Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:23 AM ET

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Joseph Rivera

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 10, 2015 → Jun 10, 2015

1deal (issuers)

$1.7Mreported sold

2investors

1Form D filing

2015year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joseph Rivera is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2015: Caravel Ballast Fund (Offshore) Ltd. (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2015; $1.7M reported sold to 2 investors).

What this means One deal on file with the SEC, filed Jun 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Caravel Management LLC (1 shared filing, management entity), Garth Tuner (1 shared filing) and Vanessa Barrett (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.

The issuer belongs to the sponsor group Caravel (5 issuers, $941.1M reported sold, 2014–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Caravel has 5 companies on file and $941.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 3 state regulator orders, 133 bankruptcy cases matching the name listed in Key records below.

What this means 137 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Joseph Rivera and found 1 difference: No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joseph Rivera has not run yet — it is joining a line of 53,244 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

RIVERA, JOSEPH L v. HHS, DEPT OF US, SECRETARY OF judgment

District Court, D. Puerto Rico · No. · Filed Jun 29, 1988 · Closed Aug 31, 1989 · Nature of suit: 863 D.I.W.C. / D.I.W.W.

Role of RIVERA, JOSEPH L: Plaintiff · Outcome: Terminated 1989-08-31 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PR (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 state regulator orders

Consent Order Of Withdrawal IL · Illinois Secretary of State, Securities Department

Order date Feb 28, 2012 · Regulator: Illinois Secretary of State, Securities Department · File No. 1100495 · Parties (regulator's caption): Joseph P. Rivera

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same full name in the order; regulator in IL (not a filing state)

Notice Of Hearing IL · Illinois Secretary of State, Securities Department

Order date Jan 18, 2012 · Regulator: Illinois Secretary of State, Securities Department · File No. 1100495 · Parties (regulator's caption): Joseph P. Rivera

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same full name in the order; regulator in IL (not a filing state)

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)

Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Joseph R. Rivera (CRD #2032077, Registered Representative, Sicklerville, New Jersey)

As listed by the regulator: Joseph R. Rivera (CRD #2032077, Registered Representative, Sicklerville, New Jersey) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for three months. Without admitting or denying the findings, Rivera consented to the described sanctions and to the entry of findings that he signed a public customer’s initials and signature on a disclosure form without the customer’s authorization or consent. The suspension in any capacity is in effect from October 15, 2007, through January 14, 2008. Order / docket ↗ Regulator's list ↗

same full name in the order; nationwide regulator (FINRA) — the state is not a signal

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joseph Rivera..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

133 cases: 8 open, 125 closed (disposition not in docket feed)

Joseph M Rivera open

United States Bankruptcy Court, E.D. New York · No. 8-25-74273 · Filed Nov 5, 2025

Role of Joseph M Rivera: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph Rivera and Janelle Rivera open

United States Bankruptcy Court, C.D. California · No. 6:25-bk-17611 · Filed Oct 22, 2025

Role of Joseph Rivera and Janelle Rivera: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph Rivera open

United States Bankruptcy Court, N.D. Illinois · No. 25-08626 · Filed Jun 5, 2025

Role of Joseph Rivera: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in IL (not a filing state)

JOSEPH A. RIVERA and DONETTA M. RIVERA closed

United States Bankruptcy Court, D. Arizona · No. 2:24-bk-06621 · Filed Aug 11, 2024 · Closed Jan 3, 2025

Role of JOSEPH A. RIVERA and DONETTA M. RIVERA: Debtor · Outcome: Case closed 2025-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in AR (not a filing state)

Joseph Rivera and Megan Arlene Rivera-Drew open

United States Bankruptcy Court, M.D. Alabama · No. 22-80121 · Filed Feb 9, 2022

Role of Joseph Rivera and Megan Arlene Rivera-Drew: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in AL (not a filing state)

Dolores Rivera and Joseph Rivera open

United States Bankruptcy Court, M.D. Florida · No. 8:21-bk-04286 · Filed Aug 17, 2021

Role of Joseph Rivera: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph L Rivera and Anita L Rivera closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 21-10713 · Filed Mar 22, 2021 · Closed Aug 9, 2021

Role of Joseph L Rivera and Anita L Rivera: Debtor · Outcome: Case closed 2021-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, C.D. California · No. 1:20-bk-11591 · Filed Sep 2, 2020 · Closed Sep 22, 2021

Role of Joseph Rivera: Debtor · Outcome: Case closed 2021-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph D. Rivera open

United States Bankruptcy Court, D. New Jersey · No. 19-33677 · Filed Dec 23, 2019

Role of Joseph D. Rivera: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph E Rivera and Ruby A Rivera closed

United States Bankruptcy Court, E.D. New York · No. 8-19-76917 · Filed Oct 7, 2019 · Closed Jan 22, 2020

Role of Joseph E Rivera and Ruby A Rivera: Debtor · Outcome: Case closed 2020-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph A Rivera, III open

