Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Jan 27, 2022 → Aug 4, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Comparisons are made for sponsors and sponsor groups, not individual people.
7 of 30 offerings report sales commissions totalling $9,886,348; 1 reports finder's fees totalling $307,515; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 4, 2025 D/A File 021-82384-5N | $99,348 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materals. | March Capital Corp. BrokerCheck CRD 24142 ↗ |
| EDGAR ↗ | Sep 9, 2024 D/A File 021-491513 | $0 | $0 | $0 | Piper Sandler & Co BrokerCheck CRD 655 ↗ |
| EDGAR ↗ | Sep 6, 2024 D/A File 021-491403 | $0 | $307,515 | $0 | Kyobo Securities Co., Ltd. no CRD number reported MPW Capital Advisors Limited no CRD number reported |
| EDGAR ↗ | Sep 6, 2024 D/A File 021-491408 | $0 | $0 | $0 | Kyobo Securities Co., Ltd. no CRD number reported MPW Capital Advisors Limited no CRD number reported |
| EDGAR ↗ | Aug 23, 2024 D/A File 021-456552 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 23, 2024 D/A File 021-456557 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 9, 2024 D File 021-521109 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 29, 2024 D/A File 021-268177 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jul 26, 2024 D File 021-519876 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 25, 2024 D/A File 021-487745 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 22, 2024 D/A File 021-200369 | $0 | $0 | $0 (est.) The Issuer's investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Oppenheimer & Co., Inc. BrokerCheck CRD 818333 ↗ March Capital Corp. BrokerCheck CRD 24142 ↗ |
| EDGAR ↗ | Jul 22, 2024 D/A File 021-244685 | $0 | $0 | $0 (est.) The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ |
| EDGAR ↗ | Jul 9, 2024 D File 021-518136 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 9, 2024 D File 021-518134 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 2, 2024 D File 021-517650 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 7, 2024 D/A File 021-235993 | $0 | $0 | $0 (est.) The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ |
| EDGAR ↗ | Jun 7, 2024 D/A File 021-236030 | $0 | $0 | $0 The investment manager is entitled to a management fee. The terms of the management fee are fully discussed in the Issuer's confidential offering materials. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ |
| EDGAR ↗ | May 31, 2024 D File 021-514864 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 30, 2024 D File 021-514631 | $3,000,000 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ |
| EDGAR ↗ | May 30, 2024 D File 021-514634 | $3,000,000 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ |
| EDGAR ↗ | May 30, 2024 D File 021-514640 | $3,000,000 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ |
| EDGAR ↗ | May 24, 2024 D/A File 021-446036 | $462,000 | $0 | $0 | BNK Securities Co., Ltd no CRD number reported Piper Sandler & Co. BrokerCheck CRD 665 ↗ b Finance Canada, Inc. no CRD number reported |
| EDGAR ↗ | May 24, 2024 D/A File 021-446032 | $318,750 | $0 | $0 | Piper Sandler & Co. BrokerCheck CRD 665 ↗ b Finance Canada, Inc. no CRD number reported BNK Securities Co., Ltd no CRD number reported |
| EDGAR ↗ | May 15, 2024 D File 021-513291 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 6, 2024 D File 021-512507 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 21, 2024 D File 021-508259 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 21, 2024 D File 021-508264 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 18, 2024 D/A File 021-334951 | $0 | $0 | $0 | Cais Capital LLC BrokerCheck CRD 154512 ↗ Ark Totan Alternative Co., Ltd no CRD number reported |
| EDGAR ↗ | Mar 18, 2024 D/A File 021-392307 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 27, 2022 D File 021-431122 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | TPG AG Corporate Credit Opportunities Fund, L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Corporate Credit Opportunities Fund GP LLC, the general partner of the issuer. | Aug 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $245,420,011 | 93 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG DLI Lux V (Unlevered), SCSp group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Sep 9, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $711,400,101 | 25 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG Net Lease Realty Fund V-A, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Sep 6, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG Net Lease Realty Fund V, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Sep 6, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,610,000 | 26 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG CSF2A (Annex) Non-U.S. Holdings Dislocation Fund, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Aug 23, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $79,126,028 | 49 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG CSF2A (Annex) Dislocation Holdings Fund, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Aug 23, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $542,447,007 | 72 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG Essential Housing SD Fund, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Aug 9, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $151,500,000 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG Commercial Real Estate Debt Opportunities Fund, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Jul 29, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $250,340,001 | 57 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG CLO FoO, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Jul 26, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AG Japan Value Fund 1-A, LPS group: Tpg | Executive Officer Officer of the issuer's General Partner. | Jul 25, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $215,670,686 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG Corporate Credit Opportunities Fund, Ltd. