Julia Wyatt is listed as an executive officer on 2 SEC Form D filings by 2 issuers between May 2009 and Jun 2011: Tiptree Financial Partners, L.P. (New York, NY — other banking and financial services — 2011; $15.4M reported sold to 46 investors) and Muni Funding Co of America, LLC (New York, NY — pooled investment fund — 2009).
What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $15.4M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Julia Wyatt and found 3 differences: Julia Wyatt appears on 1 deal that stopped filing before reaching its target; Form D filed 17 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.