United States Bankruptcy Court, E.D. Pennsylvania · No. 19-15480 · Filed Sep 3, 2019

Role of Joseph A Rivera, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph M. Rivera open

United States Bankruptcy Court, S.D. New York · No. 19-36137 · Filed Jul 12, 2019

Role of Joseph M. Rivera: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph Rivera and Joanna Zapata Rivera closed

United States Bankruptcy Court, E.D. California · No. 19-10981 · Filed Mar 15, 2019 · Closed Jun 21, 2019

Role of Joseph Rivera and Joanna Zapata Rivera: Debtor · Outcome: Case closed 2019-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, W.D. Texas · No. 19-30230 · Filed Feb 11, 2019 · Closed Aug 10, 2022

Role of Joseph Rivera: Debtor · Outcome: Case closed 2022-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in TX (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, E.D. Virginia · No. 19-10411 · Filed Feb 7, 2019 · Closed May 20, 2019

Role of Joseph Rivera: Debtor · Outcome: Case closed 2019-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in VA (not a filing state)

Joseph Rivera and Joanna Zapata Rivera closed

United States Bankruptcy Court, E.D. California · No. 19-10183 · Filed Jan 22, 2019 · Closed Mar 11, 2019

Role of Joseph Rivera and Joanna Zapata Rivera: Debtor · Outcome: Case closed 2019-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph G Rivera and Trina Joy De Guzman Rivera closed

United States Bankruptcy Court, D. Alaska · No. 18-00103 · Filed Apr 2, 2018 · Closed Jul 6, 2018

Role of Joseph G Rivera and Trina Joy De Guzman Rivera: Debtor · Outcome: Case closed 2018-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in AK (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 18-13184 · Filed Feb 19, 2018 · Closed Oct 29, 2018

Role of Joseph Rivera: Debtor · Outcome: Case closed 2018-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph B Rivera and Krishna Rivera closed

United States Bankruptcy Court, C.D. California · No. 2:18-bk-11014 · Filed Jan 30, 2018 · Closed May 15, 2018

Role of Joseph B Rivera and Krishna Rivera: Debtor · Outcome: Case closed 2018-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph A. Rivera closed

United States Bankruptcy Court, M.D. Georgia · No. 17-40052 · Filed Jan 23, 2017 · Closed May 9, 2017

Role of Joseph A. Rivera: Debtor · Outcome: Case closed 2017-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in GA (not a filing state)

Joseph R. Rivera and Christina M. Rivera closed

United States Bankruptcy Court, M.D. Florida · No. 6:16-bk-02140 · Filed Mar 31, 2016 · Closed Jun 8, 2017

Role of Joseph R. Rivera and Christina M. Rivera: Debtor · Outcome: Case closed 2017-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph T Rivera, Jr. and Dionna M Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 16-10889 · Filed Mar 30, 2016 · Closed Jul 19, 2016

Role of Joseph T Rivera, Jr.: Debtor · Outcome: Case closed 2016-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in IL (not a filing state)

Joseph D. Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 15-17007 · Filed Apr 17, 2015 · Closed Jul 31, 2015

Role of Joseph D. Rivera: Debtor · Outcome: Case closed 2015-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, C.D. California · No. 6:15-bk-12550 · Filed Mar 16, 2015 · Closed Jun 30, 2015

Role of Joseph Rivera: Debtor · Outcome: Case closed 2015-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph J Rivera closed

United States Bankruptcy Court, E.D. New York · No. 1-14-42011 · Filed Apr 24, 2014 · Closed Jul 30, 2014

Role of Joseph J Rivera: Debtor · Outcome: Case closed 2014-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph A Rivera and Evamig I Rivera closed

United States Bankruptcy Court, S.D. New York · No. 13-23967 · Filed Dec 2, 2013 · Closed Mar 21, 2014

Role of Joseph A Rivera and Evamig I Rivera: Debtor · Outcome: Case closed 2014-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 13-26022 · Filed Jul 23, 2013 · Closed Nov 8, 2013

Role of Joseph Rivera: Debtor · Outcome: Case closed 2013-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph R. Rivera and Christina M. Rivera closed

United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-03124 · Filed Mar 18, 2013 · Closed Feb 13, 2014

Role of Joseph R. Rivera and Christina M. Rivera: Debtor · Outcome: Case closed 2014-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph G Rivera and Felicia Rivera closed

United States Bankruptcy Court, C.D. California · No. 6:13-bk-11946 · Filed Feb 2, 2013 · Closed May 20, 2013

Role of Joseph G Rivera and Felicia Rivera: Debtor · Outcome: Case closed 2013-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph Rivera and Jacqueline Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 12-40976 · Filed Dec 31, 2012 · Closed Aug 28, 2018

Role of Joseph Rivera and Jacqueline Rivera: Debtor · Outcome: Case closed 2018-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 12-34055 · Filed Oct 1, 2012 · Closed Feb 15, 2013

Role of Joseph Rivera: Debtor · Outcome: Case closed 2013-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph A. Rivera and Natalie C. Rivera closed

