PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:43 AM ET

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Joseph Soliz

Named as an officer, director or promoter on SEC Form D filings · TX · Jul 15, 2009 → Dec 2, 2010

1deal (issuers)
$1.2Mreported sold
17investors
3Form D filings
2009–2010years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joseph Soliz is listed as a director on 3 SEC Form D filings by 1 issuer between Jul 2009 and Dec 2010: EnerGulf Resources Inc (White Rock, British Columbia, Canada (as filed: A1) — oil and gas — 2009–2010; $1.2M reported sold to 17 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Clive Brookes (3 shared filings), Jeff Greenblum (3 shared filings), Robert Fetters (3 shared filings) and Nihad Karabernou (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 39 court cases matching the name, 16 bankruptcy cases matching the name listed in Key records below.

What this means 55 records came back, including 8 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Joseph Soliz and found 5 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Paid seller listed without a CRD number: Joseph Smudin; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joseph Soliz has not run yet — it is joining a line of 59,932 names; searches run around the clock at the hosts' allowed rate. Searched so far: 682 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

39 cases: 16 closed (disposition not in docket feed), 8 open, 13 dismissed, 2 judgment

Soliz v. University of Phoenix Incorporated closed
District Court, W.D. Texas · No. 1:26-cv-01114 · Filed Apr 28, 2026 · Closed Apr 30, 2026 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Soliz: Plaintiff · Outcome: Terminated 2026-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz-Arriaga v. Kiewit Offshore Services, LTD open
District Court, S.D. Texas · No. 2:26-cv-00011 · Filed Jan 8, 2026
Role of Soliz-Arriaga: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz v. University of Phoenix Incorporated closed
District Court, D. Arizona · No. 2:25-cv-04522 · Filed Dec 4, 2025 · Closed Apr 28, 2026 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Soliz: Plaintiff · Outcome: Terminated 2026-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in AZ (not a filing state)
Soliz v. Ford Motor Company open
District Court, W.D. Texas · No. 1:25-cv-01914 · Filed Nov 25, 2025
Role of Soliz: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz v. Towd Point Mortgage Trust 2019-4, U.S. Bank National Association, as Indenture Trustee open
District Court, S.D. Texas · No. 7:25-cv-00421 · Filed Aug 26, 2025
Role of Soliz: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
SOLIZ v. LIFECELL CORPORATION open
District Court, D. New Jersey · No. 2:24-cv-08755 · Filed Aug 26, 2024
Role of SOLIZ: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in NJ (not a filing state)
SOLIZ v. TRUCK MOTION CORP closed
District Court, S.D. Florida · No. 9:24-cv-80408 · Filed Apr 4, 2024 · Closed Jul 26, 2024
Role of SOLIZ: Plaintiff · Outcome: Terminated 2024-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in FL (not a filing state)
Soliz v. Wells Fargo Bank, N.A. closed
District Court, S.D. Texas · No. 7:24-cv-00008 · Filed Jan 10, 2024 · Closed Oct 31, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Soliz: Plaintiff · Outcome: Terminated 2024-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
SOLIZ v. JOHNSON & JOHNSON, INC. open
District Court, D. New Jersey · No. 3:23-cv-21917 · Filed Nov 6, 2023
Role of SOLIZ: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in NJ (not a filing state)
Soliz v. McCoy Construction, Inc. closed
District Court, M.D. Florida · No. 8:23-cv-01902 · Filed Aug 23, 2023 · Closed Jul 11, 2024
Role of Soliz: Plaintiff · Outcome: Terminated 2024-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in FL (not a filing state)
Soliz v. Family Dollar Stores of Texas, LLC closed
District Court, W.D. Texas · No. 3:23-cv-00283 · Filed Aug 2, 2023 · Closed Dec 20, 2023
