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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:52 AM ET

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Jozef Charles Hendriks

Named as an officer, director or promoter on SEC Form D filings · Bermuda (as filed: D0) · May 4, 2009 → Jul 17, 2023

15deals (issuers)
$6.07Breported sold
302investors
76Form D filings
2009–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jozef Charles Hendriks is listed as a director on 76 SEC Form D filings by 15 issuers between May 2009 and Jul 2023. Largest by amount reported sold: GAM FCM Cat Bond Inc. (Dublin 2, Ireland (as filed: L2) — pooled investment fund — 2013–2020; $2.22B reported sold to 7 investors), GAM Unconstrained Bond Fund (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2010–2018; $2.22B reported sold to 121 investors), GAM INSTITUTIONAL DIVERSITY INC. (Road Town, Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2009–2022; $987.9M reported sold to 20 investors), Manager Skill LLC (Dublin 2, Ireland (as filed: L2) — pooled investment fund — 2013; $231.5M reported sold to 101 investors), GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC (Dublin2, Ireland (as filed: L2) — pooled investment fund — 2009–2011; $107M reported sold to 2 investors) and 10 more (all listed below).

What this means That is a lot of deals — 15 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $6.07B sold in total.

Listed alongside Maxwell L.H. Quin (76 shared filings), Andrew Hanges (68 shared filings), Paul B Hubbard (20 shared filings), Peter L Everson (20 shared filings), L.H. GAM Fund Management Limited (14 shared filings, management entity) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jozef. Each name links to their own page.

14 of the issuers belong to the sponsor group Gam (20 issuers, $3.53B reported sold, 2009–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Gam has 20 companies on file and $3.53B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 76 public filings for Jozef Charles Hendriks and found 14 differences, 8 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jozef Charles Hendriks has not run yet — it is joining a line of 42,606 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jozef Charles Hendriks..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Jozef Charles Hendriks — 8 worth asking about (compared the newest 50 of 76 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jun 2, 2017 – Jul 13, 2017

Amount sold went down between filings — GAM FCM Cat Bond Inc.

The Jun 2, 2017 filing says $2,224,276,765 sold; the Jul 13, 2017 Form D/A says $24,276,765 sold — $2,200,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 2, 2017 ↗Form D/A (later) · Jul 13, 2017 ↗GAM FCM Cat Bond Inc. — PartnerFacts page ↗
Sources
Worth asking · Feb 12, 2014 – Feb 11, 2015

Amount sold went down between filings — GAM INSTITUTIONAL DIVERSITY INC.

The Feb 12, 2014 filing says $245,980,000 sold; the Feb 11, 2015 Form D/A says $173,250,000 sold — $72,730,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 12, 2014 ↗Form D/A (later) · Feb 11, 2015 ↗GAM INSTITUTIONAL DIVERSITY INC. — PartnerFacts page ↗
Sources
Worth asking · Jan 2, 2013 – Feb 12, 2014

Amount sold went down between filings — GAM INSTITUTIONAL DIVERSITY INC.

The Jan 2, 2013 filing says $953,500,000 sold; the Feb 12, 2014 Form D/A says $245,980,000 sold — $707,520,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 2, 2013 ↗Form D/A (later) · Feb 12, 2014 ↗GAM INSTITUTIONAL DIVERSITY INC. — PartnerFacts page ↗
Sources
Worth asking · Jun 1, 2020 – May 27, 2021

Investor count went down between filings — GAM INSTITUTIONAL DIVERSITY INC.

The Jun 1, 2020 filing reports 9 investors; the May 27, 2021 Form D/A reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 1, 2020 ↗Form D/A (later) · May 27, 2021 ↗GAM INSTITUTIONAL DIVERSITY INC. — PartnerFacts page ↗
Sources
Worth asking · Feb 12, 2014 – Feb 11, 2015

Investor count went down between filings — GAM INSTITUTIONAL DIVERSITY INC.

The Feb 12, 2014 filing reports 16 investors; the Feb 11, 2015 Form D/A reports 9 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 12, 2014 ↗Form D/A (later) · Feb 11, 2015 ↗GAM INSTITUTIONAL DIVERSITY INC. — PartnerFacts page ↗
Sources
Worth asking · Jan 2, 2013 – Feb 12, 2014

Investor count went down between filings — GAM INSTITUTIONAL DIVERSITY INC.