United States Bankruptcy Court, S.D. Texas · No. 12-36795 · Filed Sep 7, 2012 · Closed Dec 18, 2012

Role of Joseph A. Rivera and Natalie C. Rivera: Debtor · Outcome: Case closed 2012-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in TX (not a filing state)

Joseph Rivera and Jacqueline Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 11-25329 · Filed May 17, 2011 · Closed Nov 15, 2016

Role of Joseph Rivera and Jacqueline Rivera: Debtor · Outcome: Case closed 2016-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, N.D. Georgia · No. 11-52304 · Filed Jan 27, 2011 · Closed May 17, 2011

Role of Joseph Rivera: Debtor · Outcome: Case closed 2011-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in GA (not a filing state)

Joseph H Rivera and Sandra L Rivera closed

United States Bankruptcy Court, C.D. California · No. 6:11-bk-11925 · Filed Jan 20, 2011 · Closed Jun 20, 2011

Role of Joseph H Rivera and Sandra L Rivera: Debtor · Outcome: Case closed 2011-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph R Rivera, Sr. closed

United States Bankruptcy Court, S.D. New York · No. 11-35003 · Filed Jan 3, 2011 · Closed Jan 25, 2016

Role of Joseph R Rivera, Sr.: Debtor · Outcome: Case closed 2016-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph A Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 10-40951 · Filed Oct 5, 2010 · Closed Jun 10, 2013

Role of Joseph A Rivera: Debtor · Outcome: Case closed 2013-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph E. Rivera closed

United States Bankruptcy Court, D. Connecticut · No. 10-52155 · Filed Sep 13, 2010 · Closed Jan 5, 2011

Role of Joseph E. Rivera: Debtor · Outcome: Case closed 2011-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CT (not a filing state)

Joseph S. Rivera closed

United States Bankruptcy Court, N.D. New York · No. 10-32329 · Filed Aug 31, 2010 · Closed Dec 20, 2010

Role of Joseph S. Rivera: Debtor · Outcome: Case closed 2010-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph S. Rivera and Vivian I. Rivera closed

United States Bankruptcy Court, E.D. California · No. 10-31596 · Filed May 2, 2010 · Closed Feb 22, 2016

Role of Joseph S. Rivera and Vivian I. Rivera: Debtor · Outcome: Case closed 2016-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph Rivera and Sophia L Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 10-19629 · Filed Mar 31, 2010 · Closed Oct 29, 2012

Role of Joseph Rivera and Sophia L Rivera: Debtor · Outcome: Case closed 2012-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph Rivera and Maida Rodriguez closed

United States Bankruptcy Court, S.D. New York · No. 10-22220 · Filed Feb 5, 2010 · Closed May 28, 2010

Role of Joseph Rivera and Maida Rodriguez: Debtor · Outcome: Case closed 2010-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph B Rivera and Krishna Jumlani Rivera closed

United States Bankruptcy Court, C.D. California · No. 2:09-bk-37496 · Filed Oct 8, 2009 · Closed Mar 19, 2010

Role of Joseph B Rivera and Krishna Jumlani Rivera: Debtor · Outcome: Case closed 2010-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph E Rivera closed

United States Bankruptcy Court, N.D. Ohio · No. 09-14187 · Filed May 13, 2009 · Closed Sep 2, 2009

Role of Joseph E Rivera: Debtor · Outcome: Case closed 2009-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in OH (not a filing state)

Joseph B Rivera and Emily K. Rivera closed

United States Bankruptcy Court, E.D. Virginia · No. 08-16711 · Filed Oct 29, 2008 · Closed Feb 17, 2009

Role of Joseph B Rivera and Emily K. Rivera: Debtor · Outcome: Case closed 2009-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in VA (not a filing state)

Joseph Rivera and Felizel Amores Rivera closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-12615 · Filed Aug 20, 2008 · Closed Feb 26, 2009

Role of Joseph Rivera and Felizel Amores Rivera: Debtor · Outcome: Case closed 2009-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph L Rivera and Rose M Rivera closed

United States Bankruptcy Court, D. Idaho · No. 08-01621 · Filed Aug 5, 2008 · Closed Jun 6, 2012

Role of Joseph L Rivera and Rose M Rivera: Debtor · Outcome: Case closed 2012-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in ID (not a filing state)

Joseph A. Rivera and Josephine E. Rivera closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-06815 · Filed May 14, 2008 · Closed Feb 27, 2014

Role of Joseph A. Rivera and Josephine E. Rivera: Debtor · Outcome: Case closed 2014-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph Rivera and Jacqueline Rivera closed

United States Bankruptcy Court, E.D. New York · No. 8-08-72010 · Filed Apr 21, 2008 · Closed Jan 15, 2009

Role of Joseph Rivera and Jacqueline Rivera: Debtor · Outcome: Case closed 2009-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph C. Rivera and Tanya Hayden closed