Role of Soliz: Plaintiff · Outcome: Terminated 2023-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz v. American Security Insurance Company closed
District Court, E.D. Louisiana · No. 2:23-cv-01588 · Filed May 12, 2023 · Closed Nov 2, 2023
Role of Soliz: Plaintiff · Outcome: Terminated 2023-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in LA (not a filing state)
Soliz v. Safeway, Inc. closed
District Court, W.D. Texas · No. 1:23-cv-00486 · Filed Apr 28, 2023 · Closed Jul 9, 2024
Role of Soliz: Plaintiff · Outcome: Terminated 2024-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz v. Covidien LP open
District Court, D. Massachusetts · No. 1:23-cv-10491 · Filed Mar 2, 2023
Role of Soliz: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in MA (not a filing state)
Soliz v. PHH Mortgage Corporation closed
District Court, S.D. Texas · No. 4:22-cv-03888 · Filed Nov 7, 2022 · Closed Apr 17, 2025 · Nature of suit: 220 Real Property: Foreclosure · Cause: 28:1331 Fed. Question
Role of Soliz: Plaintiff · Outcome: Terminated 2025-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz v. FCA US LLC closed
District Court, W.D. Texas · No. 5:22-cv-00918 · Filed Aug 22, 2022 · Closed Feb 7, 2024
Role of Soliz: Plaintiff · Outcome: Terminated 2024-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz v. C.R. Bard, Inc. open
District Court, S.D. Ohio · No. 2:22-cv-02214 · Filed May 19, 2022
Role of Soliz: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in OH (not a filing state)
Soliz v. Home Depot U S A Inc closed
District Court, N.D. Texas · No. 3:21-cv-02927 · Filed Nov 22, 2021 · Closed Dec 21, 2022
Role of Soliz: Plaintiff · Outcome: Terminated 2022-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
SOLIZ v. JOHNSON & JOHNSON, INC open
District Court, D. New Jersey · No. 3:21-cv-03822 · Filed Mar 2, 2021
Role of SOLIZ: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in NJ (not a filing state)
Soliz v. Juul Labs, Inc. closed
District Court, N.D. California · No. 3:20-cv-09149 · Filed Dec 17, 2020 · Closed Apr 20, 2021
Role of Soliz: Plaintiff · Outcome: Terminated 2021-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in CA (not a filing state)
Soliz v. Life Insurance Company of North America closed
District Court, D. Minnesota · No. 0:20-cv-02507 · Filed Dec 10, 2020 · Closed Jun 24, 2021
Role of Soliz: Plaintiff · Outcome: Terminated 2021-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in MN (not a filing state)
Soliz v. GC Services Limited Partnership dismissed
District Court, S.D. Texas · No. 4:19-cv-03579 · Filed Sep 23, 2019 · Closed Oct 18, 2019 · Nature of suit: 480 Consumer credit
Role of Soliz: Plaintiff · Outcome: Terminated 2019-10-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz v. Credit Acceptance Corp. dismissed
District Court, D. Minnesota · No. 0:19-cv-02317 · Filed Aug 21, 2019 · Closed Sep 26, 2019 · Nature of suit: 890 Other Statutory Actions · Cause: 47:227(b)(3) Telephone Consumer Protection Act of 1991
Role of Soliz: Plaintiff · Outcome: Terminated 2019-09-26 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in MN (not a filing state)
Soliz v. CitiMortgage, Inc. dismissed
District Court, W.D. Texas · No. 5:19-cv-00524 · Filed May 16, 2019 · Closed Aug 8, 2019 · Nature of suit: 220 Real Property: Foreclosure · Cause: 28:1332 Diversity-Petition for Removal
Role of Soliz: Plaintiff · Outcome: Terminated 2019-08-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz v. Janssen Research & Development LLC dismissed
District Court, E.D. Louisiana · No. 2:16-cv-17561 · Filed Dec 19, 2016 · Closed May 29, 2020 · Nature of suit: 367 Health care / pharm
Role of Soliz: Plaintiff · Outcome: Terminated 2020-05-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in LA (not a filing state)
Soliz v. Zachry Industrial, Inc. closed
District Court, S.D. Texas · No. 3:16-cv-00250 · Filed Sep 14, 2016 · Closed Dec 14, 2016
Role of Soliz: Plaintiff · Outcome: Terminated 2016-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz v. GF Health Products, Inc. closed
District Court, S.D. Texas · No. 2:16-cv-00387 · Filed Sep 13, 2016 · Closed Dec 18, 2017
