Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, NY · listed Mar 16, 2009 → Nov 12, 2019
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
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No SEC search has run yet for this person.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
2 of 27 offerings report sales commissions totalling $401,170; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jul 6, 2021 D File 021-405275 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 13, 2020 D File 021-373147 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 12, 2019 D File 021-353137 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 25, 2019 D/A File 021-223546 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 25, 2018 D/A File 021-77209 | $0 | $0 | $0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Oct 25, 2018 D/A File 021-109046 | $0 | $0 | $0 The Investment Manager, who may have a relationship with one or more of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Oct 25, 2018 D/A File 021-184045 | $0 | $0 | $0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Sep 27, 2017 D File 021-295523 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 31, 2017 D File 021-279667 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H&L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H&L Equities, LLC (CRD 113794 ↗) Phyliss Johnson BrokerCheck CRD 1020488 ↗ via H&L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H&L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H&L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | May 6, 2016 D/A File 021-184014 | $0 | $0 | $0 The Investment Manager, who is one of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Apr 25, 2016 D/A File 021-88783 | $0 | $0 | $0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jan 12, 2016 D/A File 021-247964 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 31, 2015 D/A File 021-104481 | $0 | $0 | $0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Oct 20, 2014 D/A File 021-171093 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 25, 2014 D/A File 021-53258 | $0 | $0 | $0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Aug 30, 2013 D/A File 021-184042 | $0 | $0 | $0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Aug 29, 2013 D/A File 021-183938 | $0 | $0 | $0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Aug 29, 2013 D/A File 021-183957 | $0 | $0 | $0 The Investment Manager, who may have a relationship with one or more of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Aug 29, 2013 D File 021-202040 | $0 | $0 | $0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | May 17, 2013 D File 021-196710 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 25, 2012 D/A File 021-165527 | $394,920 | $0 | $0 | JMP Securities, LLC BrokerCheck CRD 022208 ↗ |
| EDGAR ↗ | Aug 18, 2010 D File 021-146631 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 9, 2010 D/A File 021-65083 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 9, 2010 D/A File 021-109571 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 8, 2010 D/A File 021-74393 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 13, 2009 D File 021-130400 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 16, 2009 D File 021-104061 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Evolution Realty Partners III LLC | Director, Promoter | Jul 6, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HIC - JMP RP I LLC group: Harvest | Executive Officer | Aug 13, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Growth Capital III LLC group: Harvest | Executive Officer Chief Executive Officer of Investment Manager | Nov 12, 2019 | D | $100,000,000 similar: $155,000–$5,250,000 | $48,450,000 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Executive Officer | Oct 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,510,428 | 64 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Oct 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,348,736 | 166 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Oct 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $177,843,922 | 68 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Oct 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $192,254,418 | 75 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Oct 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,510,428 | 64 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JMP Capital I LLC group: Harvest | Executive Officer Chief Investment Officer of the Issuer; Chairman & CEO of JMP Group LLC, the Issuer's sponsor | Sep 27, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $31,200,000 | 20 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,755,348 | 67 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,883,824 | 64 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $193,739,491 | 166 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Aug 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $183,254,418 | 75 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JMP Realty Trust Inc. group: Harvest | Executive Officer, Director | Jan 31, 2017 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $164,748,032 | 61 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $178,745,647 | 154 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $53,721,370 | 64 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Aug 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $172,009,418 | 73 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Technology Partners Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | May 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,499,778 | 4 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | May 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,883,928 | 51 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | May 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,566,611 | 143 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | May 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,004,418 | 73 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | May 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $53,464,067 | 63 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Executive Officer Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Apr 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $53,237,694 | 93 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Intrexon Enterprise Fund I, LP group: Harvest | Executive Officer Chief Executive Officer of Harvest Capital Strategies, LLC, the managing member of the general partner of the issuer. | Jan 12, 