The Jan 2, 2013 filing reports 20 investors; the Feb 12, 2014 Form D/A reports 16 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 2, 2013 ↗Form D/A (later) · Feb 12, 2014 ↗GAM INSTITUTIONAL DIVERSITY INC. — PartnerFacts page ↗
Sources
Worth asking · Feb 29, 2012 – Jun 27, 2018

4 Form Ds were filed more than 15 days after the first sale

Form D filed 356 days after the first sale — GAM FCM Cat Bond Inc. · Form D filed 26 days after the first sale — GAM Institutional Emerging Equity Inc. · Form D filed 25 days after the first sale — GAM Divergent Trading Inc. · Form D filed 41 days after the first sale — Manager Skill LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 19, 2013 ↗GAM FCM Cat Bond Inc. — PartnerFacts page ↗Form D · Jun 27, 2018 ↗GAM Institutional Emerging Equity Inc. — PartnerFacts page ↗
Sources
Note · Jan 20, 2010 – Jul 17, 2023

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — GAM Institutional Emerging Equity Inc. (latest filing Jul 17, 2023) · No amendment in the last 12 months on an offering that may still be open — GAM FCM Cat Bond Inc. (latest filing Nov 5, 2020) · No amendment in the last 12 months on an offering that may still be open — GAM Unconstrained Bond Fund (latest filing Jun 1, 2018) · No amendment in the last 12 months on an offering that may still be open — GAM Divergent Trading Inc. (latest filing Oct 4, 2017) · No amendment in the last 12 months on an offering that may still be open — Manager Skill Inc. (latest filing Mar 2, 2016)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 17, 2023 ↗GAM Institutional Emerging Equity Inc. — PartnerFacts page ↗Form D/A · Nov 5, 2020 ↗GAM FCM Cat Bond Inc. — PartnerFacts page ↗
Sources
Worth asking · Feb 19, 2013 – May 10, 2013

Jozef Charles Hendriks is no longer listed on the May 10, 2013 amendment — Manager Skill LLC

Jozef Charles Hendriks appears on the Feb 19, 2013 Form D (director) but not on the May 10, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Feb 19, 2013 ↗Form D/A · May 10, 2013 ↗Jozef Charles Hendriks — PartnerFacts page ↗Manager Skill LLC — PartnerFacts page ↗
Sources
Note · May 27, 2022 – Sep 8, 2022

Offering amount changed between filings — GAM INSTITUTIONAL DIVERSITY INC.

The May 27, 2022 filing says an indefinite amount offered; the Sep 8, 2022 Form D/A says $174,257,600.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 27, 2022 ↗Form D/A (later) · Sep 8, 2022 ↗GAM INSTITUTIONAL DIVERSITY INC. — PartnerFacts page ↗
Sources
Note · Feb 24, 2010 – Aug 4, 2014

Minimum investment changed between filings — GAM Unconstrained Bond Fund

The Feb 24, 2010 filing lists a minimum of $10,000; the Aug 4, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 24, 2010 ↗Form D/A (later) · Aug 4, 2014 ↗GAM Unconstrained Bond Fund — PartnerFacts page ↗
Sources
Note · May 4, 2009 – Feb 19, 2013

Jozef Charles Hendriks is written 3 different ways on the filings

listed as "Jozef Charles Hendriks" on 31 filings (from May 4, 2009), and "Jozef Hendriks" on 4 filings (from Jun 26, 2009), and "Jozef C. Hendriks" on 27 filings (from Feb 19, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · May 4, 2009 ↗Form D · Jun 26, 2009 ↗Form D · Feb 19, 2013 ↗Jozef Charles Hendriks — PartnerFacts page ↗
Sources
Note · Oct 15, 2009 – Sep 28, 2012

Same name, different state: "Jozef Charles Hendriks" (E9) is a separate record

This page covers filings where the address state is D0. A separate record, "Jozef Charles Hendriks" with address state E9, is listed on 8 filings — most recently by PK JAPAN LONG (Sep 28, 2012). Both records have filings in the same period (Oct 15, 2009 to Sep 28, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jozef Charles Hendriks (E9) — PartnerFacts page ↗Form D/A · Sep 28, 2012 ↗PK JAPAN LONG — PartnerFacts page ↗Jozef Charles Hendriks (D0) — this page ↗
Sources
Note · Jan 2, 2013 – Feb 21, 2014

Address moved from Hamilton Hm11, Bermuda (as filed: D0) to Hamilton, Bermuda (as filed: D0) — GAM US Institutional Trading II Inc.