United States Bankruptcy Court, C.D. California · No. 6:08-bk-11603 · Filed Feb 16, 2008 · Closed Jun 24, 2008

Role of Joseph C. Rivera and Tanya Hayden: Debtor · Outcome: Case closed 2008-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph M. Rivera and Janine R. Rivera closed

United States Bankruptcy Court, S.D. New York · No. 08-35252 · Filed Feb 14, 2008 · Closed Feb 25, 2010

Role of Joseph M. Rivera and Janine R. Rivera: Debtor · Outcome: Case closed 2010-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph D Rivera and Yvonne Rivera closed

United States Bankruptcy Court, D. New Mexico · No. 08-10371 · Filed Feb 11, 2008 · Closed Jun 2, 2008

Role of Joseph D Rivera and Yvonne Rivera: Debtor · Outcome: Case closed 2008-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NM (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:08-bk-50312 · Filed Feb 4, 2008 · Closed Apr 10, 2009

Role of Joseph Rivera: Debtor · Outcome: Case closed 2009-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph L. Rivera and Catherine A. Rivera closed

United States Bankruptcy Court, N.D. New York · No. 07-13223 · Filed Nov 26, 2007 · Closed Sep 12, 2013

Role of Joseph L. Rivera and Catherine A. Rivera: Debtor · Outcome: Case closed 2013-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph A Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 07-03428 · Filed Feb 27, 2007 · Closed Jul 20, 2007

Role of Joseph A Rivera: Debtor · Outcome: Case closed 2007-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in IL (not a filing state)

Joseph R. Rivera and Velva Diane Rivera closed

United States Bankruptcy Court, S.D. Ohio · No. 2:06-bk-52904 · Filed Jun 15, 2006 · Closed Sep 27, 2006

Role of Joseph R. Rivera and Velva Diane Rivera: Debtor · Outcome: Case closed 2006-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in OH (not a filing state)

Joseph L Rivera and Dorothy K Rivera closed

United States Bankruptcy Court, C.D. California · No. 9:05-bk-50048 · Filed Dec 27, 2005 · Closed Feb 25, 2009

Role of Joseph L Rivera and Dorothy K Rivera: Debtor · Outcome: Case closed 2009-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph E Rivera closed

United States Bankruptcy Court, S.D. Texas · No. 05-93426 · Filed Oct 15, 2005 · Closed Apr 18, 2006

Role of Joseph E Rivera: Debtor · Outcome: Case closed 2006-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in TX (not a filing state)

Joseph R Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 05-54959 · Filed Oct 14, 2005 · Closed Mar 23, 2006

Role of Joseph R Rivera: Debtor · Outcome: Case closed 2006-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

JOSEPH RIVERA and MERCEDES MEHRVAR closed

United States Bankruptcy Court, D. Nevada · No. 05-23734 · Filed Oct 12, 2005 · Closed Jan 8, 2007

Role of JOSEPH RIVERA and MERCEDES MEHRVAR: Debtor · Outcome: Case closed 2007-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NV (not a filing state)

JOSEPH C RIVERA and KIMBERLY D RIVERA closed

United States Bankruptcy Court, C.D. California · No. 6:05-bk-23983 · Filed Oct 12, 2005 · Closed Feb 23, 2006

Role of JOSEPH C RIVERA and KIMBERLY D RIVERA: Debtor · Outcome: Case closed 2006-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph R Rivera and Donna Rivera closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:05-bk-54008 · Filed Jul 19, 2005 · Closed Nov 15, 2005

Role of Joseph R Rivera and Donna Rivera: Debtor · Outcome: Case closed 2005-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph Rivera and Teresa Rivera closed

United States Bankruptcy Court, W.D. New York · No. 1-05-14980 · Filed Jun 9, 2005 · Closed Oct 5, 2005

Role of Joseph Rivera and Teresa Rivera: Debtor · Outcome: Case closed 2005-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph Rivera and Janet Rivera closed

United States Bankruptcy Court, S.D. New York · No. 05-20031 · Filed Jan 19, 2005 · Closed Mar 31, 2006

Role of Joseph Rivera and Janet Rivera: Debtor · Outcome: Case closed 2006-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph C A Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 04-76381 · Filed Dec 29, 2004 · Closed Apr 26, 2005

Role of Joseph C A Rivera: Debtor · Outcome: Case closed 2005-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in IL (not a filing state)

Joseph F Rivera and Frances P Rivera closed

United States Bankruptcy Court, M.D. Florida · No. 3:04-bk-12712 · Filed Dec 17, 2004 · Closed Jun 13, 2007

Role of Joseph F Rivera and Frances P Rivera: Debtor · Outcome: Case closed 2007-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

OHC LIQUIDATION TRUST, by and through Alvarez & Ma v. JOSEPH RIVERA closed

United States Bankruptcy Court, D. Delaware · No. 04-56709 · Filed Nov 6, 2004 · Closed Aug 29, 2005

