Karin Klein is listed as a director on 2 SEC Form D filings by 1 issuer between Oct 2010 and Nov 2010: BUDDY MEDIA INC (New York, NY — other technology — 2010; $54M reported sold to 15 investors).
What this means One deal on file with the SEC, filed Nov 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Eric Hippeau (2 shared filings), Jeff Berman (2 shared filings), Kathryn Lazerow (2 shared filings), Michael Lazerow (2 shared filings) and Steve Harrick (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Karin. Each name links to their own page.
The issuer belongs to the sponsor group Buddy (3 issuers, $65.5M reported sold, 2010–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Buddy has 3 companies on file and $65.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Karin Klein and found 3 differences, 2 worth asking the sponsor about: Bankruptcy case: Charles D. Klein and Karin H. Klein; Bankruptcy case: Bradford James Klein and Karin M Klein; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.