Role of Soliz: Plaintiff · Outcome: Terminated 2017-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
SOLIZ v. SMITHKLINE BEECHAM CORPORATION dismissed
District Court, E.D. Pennsylvania · No. 2:14-cv-04544 · Filed Jul 31, 2014 · Closed Feb 26, 2015 · Nature of suit: 367 Health care / pharm
Role of SOLIZ: Plaintiff · Outcome: Terminated 2015-02-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in PA (not a filing state)
Federal Deposit Insurance Corporation v. Soliz judgment
District Court, M.D. Florida · No. 2:14-cv-00232 · Filed Apr 23, 2014 · Closed Mar 30, 2015 · Nature of suit: Real Property: Foreclosure · Cause: 28:1441 Notice of Removal-Foreclosure
Role of Soliz: Defendant · Outcome: Terminated 2015-03-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in FL (not a filing state)
SOLIZ v. SPECIFIED CREDIT ASSOCIATION 1 dismissed
District Court, S.D. Texas · No. · Filed Oct 10, 2013 · Closed Jan 7, 2014 · Nature of suit: 480 Consumer credit
Role of SOLIZ: Plaintiff · Outcome: Terminated 2014-01-07 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
SOLIZ v. BOSTON SCIENTIFIC CORP. closed
District Court, E.D. Pennsylvania · No. 2:13-cv-05003 · Filed Aug 26, 2013 · Closed Dec 16, 2013 · Nature of suit: 367 Health care / pharm
Role of SOLIZ: Plaintiff · Outcome: Terminated 2013-12-16 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in PA (not a filing state)
Soliz v. Takeda Pharmaceuticals U S A Inc dismissed
District Court, W.D. Louisiana · No. 6:13-cv-01966 · Filed Jun 14, 2013 · Closed Jul 21, 2017 · Nature of suit: 367 Health care / pharm
Role of Soliz: Plaintiff · Outcome: Terminated 2017-07-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in LA (not a filing state)
SOLIZ v. MIDLAND CREDIT MANAGEMENT, INC. dismissed
District Court, D. New Jersey · No. 2:12-cv-04070 · Filed Jul 2, 2012 · Closed Sep 24, 2012 · Nature of suit: 480 Consumer credit
Role of SOLIZ: Plaintiff · Outcome: Terminated 2012-09-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in NJ (not a filing state)
SOLIZ v. MERCANTILE ADJUSTMENT BUREAU LLC dismissed
District Court, D. New Jersey · No. 2:11-cv-07450 · Filed Dec 22, 2011 · Closed Mar 19, 2012 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of SOLIZ: Plaintiff · Outcome: Terminated 2012-03-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in NJ (not a filing state)
SOLIZ v. RICHARD BOUDREAU & ASSOCIATES dismissed
District Court, D. New Jersey · No. 2:11-cv-06065 · Filed Oct 13, 2011 · Closed Dec 21, 2011 · Nature of suit: 480 Consumer credit
Role of SOLIZ: Plaintiff · Outcome: Terminated 2011-12-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in NJ (not a filing state)
SOLIZ v. FREDERICK J. HANNA & ASSOCIATES, PC dismissed
District Court, D. New Jersey · No. 2:11-cv-05998 · Filed Oct 13, 2011 · Closed Feb 1, 2012 · Nature of suit: 480 Consumer credit
Role of SOLIZ: Plaintiff · Outcome: Terminated 2012-02-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in NJ (not a filing state)
SOLIZ v. CLIENT SERVICES dismissed
District Court, D. New Jersey · No. 2:11-cv-04210 · Filed Jul 21, 2011 · Closed Jan 17, 2012 · Nature of suit: Consumer Credit · Cause: 28:1441 Notice of Removal - Fair Credit Reporti
Role of SOLIZ: Plaintiff · Outcome: Terminated 2012-01-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in NJ (not a filing state)
Soliz v. Bank of America dismissed
District Court, D. Arizona · No. 4:00-cv-00673 · Filed Nov 29, 2000 · Closed Jul 16, 2001 · Nature of suit: 370 Other fraud
Role of Soliz: Plaintiff · Outcome: Terminated 2001-07-16 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in AZ (not a filing state)
Soliz v. Edington Oil Co judgment
District Court, S.D. California · No. 3:92-cv-01277 · Filed Aug 25, 1992 · Closed Aug 25, 1992 · Nature of suit: 470 Civil (RICO)
Role of Soliz: Plaintiff · Outcome: Terminated 1992-08-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joseph Soliz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 1 open, 15 closed (disposition not in docket feed)