The people listed on the Jan 2, 2013 filing give Hamilton Hm11, Bermuda (as filed: D0); on the Feb 21, 2014 filing they give Hamilton, Bermuda (as filed: D0). The address now on file (Craigmuir Chambers, Box 71, Road Town, Tortola, Virgin Islands, British (as filed: D8)) is a registered-agent or shared-office address used by 12 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 2, 2013 ↗Form D/A · Feb 21, 2014 ↗GAM US Institutional Trading II Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 76 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 17 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $6,300. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 17, 2023 D/A
GAM Institutional Emerging Equity Inc.
File 021-315556
$0$0$6,300 (est.)
Each of the Directors, with exception of the Chairman, receives a compensation of $2,000 USD per year. The Chairman receives $2,300 USD per year. The Directors are also entitled to reimbursement of out of pocket expenses incurred in carrying out duties.
None listed on this filingEDGAR ↗
Sep 8, 2022 D/A
GAM INSTITUTIONAL DIVERSITY INC.
File 021-94840
$0 (est.)$0 (est.)$0 (est.)
Details are disclosed in Issuer's PPM
None listed on this filingEDGAR ↗
Nov 5, 2020 D/A
GAM FCM Cat Bond Inc.
File 021-192032
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2018 D/A
GAM Unconstrained Bond Fund
File 021-139000
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jun 1, 2018 D/A
Alternative Premia Inc.
File 021-203766
$0$0$0GAM Services Inc. BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Oct 4, 2017 D/A
GAM Divergent Trading Inc.
File 021-208482
$0$0$0N/A BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Mar 2, 2016 D/A
Manager Skill Inc.
File 021-192051
$0$0$0N/A BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Mar 2, 2016 D/A
Manager Skill II Inc.
File 021-213718
$0$0$0N/A BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Feb 21, 2014 D/A
GAM US Institutional Trading II Inc.
File 021-132279
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 19, 2013 D
Manager Skill LLC
File 021-192055
$0$0$0N/A BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Feb 15, 2013 D/A
GAM PORTABLE MULTI-ALPHA SPC INC
File 021-105299
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
Feb 15, 2013 D/A
GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC
File 021-107896
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
Jan 2, 2013 D/A
GAM Multi-Global Equity Hedge Inc
File 021-137440
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
GAM PORTABLE MULTI-ALPHA SPC INC
File 021-142792
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
Jun 6, 2011 D/A
GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC
File 021-143261
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
Feb 24, 2010 D
GAM Global Rates Hedge Fund
File 021-139002
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 26, 2009 D
GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC
File 021-120649
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 15

Every issuer that named Jozef Charles Hendriks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GI
Pooled Investment Fund · group: Gam

GAM Institutional Emerging Equity Inc.

Tortola, Virgin Islands, British (as filed: D8) · Jun 27, 2018 → Jul 17, 2023 · 6 filings
  • Jul 17, 2023 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jul 15, 2022 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jul 15, 2021 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jul 15, 2020 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jul 15, 2019 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jun 27, 2018 · D · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $6.3M from 1 investor as of the latest filing. Jozef is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GI
Pooled Investment Fund · group: Gam

GAM INSTITUTIONAL DIVERSITY INC.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · May 4, 2009 → Sep 8, 2022 · 19 filings
  • Sep 8, 2022 · D/A · $174,257,600 sold of $174,257,600 · 3 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • May 27, 2022 · D/A · $174,257,600 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • May 27, 2021 · D/A · $174,257,600 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • Jun 1, 2020 · D/A · $174,257,600 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • May 29, 2020 · D/A · $174,257,600 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • May 30, 2019 · D/A · $174,257,600 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • May 30, 2019 · D/A · $174,257,600 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • Feb 7, 2019 · D/A · $174,257,600 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • Feb 7, 2018 · D/A · $174,257,600 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • Feb 7, 2017 · D/A · $174,250,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • Feb 11, 2016 · D/A · $174,250,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • Feb 11, 2015 · D/A · $173,250,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • Feb 12, 2014 · D/A · $245,980,000 sold of Indefinite · 16 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • Jan 2, 2013 · D/A · $953,500,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 4, 2012 · D/A · $953,500,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 9, 2010 · D/A · $953,500,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 26, 2010 · D · $953,500,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 7, 2009 · D/A · $987,891,915 sold of Indefinite · 12 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 4, 2009 · D/A · $987,891,915 sold of Indefinite · 12 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $987.9M from 20 investors (100% of the $174.3M target) as of the latest filing. Jozef is listed as director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GF
Pooled Investment Fund · group: Gam

GAM FCM Cat Bond Inc.

