsor group Aog Institutional Diversified (3 issuers, $19.1M reported sold, 2022).

What this means A sponsor group is one team that sets up a new company for each deal. Aog Institutional Diversified has 3 companies on file and $19.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Kate DiGeronimo and found 3 differences, 1 worth asking the sponsor about: Form D filed 66 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kate DiGeronimo has not run yet — it is joining a line of 3,553 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 3 dismissed, 1 closed (disposition not in docket feed), 2 judgment

FieldTurf USA, Inc. v. DiGeronimo dismissed
District Court, E.D. New York · No. 2:16-cv-02435 · Filed May 12, 2016 · Closed Oct 13, 2016 · Nature of suit: 320 Assault Libel & Slander · Cause: 28:1332 Diversity-(Citizenship)
Role of DiGeronimo: Defendant · Outcome: Terminated 2016-10-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
DIGERONIMO, PA v. JOHN CULLINANE & ASSOCIATES closed
District Court, D. New Jersey · No. 2:08-cv-04231 · Filed Aug 22, 2008 · Closed Dec 2, 2008 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Declaratory Judgment
Role of DIGERONIMO, PA: Plaintiff · Outcome: Terminated 2008-12-02 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); different first name (pa); court in NJ (not a filing state)
Trustees of the Plumbers & Pipefitters Local 4 Pension Fund v. Digeronimo judgment
District Court, D. Massachusetts · No. 4:06-cv-40210 · Filed Sep 26, 2006 · Closed Apr 24, 2007 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Digeronimo: Defendant · Outcome: Terminated 2007-04-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in MA (not a filing state)
Franklin Pierce College v. DMA/DiGeronimo-Mikula Associates, LLC dismissed
District Court, D. Massachusetts · No. 4:05-cv-40121 · Filed Jul 26, 2005 · Closed Feb 7, 2007 · Nature of suit: 190 Other contract actions
Role of DMA/DiGeronimo-Mikula Associates, LLC: Defendant · Outcome: Terminated 2007-02-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); different first name (dma); court in MA (not a filing state)
Beckley Capital LP v. DiGeronimo judgment
District Court, D. New Hampshire · No. 1:96-cv-00194 · Filed Apr 12, 1996 · Closed Sep 17, 1996 · Nature of suit: 190 Other contract actions
Role of DiGeronimo: Defendant · Outcome: Terminated 1996-09-17 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in NH (not a filing state)
DIGERONIMO v. BANK OF NEW YORK dismissed
District Court, D. New Jersey · No. 2:94-cv-00131 · Filed Jan 14, 1994 · Closed Sep 8, 1994 · Nature of suit: 371 Truth in lending
Role of DIGERONIMO: Plaintiff · Outcome: Terminated 1994-09-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kate DiGeronimo..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Digeronimo v. The Bank of New York Mellon closed
United States Bankruptcy Court, S.D. Ohio · No. 2:13-ap-02252 · Filed Aug 2, 2013 · Closed May 21, 2014
Role of Digeronimo: Plaintiff · Outcome: Case closed 2014-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in OH (not a filing state)
Joseph DiGeronimo closed
United States Bankruptcy Court, W.D. North Carolina · No. 11-10310 · Filed Mar 30, 2011 · Closed Jul 18, 2011
Role of Joseph DiGeronimo: Debtor · Outcome: Case closed 2011-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); different first name (joseph); court in NC (not a filing state)
Digeronimo v. Garden State Indemnity Corp. closed
United States Bankruptcy Court, D. New Jersey · No. 93-02681 · Filed Oct 15, 1993 · Closed Feb 27, 1995
Role of Digeronimo: Plaintiff · Outcome: Case closed 1995-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in NJ (not a filing state)
Fabric Shop, Inc . v. Stephen Digeronimo, Inc. closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:93-ap-00091 · Filed Apr 5, 1993 · Closed Jun 10, 1993
Role of Stephen Digeronimo, Inc.: Defendant · Outcome: Case closed 1993-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); different first name (inc); court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Kate DiGeronimo — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Nov 29, 2021 – Feb 3, 2022

Form D filed 66 days after the first sale — AOG Institutional Diversified Fund

The filing says the first sale was Nov 29, 2021. The Form D was filed Feb 3, 2022 — 66 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 51 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 3, 2022 ↗AOG Institutional Diversified Fund — PartnerFacts page ↗
Sources
Note · Jan 31, 2022 – Feb 3, 2022

No amendment in the last 12 months on an offering that may still be open — AOG Institutional Diversified Master Fund (latest filing Feb 3, 2022)

The latest filing for this offering is dated Feb 3, 2022 (first sale Jan 31, 2022). It reports $9,575,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 3, 2022 ↗AOG Institutional Diversified Master Fund — PartnerFacts page ↗
Sources
Note · Nov 29, 2021 – Feb 3, 2022

No amendment in the last 12 months on an offering that may still be open — AOG Institutional Diversified Fund (latest filing Feb 3, 2022)

The latest filing for this offering is dated Feb 3, 2022 (first sale Nov 29, 2021). It reports $9,575,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 3, 2022 ↗AOG Institutional Diversified Fund — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 3, 2022 D
AOG Institutional Diversified Fund
File 021-432209
$0$0$0
The persons named in Item 3 are entitled to payment in the normal course of business throughout the fiscal year (e.g., for investment advisory services and trustee compensation).
None listed on this filingEDGAR ↗
Feb 3, 2022 D
AOG Institutional Diversified Tender Fund
File 021-432217
$0$0$0 (est.)
The persons named in Item 3 are entitled to payment in the normal course of business throughout the fiscal year--e.g., for investment advisory services and trustee compensation
None listed on this filingEDGAR ↗
Feb 3, 2022 D
AOG Institutional Diversified Master Fund
File 021-432219
$0$0$0
The persons named in Item 3 are entitled to payment in the normal course of business throughout the fiscal year--e.g., for investment advisory services and trustee compensation
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Kate DiGeronimo on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AI
Pooled Investment Fund · group: Aog Institutional Diversified

AOG Institutional Diversified Master Fund

Reston, VA · Feb 3, 2022
  • Feb 3, 2022 · D · $9,575,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.57M from 1 investor as of the latest filing. Kate is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Aog Institutional Diversified

AOG Institutional Diversified Tender Fund

Reston, VA · Feb 3, 2022
  • Feb 3, 2022 · D · $0 sold of Indefinite · 0 investors · min. $25,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Kate is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Aog Institutional Diversified

AOG Institutional Diversified Fund

Reston, VA · Feb 3, 2022
  • Feb 3, 2022 · D · $9,575,000 sold of Indefinite · 35 investors · min. $25,000 · role: Director EDGAR ↗

Raised $9.57M from 35 investors as of the latest filing. Kate is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Kate 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick Baerenz

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Kate DiGeronimo. Their page shows their other deals.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

James Ortlip

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Kate DiGeronimo. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Grady

Director · 3 shared filings (3 issuers)

Listed on the same filings as Kate DiGeronimo. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle Whitlock

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Kate DiGeronimo. Their page shows their other deals.

The team behind the deals

AI
Sponsor group

Aog Institutional Diversified

3 issuers · 3 filings · $19.1M reported sold · 2022–2022

One team, 3 deal companies. Kate DiGeronimo is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kate DiGeronimo.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Kate DiGeronimo by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kate DiGeronimo is listed on: none on file. No website or social profile named in AOG Institutional Diversified Master Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #166,904 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Reston, VA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Virginia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Virginia Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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