Role of JOSEPH RIVERA: Defendant · Outcome: Case closed 2005-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in DE (not a filing state)

Joseph Rivera Iii closed

United States Bankruptcy Court, C.D. California · No. 2:04-bk-32404 · Filed Oct 21, 2004 · Closed Mar 4, 2005

Role of Joseph Rivera Iii: Debtor · Outcome: Case closed 2005-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph J. Rivera closed

United States Bankruptcy Court, N.D. Georgia · No. 04-96290 · Filed Aug 23, 2004 · Closed Nov 24, 2004

Role of Joseph J. Rivera: Debtor · Outcome: Case closed 2004-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in GA (not a filing state)

Joseph M Rivera and Sheila T Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 04-74058 · Filed Aug 12, 2004 · Closed Feb 7, 2007

Role of Joseph M Rivera and Sheila T Rivera: Debtor · Outcome: Case closed 2007-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in IL (not a filing state)

Joseph A Rivera closed

United States Bankruptcy Court, W.D. Washington · No. 04-45383 · Filed May 27, 2004 · Closed Sep 7, 2004

Role of Joseph A Rivera: Debtor · Outcome: Case closed 2004-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in WA (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 04-19169 · Filed Mar 18, 2004 · Closed Jul 19, 2004

Role of Joseph Rivera: Debtor · Outcome: Case closed 2004-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph Rivera and Rachel Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 04-08830 · Filed Mar 5, 2004 · Closed Jan 25, 2005

Role of Joseph Rivera and Rachel Rivera: Debtor · Outcome: Case closed 2005-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in IL (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 03-50055 · Filed Dec 12, 2003 · Closed Mar 24, 2004

Role of Joseph Rivera: Debtor · Outcome: Case closed 2004-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph D. Rivera closed

United States Bankruptcy Court, E.D. Wisconsin · No. 03-37746 · Filed Dec 5, 2003 · Closed Mar 17, 2004

Role of Joseph D. Rivera: Debtor · Outcome: Case closed 2004-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in WI (not a filing state)

Joseph A. Rivera closed

United States Bankruptcy Court, N.D. New York · No. 03-17295 · Filed Oct 31, 2003 · Closed Sep 22, 2009

Role of Joseph A. Rivera: Debtor · Outcome: Case closed 2009-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph L Rivera and Rose M Rivera closed

United States Bankruptcy Court, D. Idaho · No. 03-03953 · Filed Oct 28, 2003 · Closed Jan 29, 2004

Role of Joseph L Rivera and Rose M Rivera: Debtor · Outcome: Case closed 2004-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in ID (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 03-21999 · Filed Apr 14, 2003 · Closed Nov 25, 2003

Role of Joseph Rivera: Debtor · Outcome: Case closed 2003-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, S.D. New York · No. 02-16469 · Filed Dec 25, 2002 · Closed Apr 7, 2003

Role of Joseph Rivera: Debtor · Outcome: Case closed 2003-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph T. Rivera and Amanda M. Rivera closed

United States Bankruptcy Court, M.D. Florida · No. 8:02-bk-22530 · Filed Nov 12, 2002 · Closed May 30, 2003

Role of Joseph T. Rivera and Amanda M. Rivera: Debtor · Outcome: Case closed 2003-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph A. Rivera and Christine Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 02-18067 · Filed Aug 19, 2002 · Closed Jun 6, 2006

Role of Joseph A. Rivera and Christine Rivera: Debtor · Outcome: Case closed 2006-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, E.D. New York · No. 1-02-13591 · Filed Mar 21, 2002 · Closed Sep 18, 2002

Role of Joseph Rivera: Debtor · Outcome: Case closed 2002-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph F. Rivera closed

United States Bankruptcy Court, D. Maryland · No. 02-11483 · Filed Feb 6, 2002 · Closed May 14, 2002

Role of Joseph F. Rivera: Debtor · Outcome: Case closed 2002-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in MD (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 01-15037 · Filed May 14, 2001 · Closed Dec 21, 2001

Role of Joseph Rivera: Debtor · Outcome: Case closed 2001-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph A. Rivera closed

United States Bankruptcy Court, N.D. New York · No. 01-12936 · Filed May 3, 2001 · Closed Apr 21, 2004

Role of Joseph A. Rivera: Debtor · Outcome: Case closed 2004-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph Rivera closed

United States Bankruptcy Court, C.D. California · No. 2:01-bk-22535 · Filed Apr 24, 2001 · Closed Jun 29, 2001

Role of Joseph Rivera: Debtor · Outcome: Case closed 2001-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph P Rivera closed

United States Bankruptcy Court, C.D. California · No. 2:01-bk-19661 · Filed Mar 30, 2001 · Closed Jul 24, 2001

Role of Joseph P Rivera: Debtor · Outcome: Case closed 2001-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph M. Rivera and Luana K. Rivera closed

United States Bankruptcy Court, W.D. Oklahoma · No. 01-11862 · Filed Mar 5, 2001 · Closed Aug 24, 2001