Dublin 2, Ireland (as filed: L2) · Feb 19, 2013 → Nov 5, 2020 · 9 filings
  • Nov 5, 2020 · D/A · $24,461,288 sold of Indefinite · 7 investors · min. $25,000 · role: Director EDGAR ↗
  • Jun 1, 2018 · D/A · $24,461,288 sold of Indefinite · 7 investors · min. $25,000 · role: Director EDGAR ↗
  • Jul 13, 2017 · D/A · $24,276,765 sold of Indefinite · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $2,224,276,765 sold of Indefinite · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 2, 2016 · D/A · $2,224,276,765 sold of Indefinite · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 26, 2015 · D/A · $22,650,000 sold of Indefinite · 4 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 9, 2015 · D/A · $22,650,000 sold of Indefinite · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 10, 2014 · D/A · $22,650,000 sold of Indefinite · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 19, 2013 · D · $15,000,000 sold of Indefinite · 1 investors · min. $25,000 · role: Director EDGAR ↗

Raised $2.22B from 7 investors as of the latest filing. Jozef is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GU
Pooled Investment Fund · group: Gam

GAM Unconstrained Bond Fund

Hamilton, Bermuda (as filed: D0) · Feb 24, 2010 → Jun 1, 2018 · 6 filings
  • Jun 1, 2018 · D/A · $2,223,296,402 sold of Indefinite · 121 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $2,146,296,402 sold of Indefinite · 119 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 15, 2015 · D/A · $1,891,073,633 sold of Indefinite · 108 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 4, 2014 · D/A · $295,038,523 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Director EDGAR ↗
  • Feb 24, 2010 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Director EDGAR ↗

Raised $2.22B from 121 investors as of the latest filing. Jozef is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pooled Investment Fund · group: Gam

Alternative Premia Inc.

Dublin 2, Ireland (as filed: L2) · Sep 30, 2013 → Jun 1, 2018 · 4 filings
  • Jun 1, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Aug 27, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Sep 30, 2013 · D · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Jozef is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GD
Pooled Investment Fund · group: Gam

GAM Divergent Trading Inc.

Dublin 2, Ireland (as filed: L2) · Dec 20, 2013 → Oct 4, 2017 · 5 filings
  • Oct 4, 2017 · D/A · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Oct 5, 2016 · D/A · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D/A · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Oct 30, 2014 · D/A · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Dec 20, 2013 · D · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗

Raised $93M from 2 investors as of the latest filing. Jozef is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Gam

Manager Skill II Inc.

Dublin 2, Ireland (as filed: L2) · Mar 17, 2014 → Mar 2, 2016 · 3 filings
  • Mar 2, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 17, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 17, 2014 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Jozef is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Gam

Manager Skill Inc.

Dublin 2, Ireland (as filed: L2) · Feb 19, 2013 → Mar 2, 2016 · 4 filings
  • Mar 2, 2016 · D/A · $91,092,879 sold of Indefinite · 39 investors · min. $250,000 · role: Director EDGAR ↗
  • Feb 9, 2015 · D/A · $90,491,700 sold of Indefinite · 38 investors · min. $250,000 · role: Director EDGAR ↗
  • Feb 10, 2014 · D/A · $52,099,700 sold of Indefinite · 31 investors · min. $250,000 · role: Director EDGAR ↗
  • Feb 19, 2013 · D · $10,000,000 sold of Indefinite · 16 investors · min. $250,000 · role: Director EDGAR ↗

Raised $91.1M from 39 investors as of the latest filing. Jozef is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GU
Pooled Investment Fund · group: Gam

GAM US Institutional Trading II Inc.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Jun 26, 2009 → Feb 21, 2014 · 5 filings
  • Feb 21, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director (Chairman) EDGAR ↗
  • Jan 2, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 27, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Nov 19, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 26, 2009 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Jozef is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund

Manager Skill LLC

Dublin 2, Ireland (as filed: L2) · Feb 19, 2013
  • Feb 19, 2013 · D · $75,500,000 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Director of the Master Fund in which the entity will invest all or substantially all of its investable assets) EDGAR ↗

Raised $231.5M from 101 investors as of the latest filing. Jozef is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GU
Pooled Investment Fund · group: Gam

GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC

Dublin, Ireland (as filed: L2) · May 26, 2009 → Feb 15, 2013 · 2 filings
  • Feb 15, 2013 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 26, 2009 · D · $2,500,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $2.5M from 1 investor as of the latest filing. Jozef is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GP
Pooled Investment Fund · group: Gam

GAM PORTABLE MULTI-ALPHA SPC INC

Dublin, Ireland (as filed: L2) · May 26, 2009 → Feb 15, 2013 · 5 filings
  • Feb 15, 2013 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • May 14, 2012 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • May 25, 2011 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jun 1, 2010 · D · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • May 26, 2009 · D · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $25M from 1 investor as of the latest filing. Jozef is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GM
Pooled Investment Fund · group: Gam

GAM Multi-Global Equity Hedge Inc

Dublin, Ireland (as filed: L2) · Jan 5, 2010 → Jan 2, 2013 · 3 filings
  • Jan 2, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 4, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 5, 2010 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Jozef is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GU
Pooled Investment Fund · group: Gam

GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC

Dublin2, Ireland (as filed: L2) · May 26, 2009 → Jun 6, 2011 · 3 filings
  • Jun 6, 2011 · D/A · $107,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 10, 2010 · D · $107,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 26, 2009 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $107M from 2 investors as of the latest filing. Jozef is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GG
Pooled Investment Fund · group: Gam

GAM Global Rates Hedge Fund

Hamilton, Bermuda (as filed: D0) · Feb 24, 2010
  • Feb 24, 2010 · D · $79,433,891 sold of Indefinite · 7 investors · min. $500,000 · role: Director EDGAR ↗

Raised $79.4M from 7 investors as of the latest filing. Jozef is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jozef Charles Hendriks — Cayman Islands (as filed: E9), 2 issuers, Oct 15, 2009 → Sep 28, 2012 · no shared issuer

People around Jozef 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LH
Management entity

L.H. GAM International Management Limited

Promoter · 14 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

LH
Management entity

L.H. GAM USA Inc.

Promoter · 14 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

LH
Management entity

L.H. GAM Fund Management Limited

Promoter · 14 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

GU
Management entity

GAM USA Inc.

Promoter · 13 shared filings (3 issuers) · also on 4 other issuers

GAM USA Inc. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GF
Management entity

GAM Fund Management Limited

Promoter · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

LH
Management entity

L.H. GAM Limited

Promoter · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

LH
Management entity

L.H. GAM GP Inc

Promoter · 5 shared filings (1 issuer)

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

GS
Management entity

GAM Services, Inc.

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

GL
Management entity

GAM Limited

Promoter · 1 shared filing (1 issuer) · also on 5 other issuers

GAM Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MQ
No photo found yet (own website and image search run after this page is viewed)
Person

Maxwell L.H. Quin

Director · 76 shared filings (15 issuers) · also on 8 other issuers

Maxwell L.H. Quin is on 23 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Hanges

Director · 68 shared filings (15 issuers) · also on 7 other issuers

Andrew Hanges is on 22 issuers in total — a repeat sponsor. Their page lists every one.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Peter L Everson

Director · 20 shared filings (4 issuers)

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Paul B Hubbard

Director · 20 shared filings (4 issuers)

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

GAM LIMITED

Promoter · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Pierce Dana

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mari Kooi

Director · 3 shared filings (2 issuers)

Listed on the same filings as Jozef Charles Hendriks. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Gam

20 issuers · 123 filings · $3.53B reported sold · 2009–2023

One team, 20 deal companies. Jozef Charles Hendriks is listed on 14 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jozef Charles Hendriks.

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 15 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): GAM INSTITUTIONAL DIVERSITY INC., GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC, GAM PORTABLE MULTI-ALPHA SPC INC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jozef Charles Hendriks by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jozef Charles Hendriks is listed on: none on file. No website or social profile named in GAM INSTITUTIONAL DIVERSITY INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #145,168 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Road Town, Tortola, D8). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Courts

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Securities regulators

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Business registries

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