Patrick Deshawn Smith and Veronica Anne Soliz open
United States Bankruptcy Court, W.D. Texas · No. 25-50216 · Filed Jan 31, 2025
Role of Patrick Deshawn Smith and Veronica Anne Soliz: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (anne); court in the person's filing state (TX)
Price Optical, Inc. v. Soliz-Mondragon closed
United States Bankruptcy Court, D. Kansas · No. 12-05125 · Filed Aug 2, 2012 · Closed Oct 22, 2012
Role of Soliz-Mondragon: Defendant · Outcome: Case closed 2012-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in KS (not a filing state)
Gary Lee Harris and Joanne Soliz French closed
United States Bankruptcy Court, S.D. Texas · No. 10-35574 · Filed Jul 3, 2010 · Closed Sep 23, 2015
Role of Gary Lee Harris and Joanne Soliz French: Debtor · Outcome: Case closed 2015-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (joanne); court in the person's filing state (TX)
Robert K. Jr. Ross and Delores Soliz closed
United States Bankruptcy Court, S.D. Texas · No. 09-20640 · Filed Sep 30, 2009 · Closed Apr 28, 2014
Role of Robert K. Jr. Ross and Delores Soliz: Debtor · Outcome: Case closed 2014-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (delores); court in the person's filing state (TX)
First State Bank of Miami v. Soliz closed
United States Bankruptcy Court, N.D. Texas · No. 07-02006 · Filed Apr 2, 2007 · Closed Sep 24, 2007
Role of Soliz: Defendant · Outcome: Case closed 2007-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Charles Arlee Christy and Kimberly Soliz Christy closed
United States Bankruptcy Court, S.D. Texas · No. 06-31417 · Filed Apr 4, 2006 · Closed Jul 29, 2006
Role of Charles Arlee Christy and Kimberly Soliz Christy: Debtor · Outcome: Case closed 2006-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (kimberly); court in the person's filing state (TX)
Robert Cordova Soliz and Select Portfolio Servicing, Inc closed
United States Bankruptcy Court, W.D. Texas · No. 05-63448 · Filed Oct 15, 2005 · Closed Jan 23, 2006
Role of Robert Cordova Soliz and Select Portfolio Servicing, Inc: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (cordova); court in the person's filing state (TX)
Lisa Soliz Rodriguez closed
United States Bankruptcy Court, W.D. Texas · No. 05-13503 · Filed Jun 16, 2005 · Closed Sep 29, 2008
Role of Lisa Soliz Rodriguez: Debtor · Outcome: Case closed 2008-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (lisa); court in the person's filing state (TX)
Soliz v. Litton Loan Servicing Inc closed
United States Bankruptcy Court, S.D. Texas · No. 01-02133 · Filed Nov 1, 2001 · Closed Mar 11, 2002
Role of Soliz: Plaintiff · Outcome: Case closed 2002-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Soliz Masonry Corporation closed
United States Bankruptcy Court, N.D. Texas · No. 01-20980 · Filed Aug 7, 2001 · Closed Jul 24, 2002
Role of Soliz Masonry Corporation: Debtor · Outcome: Case closed 2002-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Gilbert Montalvo Alvarado and Elena Soliz Alvarado closed
United States Bankruptcy Court, W.D. Texas · No. 00-11213 · Filed Apr 20, 2000 · Closed Jul 27, 2000
Role of Gilbert Montalvo Alvarado and Elena Soliz Alvarado: Debtor · Outcome: Case closed 2000-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (elena); court in the person's filing state (TX)
Joseph E Soliz and Bonnie Ann Soliz closed
United States Bankruptcy Court, S.D. Texas · No. 99-40143 · Filed Oct 21, 1999 · Closed Dec 23, 2005
Role of Joseph E Soliz and Bonnie Ann Soliz: Debtor · Outcome: Case closed 2005-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); first name matches; court in the person's filing state (TX)
Soliz v. MFC Finance Company of Texas closed
United States Bankruptcy Court, W.D. Texas · No. 98-05107 · Filed Aug 19, 1998 · Closed Jan 8, 1999
Role of Soliz: Plaintiff · Outcome: Case closed 1999-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); surname only in the caption; court in the person's filing state (TX)
Mariana Soliz Vega closed
United States Bankruptcy Court, S.D. Texas · No. 98-50183 · Filed Mar 24, 1998 · Closed Sep 22, 1998
Role of Mariana Soliz Vega: Debtor · Outcome: Case closed 1998-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (mariana); court in the person's filing state (TX)
Mariana Soliz Vega closed
United States Bankruptcy Court, S.D. Texas · No. 97-80100 · Filed Oct 10, 1997 · Closed Feb 2, 1998
Role of Mariana Soliz Vega: Debtor · Outcome: Case closed 1998-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (mariana); court in the person's filing state (TX)
Juan Soriano and Amelia Soliz Soriano closed
United States Bankruptcy Court, W.D. Texas · No. 95-50200 · Filed Jan 24, 1995 · Closed Jul 7, 1998
Role of Juan Soriano and Amelia Soliz Soriano: Debtor · Outcome: Case closed 1998-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 120 federal dockets); different first name (amelia); court in the person's filing state (TX)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Joseph Soliz — 3 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Jul 15, 2009 – Aug 14, 2009

