Karrie J. Jerry is listed as an executive officer on 8 SEC Form D filings by 4 issuers between Dec 2016 and Jul 2021: NMF SLF I, Inc. (New York, NY — pooled investment fund — 2020–2021; $690M reported sold to 4 investors), New Mountain Guardian III BDC, L.L.C. (New York, NY — pooled investment fund — 2019–2021; $616.9M reported sold to 30 investors), New Mountain Net Lease Corp (New York, NY — reits and finance — 2016–2017; $125K reported sold to 125 investors) and New Mountain Net Lease Partners Corp (New York, NY — reits and finance — 2018; $63K reported sold to 125 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $1.31B sold in total.
The issuers belong to 2 sponsor groups: New Mountain Net Lease (2 issuers, $188K reported sold, 2016–2018) and New Mountain (86 issuers, $47.75B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for Karrie J. Jerry and found 7 differences, 4 worth asking the sponsor about: Paid seller listed without a CRD number: Icelandic Investors Ltd; Paid seller listed without a CRD number: Ameris Capital Limitada; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