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Jul 22, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,651,928 | 8 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG Asia Realty Holdings III, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Jul 22, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $325,072,500 | 43 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG Corporate Credit Opportunities Fund, Ltd. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Jul 22, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,651,928 | 8 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG Asset Based Credit Offshore Evergreen Fund, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Jul 9, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG Asset Based Credit Evergreen Fund, L.P. group: Tpg | Executive Officer Officer of the Issuer's General Partner. | Jul 9, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AG Net Lease Realty Fund V-QTE, L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Net Lease V LLC, the General Partner of the issuer. | Jul 2, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $35,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG Asia Realty Fund III, L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Asia III LLC the general partner of the Issuer. | Jun 7, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $446,349,764 | 53 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Asia Realty Fund III (SO), L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Asia III LLC the general partner of the Issuer. | Jun 7, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,507,736 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TPG Twin Brook DLI Evergreen, L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Direct Lending Evergreen Fund GP, LLC, the General Partner of the issuer. | May 31, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG CS Non-U.S. Holdings Fund III, L.P. group: Tpg | Executive Officer Executive officer of the manager of TPG AG Credit Solutions Fund III GP, LLC, the GP of the issuer. | May 30, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG CS Holdings Fund III, L.P. group: Tpg | Executive Officer Executive officer of the manager of TPG AG Credit Solutions Fund III GP, LLC, the GP of the issuer. | May 30, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG Credit Solutions Fund III, L.P. group: Tpg | Executive Officer Executive officer of the manager of TPG AG Credit Solutions Fund III GP, LLC, the GP of the issuer. | May 30, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AG Direct Lending Fund V, L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Direct Lending Fund V GP, LLC the general partner of the Issuer. | May 24, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $538,965,000 | 234 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG DLI V (Unlevered), L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Direct Lending Fund V GP, LLC the general partner of the Issuer. | May 24, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $442,000,000 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG DLI V (Unlevered), L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Direct Lending Fund V GP, LLC the general partner of the Issuer. | May 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $442,000,000 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG Direct Lending Fund V, L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Direct Lending Fund V GP, LLC the general partner of the Issuer. | May 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $538,965,000 | 234 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TPG Hybrid Interim Equity, L.P. group: Tpg | Executive Officer Executive officer of the manager of TPG GP Advisors, LLC, the General Partner of the issuer. | May 15, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $7,500,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG Corporate Credit Opportunities Fund, L.P. group: Tpg | Executive Officer Executive officer of the manager of AG Corporate Credit Opportunities Fund GP LLC, the general partner of the issuer. | May 7, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $245,420,011 | 93 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NM Pera TPG AG Origination Fund, L.P. group: Tpg | Executive Officer Executive officer of the manager of NM Pera TPG AG Origination Fund GP, LLC, the general partner of the issuer. | May 6, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $250,250,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG Essential Housing Fund III Holdings (DE), L.P. group: Tpg | Executive Officer Executive officer of the manager of TPG AG EHF III GP LLC, the GP of the issuer. | Mar 21, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | TPG AG Essential Housing Fund III, L.P. group: Tpg | Executive Officer Executive officer of the manager of TPG AG EHF III GP LLC, the GP of the issuer. | Mar 21, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AG CLO Equity Fund, L.P. group: Tpg | Executive Officer Mr. Baumgarten is an executive officer of the manager of AG CLO Equity Fund GP, LLC the general partner of the Issuer. | Mar 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,725,000 | 15 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG Net Lease Realty Fund IV, L.P. group: Tpg | Executive Officer Mr. Baumgarten is an executive officer of the manager of AG Net Lease IV LLC the general partner of the Issuer. | Mar 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $656,155,000 | 235 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AG CSF PPR, LLC group: Tpg | Director | Jan 27, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Joshua Baumgarten. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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