Amount sold went down between filings — EnerGulf Resources Inc

The Jul 15, 2009 filing says $303,972 sold; the Aug 14, 2009 Form D says $46,749 sold — $257,223 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jul 15, 2009 ↗Form D (later) · Aug 14, 2009 ↗EnerGulf Resources Inc — PartnerFacts page ↗
Sources
Note · Jul 7, 2016

Joseph Soliz appears on 1 deal that stopped filing before reaching its target

EnerGulf Resources Inc (last filing Jul 7, 2016; $1,198,983 sold of $3,297,204). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

EnerGulf Resources Inc — PartnerFacts page ↗
Sources
Worth asking · Aug 14, 2009

Paid seller listed without a CRD number: Joseph Smudin — EnerGulf Resources Inc

Joseph Smudin is listed as receiving sales compensation on 1 filing (Aug 14, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Aug 14, 2009 ↗BrokerCheck search: Joseph Smudin ↗EnerGulf Resources Inc — PartnerFacts page ↗
Sources
Worth asking · Jul 15, 2009

Paid seller listed without a CRD number: Carrelton Horizon Fund LP — EnerGulf Resources Inc

Carrelton Horizon Fund LP is listed as receiving sales compensation on 1 filing (Jul 15, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Jul 15, 2009 ↗BrokerCheck search: Carrelton Horizon Fund LP ↗EnerGulf Resources Inc — PartnerFacts page ↗
Sources
Note · Jul 15, 2009 – Aug 14, 2009

Offering amount lowered between filings — EnerGulf Resources Inc

The Jul 15, 2009 filing says $303,972 offered; the Aug 14, 2009 Form D says $46,749.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Jul 15, 2009 ↗Form D (later) · Aug 14, 2009 ↗EnerGulf Resources Inc — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 2, 2010 D
EnerGulf Resources Inc
File 021-151272
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2009 D
EnerGulf Resources Inc
File 021-105062
$0$0$0Joseph Smudin no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Joseph Soliz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ER
Oil and Gas

EnerGulf Resources Inc

White Rock, British Columbia, Canada (as filed: A1) · Jul 15, 2009 → Dec 2, 2010 · 3 filings
  • Dec 2, 2010 · D · $677,612 sold of $677,612 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 14, 2009 · D · $46,749 sold of $46,749 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2009 · D · $303,972 sold of $303,972 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.2M from 17 investors (100% of the $678K target) as of the latest filing. Joseph is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Joseph 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Fetters

Director · 3 shared filings (1 issuer)

Listed on the same filings as Joseph Soliz. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Clive Brookes

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Joseph Soliz. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Greenblum

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Joseph Soliz. Their page shows their other deals.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nihad Karabernou

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Soliz. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joseph Soliz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joseph Soliz is listed on: none on file. No website or social profile named in EnerGulf Resources Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #284,964 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (White Rock, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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