Kate Compton is listed as a director and promoter on 1 SEC Form D filing by 1 issuer in Apr 2014: Seebright Inc. (Santa Cruz, CA — other technology — 2014; $656K reported sold to 7 investors).
What this means One deal on file with the SEC, filed Apr 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bill Keating (1 shared filing), Doug Michels (1 shared filing), Ezra Goldman (1 shared filing), JOHN WILLIAM MURRAY (1 shared filing) and Ronald Lachman (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kate. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Kate Compton and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.