Joseph T. Sample is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2011: KeySource Financial, Inc. (Durham, NC — commercial banking — 2011; $2M reported sold to 2 investors).
What this means One deal on file with the SEC, filed Mar 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Keysource (2 issuers, $2.08M reported sold, 2011–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Keysource has 2 companies on file and $2.08M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Joseph T. Sample and found 1 difference: Joseph T. Sample appears on 1 deal that stopped filing before reaching its target.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.