Role of Joseph M. Rivera and Luana K. Rivera: Debtor · Outcome: Case closed 2001-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in OK (not a filing state)

Joseph A. Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 00-35160 · Filed Nov 16, 2000 · Closed Feb 12, 2001

Role of Joseph A. Rivera: Debtor · Outcome: Case closed 2001-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph D. Rivera and Lisa A. Rivera closed

United States Bankruptcy Court, D. New Mexico · No. 00-15430 · Filed Oct 10, 2000 · Closed Jan 23, 2001

Role of Joseph D. Rivera and Lisa A. Rivera: Debtor · Outcome: Case closed 2001-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NM (not a filing state)

Joseph A Rivera closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:00-bk-02966 · Filed Jul 7, 2000 · Closed Aug 16, 2001

Role of Joseph A Rivera: Debtor · Outcome: Case closed 2001-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph A. Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 00-55169 · Filed May 16, 2000 · Closed Oct 10, 2001

Role of Joseph A. Rivera: Debtor · Outcome: Case closed 2001-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph R. Rivera and Minerva Rivera closed

United States Bankruptcy Court, S.D. New York · No. 00-11828 · Filed Apr 30, 2000 · Closed Feb 13, 2001

Role of Joseph R. Rivera and Minerva Rivera: Debtor · Outcome: Case closed 2001-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph R. Rivera closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 00-22012 · Filed Mar 20, 2000 · Closed Jul 10, 2000

Role of Joseph R. Rivera: Debtor · Outcome: Case closed 2000-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph L Rivera closed

United States Bankruptcy Court, D. South Carolina · No. 00-01578 · Filed Feb 22, 2000 · Closed Jul 12, 2000

Role of Joseph L Rivera: Debtor · Outcome: Case closed 2000-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in SC (not a filing state)

Joseph M Rivera closed

United States Bankruptcy Court, E.D. New York · No. 8-00-81230 · Filed Feb 22, 2000 · Closed Jul 14, 2000

Role of Joseph M Rivera: Debtor · Outcome: Case closed 2000-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph L. Rivera and Calenia Jo Rivera closed

United States Bankruptcy Court, D. Colorado · No. 99-23852 · Filed Nov 5, 1999 · Closed Feb 8, 2000

Role of Joseph L. Rivera and Calenia Jo Rivera: Debtor · Outcome: Case closed 2000-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CO (not a filing state)

Joseph A Rivera closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:99-bk-04059 · Filed Sep 22, 1999 · Closed Jan 28, 2000

Role of Joseph A Rivera: Debtor · Outcome: Case closed 2000-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 99-17874 · Filed Jun 17, 1999 · Closed Feb 10, 2000

Role of Joseph Rivera: Debtor · Outcome: Case closed 2000-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph E. Rivera and Diana M. Rivera closed

United States Bankruptcy Court, E.D. California · No. 99-22948 · Filed Mar 4, 1999 · Closed Mar 22, 2001

Role of Joseph E. Rivera and Diana M. Rivera: Debtor · Outcome: Case closed 2001-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph Rivera and Emerald Rivera closed

United States Bankruptcy Court, S.D. California · No. 98-16438 · Filed Dec 9, 1998 · Closed Mar 26, 1999

Role of Joseph Rivera and Emerald Rivera: Debtor · Outcome: Case closed 1999-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph A Rivera closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:98-bk-04436 · Filed Sep 11, 1998 · Closed Mar 18, 1999

Role of Joseph A Rivera: Debtor · Outcome: Case closed 1999-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph Rivera and Raquel Rivera closed

United States Bankruptcy Court, S.D. California · No. 98-04260 · Filed Mar 24, 1998 · Closed Jul 17, 1998

Role of Joseph Rivera and Raquel Rivera: Debtor · Outcome: Case closed 1998-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph Rivera and Ellen Rivera closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:98-bk-00643 · Filed Feb 27, 1998 · Closed Sep 14, 1998

Role of Joseph Rivera and Ellen Rivera: Debtor · Outcome: Case closed 1998-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph W. Rivera and Elaine H. Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 97-26881 · Filed Oct 30, 1997 · Closed Mar 4, 1998

Role of Joseph W. Rivera and Elaine H. Rivera: Debtor · Outcome: Case closed 1998-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph A. Rivera closed

United States Bankruptcy Court, W.D. Texas · No. 97-70575 · Filed Oct 20, 1997 · Closed Jan 30, 1998

Role of Joseph A. Rivera: Debtor · Outcome: Case closed 1998-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in TX (not a filing state)

Joseph W. Rivera and Nivia E. Rivera closed

United States Bankruptcy Court, M.D. Florida · No. 6:97-bk-05154 · Filed Jun 24, 1997 · Closed Nov 21, 1997

Role of Joseph W. Rivera and Nivia E. Rivera: Debtor · Outcome: Case closed 1997-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, S.D. California · No. 97-08006 · Filed May 30, 1997 · Closed Sep 22, 1997

