K Jones is listed as an executive officer on 4 SEC Form D filings by 1 issuer between Jul 2019 and Aug 2021: Post Ltd Term High Yield Fund, L.P. (Los Angeles, CA — pooled investment fund — 2019–2021; $1.1B reported sold to 325 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Post Clo (12 issuers, $5.17B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Post Clo has 12 companies on file and $5.17B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for K Jones and found 4 differences, 1 worth asking the sponsor about: K Jones is no longer listed on the Jun 27, 2022 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.