Role of Joseph Rivera: Debtor · Outcome: Case closed 1997-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph Rivera and Lori Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 97-30691 · Filed Feb 14, 1997 · Closed Jun 20, 1997

Role of Joseph Rivera and Lori Rivera: Debtor · Outcome: Case closed 1997-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph A. Rivera and Debra C. Rivera closed

United States Bankruptcy Court, N.D. New York · No. 97-10355 · Filed Jan 21, 1997 · Closed Jun 10, 1997

Role of Joseph A. Rivera and Debra C. Rivera: Debtor · Outcome: Case closed 1997-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph A. Rivera and Barbara A. Rivera closed

United States Bankruptcy Court, E.D. Wisconsin · No. 97-20302 · Filed Jan 15, 1997 · Closed May 7, 1997

Role of Joseph A. Rivera and Barbara A. Rivera: Debtor · Outcome: Case closed 1997-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in WI (not a filing state)

JOSEPH G RIVERA and LUCY RIVERA closed

United States Bankruptcy Court, D. Minnesota · No. 96-35523 · Filed Sep 30, 1996 · Closed Feb 13, 1997

Role of JOSEPH G RIVERA and LUCY RIVERA: Debtor · Outcome: Case closed 1997-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in MN (not a filing state)

Joseph R. Rivera and Lucille Q. Rivera closed

United States Bankruptcy Court, D. New Mexico · No. 96-13744 · Filed Aug 28, 1996 · Closed Mar 22, 2000

Role of Joseph R. Rivera and Lucille Q. Rivera: Debtor · Outcome: Case closed 2000-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NM (not a filing state)

Joseph Rivera Jr closed

United States Bankruptcy Court, C.D. California · No. 1:96-bk-18136 · Filed Jul 18, 1996 · Closed Mar 3, 2000

Role of Joseph Rivera Jr: Debtor · Outcome: Case closed 2000-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, N.D. Ohio · No. 96-51379 · Filed Jun 20, 1996 · Closed Nov 8, 1996

Role of Joseph Rivera: Debtor · Outcome: Case closed 1996-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in OH (not a filing state)

Joseph F. Rivera and Lillian Rivera closed

United States Bankruptcy Court, N.D. New York · No. 95-14928 · Filed Dec 22, 1995 · Closed Jan 13, 1997

Role of Joseph F. Rivera and Lillian Rivera: Debtor · Outcome: Case closed 1997-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in the person's filing state (NY)

Joseph A Rivera and Ivette N Rivera closed

United States Bankruptcy Court, E.D. North Carolina · No. 95-00299 · Filed Feb 1, 1995 · Closed Mar 19, 1998

Role of Joseph A Rivera and Ivette N Rivera: Debtor · Outcome: Case closed 1998-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NC (not a filing state)

Joseph E. Rivera closed

United States Bankruptcy Court, D. Massachusetts · No. 94-17319 · Filed Nov 15, 1994 · Closed Feb 22, 1995

Role of Joseph E. Rivera: Debtor · Outcome: Case closed 1995-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in MA (not a filing state)

Joseph Rivera and Elba Sonia Rivera closed

United States Bankruptcy Court, D. Oregon · No. 94-63908 · Filed Oct 14, 1994 · Closed Jan 20, 1995

Role of Joseph Rivera and Elba Sonia Rivera: Debtor · Outcome: Case closed 1995-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in OR (not a filing state)

Joseph M. Rivera closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 94-11024 · Filed Mar 1, 1994 · Closed Nov 24, 1995

Role of Joseph M. Rivera: Debtor · Outcome: Case closed 1995-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph A. Rivera and Tracy Rivera closed

United States Bankruptcy Court, C.D. California · No. 8:94-bk-10993 · Filed Jan 31, 1994 · Closed Sep 20, 1995

Role of Joseph A. Rivera and Tracy Rivera: Debtor · Outcome: Case closed 1995-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

Joseph L Rivera closed

United States Bankruptcy Court, S.D. Texas · No. 93-48298 · Filed Nov 1, 1993 · Closed Oct 8, 2002

Role of Joseph L Rivera: Debtor · Outcome: Case closed 2002-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in TX (not a filing state)

Joseph A. Rivera closed

United States Bankruptcy Court, D. New Mexico · No. 93-12893 · Filed Sep 27, 1993 · Closed Apr 8, 1994

Role of Joseph A. Rivera: Debtor · Outcome: Case closed 1994-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NM (not a filing state)

Joseph A. Rivera closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:93-bk-01624 · Filed Sep 15, 1993 · Closed Jul 19, 1996

Role of Joseph A. Rivera: Debtor · Outcome: Case closed 1996-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph D. Rivera and Sherilyn M. Rivera closed

United States Bankruptcy Court, D. New Mexico · No. 93-10179 · Filed Jan 20, 1993 · Closed Apr 30, 1993

Role of Joseph D. Rivera and Sherilyn M. Rivera: Debtor · Outcome: Case closed 1993-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NM (not a filing state)

Joseph P. Rivera closed

United States Bankruptcy Court, D. Massachusetts · No. 92-15355 · Filed May 27, 1992 · Closed Oct 29, 1992

Role of Joseph P. Rivera: Debtor · Outcome: Case closed 1992-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in MA (not a filing state)

Joseph G. Rivera and Evelyn M. Rivera closed

United States Bankruptcy Court, W.D. Missouri · No. 91-43923 · Filed Dec 11, 1991 · Closed Mar 27, 1992

Role of Joseph G. Rivera and Evelyn M. Rivera: Debtor · Outcome: Case closed 1992-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in MO (not a filing state)

Joseph A. Rivera closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:90-bk-01708 · Filed Oct 9, 1990 · Closed Apr 2, 1993

Role of Joseph A. Rivera: Debtor · Outcome: Case closed 1993-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in PA (not a filing state)

Joseph Rivera Sr and Rachel Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 90-16413 · Filed Sep 7, 1990 · Closed Feb 15, 1991

Role of Joseph Rivera Sr and Rachel Rivera: Debtor · Outcome: Case closed 1991-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in IL (not a filing state)

Joseph A Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 89-97558 · Filed Sep 22, 1989 · Closed Sep 20, 1990

Role of Joseph A Rivera: Debtor · Outcome: Case closed 1990-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in NJ (not a filing state)

Joseph Rivera and Joan Ellen Rivera closed

United States Bankruptcy Court, D. Utah · No. 89-24814 · Filed Aug 11, 1989 · Closed Dec 11, 1989

Role of Joseph Rivera and Joan Ellen Rivera: Debtor · Outcome: Case closed 1989-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in UT (not a filing state)

Joseph Rivera and Irene Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 88-02474 · Filed Jun 24, 1988 · Closed Oct 26, 1988

Role of Joseph Rivera and Irene Rivera: Debtor · Outcome: Case closed 1988-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in FL (not a filing state)

Joseph Rivera closed

United States Bankruptcy Court, C.D. California · No. 1:86-bk-15204 · Filed Aug 19, 1986 · Closed Nov 2, 1988

Role of Joseph Rivera: Debtor · Outcome: Case closed 1988-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 202 federal dockets); court in CA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Joseph Rivera (compared 1 filing on Oct 24, 2026)

Note · Jun 1, 2015 – Jun 10, 2015

No amendment in the last 12 months on an offering that may still be open — Caravel Ballast Fund (Offshore) Ltd. (latest filing Jun 10, 2015)

The latest filing for this offering is dated Jun 10, 2015 (first sale Jun 1, 2015). It reports $1,700,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 10, 2015 ↗Caravel Ballast Fund (Offshore) Ltd. — PartnerFacts page ↗

Sources

Form D · Jun 10, 2015 ↗ (Jun 10, 2015)
Caravel Ballast Fund (Offshore) Ltd. — PartnerFacts page ↗ (Jun 10, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 10, 2015 D Caravel Ballast Fund (Offshore) Ltd. File 021-241408	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Joseph Rivera on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Caravel

Caravel Ballast Fund (Offshore) Ltd.

Hamilton, Bermuda (as filed: D0) · Jun 10, 2015

Jun 10, 2015 · D · $1,700,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director) EDGAR ↗

Raised $1.7M from 2 investors as of the latest filing. Joseph is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Joseph 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Caravel Management LLC

Promoter · 1 shared filing (1 issuer) · also on 4 other issuers

Caravel Management LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Vanessa Barrett

Director · 1 shared filing (1 issuer) · also on 34 other issuers

Vanessa Barrett is on 35 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Garth Tuner

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Rivera. Their page shows their other deals.

The team behind the deals

Sponsor group

Caravel

5 issuers · 19 filings · $941.1M reported sold · 2014–2024

CE Caravel Egyptian Treasury Fund L.P. Pooled Investment Fund · $141.7M sold · 2018
CF Caravel Fund (Offshore) Ltd. Pooled Investment Fund · $242.6M sold · 2014
CF Caravel Fund (Onshore) L.P. Pooled Investment Fund · $545.1M sold · 2014
CB Caravel Ballast Fund (Offshore) Ltd. Pooled Investment Fund · $1.7M sold · 2015 · listed
CB Caravel Ballast Fund (Onshore) L.P. Pooled Investment Fund · $10M sold · 2015

One team, 5 deal companies. Joseph Rivera is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joseph Rivera.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joseph Rivera by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joseph Rivera is listed on: none on file. No website or social profile named in Caravel Ballast Fund (Offshore) Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #301,590 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Hamilton, D0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Joseph Rivera

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — Caravel Ballast Fund (Offshore) Ltd. (latest filing Jun 10, 2015)

5. Money to insiders

Deals 1

Caravel Ballast Fund (Offshore) Ltd.

People around Joseph 3

Caravel Management LLC

Vanessa Barrett

Garth Tuner

The team behind the deals

Caravel

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person