2016 | D/A | $245,156,250 similar: $155,000–$5,250,000 | $245,156,250 | 156 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Intrexon Enterprise Fund I, LP group: Harvest | Executive Officer Chief Executive Officer of Harvest Capital Strategies, LLC, the managing member of the general partner of the issuer. | Sep 21, 2015 | D | $300,000,000 similar: $155,000–$5,250,000 | $221,968,750 | 125 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Technology Partners Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Sep 8, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,499,778 | 4 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Sep 8, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,004,418 | 73 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Sep 4, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,004,418 | 73 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,566,611 | 143 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $53,464,067 | 63 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JMP MASTERS FUND, LP group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,240,533 | 67 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Technology Partners Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Aug 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,499,778 | 4 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,883,928 | 51 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Executive Officer Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | May 11, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,419,530 | 93 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Franchise Fund Offshore, Ltd. group: Harvest | Executive Officer | Oct 20, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,999,970 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Technology Partners Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Aug 25, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,499,778 | 4 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Aug 25, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $153,004,418 | 71 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 25, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,883,928 | 51 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 25, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $39,447,771 | 57 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Opportunity Partners II, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 25, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $91,574,162 | 81 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 25, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,116,406 | 139 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JMP MASTERS FUND, LP group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 25, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,240,533 | 67 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Executive Officer Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | May 27, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,563,682 | 93 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | May 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,404,431 | 93 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Franchise Fund Offshore, Ltd. group: Harvest | Executive Officer | Oct 18, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Aug 30, 2013 | D/A | Indefinite | $135,504,418 | 69 | $1,000,000 |
| EDGAR ↗ | Harvest Technology Partners Offshore, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Aug 30, 2013 | D/A | Indefinite | $26,433,778 | 4 | $500,000 |
| EDGAR ↗ | Harvest Diversified Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 30, 2013 | D/A | Indefinite | $34,141,994 | 47 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 30, 2013 | D/A | Indefinite | $143,883,928 | 51 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 30, 2013 | D/A | Indefinite | $162,767,719 | 131 | $1,000,000 |
| EDGAR ↗ | Harvest Opportunity Partners Offshore Fund, Ltd. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer | Aug 29, 2013 | D/A | Indefinite | $13,730,000 | 5 | $1,000,000 |
| EDGAR ↗ | Harvest Opportunity Partners II, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 29, 2013 | D/A | Indefinite | $81,098,208 | 75 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 29, 2013 | D | Indefinite | $162,767,719 | 131 | $1,000,000 |
| EDGAR ↗ | JMP MASTERS FUND, LP group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 29, 2013 | D/A | Indefinite | $87,240,533 | 67 | $1,000,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Aug 29, 2013 | D/A | Indefinite | $32,598,076 | 55 | $250,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | May 31, 2013 | D/A | Indefinite | $47,404,431 | 90 | $500,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | May 31, 2013 | D/A | Indefinite | $47,404,431 | 90 | $500,000 |
| EDGAR ↗ | Harvest Capital Credit Corp group: Harvest | Director | May 17, 2013 | D | $33,715,851 | $33,715,851 | 42 | No minimum reported |
| EDGAR ↗ | Harvest Capital Credit LLC group: Harvest | Director | Oct 25, 2012 | D/A | $32,423,365 | $17,670,734 | 42 | $100,000 |
| EDGAR ↗ | Harvest Franchise Fund Offshore, Ltd. group: Harvest | Executive Officer | Oct 18, 2012 | D/A | Indefinite | $16,250,000 | 3 | $5,000,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Oct 5, 2012 | D/A | Indefinite | $52,850,000 | 34 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies LLC, a Director of the issuer. | Oct 5, 2012 | D/A | Indefinite | $119,354,418 | 67 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies LLC, a Director of the issuer. | Oct 1, 2012 | D/A | Indefinite | $119,354,418 | 67 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Sep 18, 2012 | D/A | Indefinite | $52,850,000 | 34 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Sep 17, 2012 | D/A | Indefinite | $155,337,787 | 127 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Partners Qualified, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Sep 12, 2012 | D | Indefinite | $52,850,000 | 34 | $1,000,000 |
| EDGAR ↗ | Harvest Diversified Partners, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Sep 12, 2012 | D | Indefinite | $19,204,981 | 43 | $1,000,000 |
| EDGAR ↗ | Harvest Technology Partners Offshore, Ltd. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies LLC, a Director of the issuer | Sep 12, 2012 | D | Indefinite | $21,499,778 | 4 | $500,000 |
| EDGAR ↗ | Harvest Opportunity Partners Offshore Fund, Ltd. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies LLC, a Director of the issuer | Sep 11, 2012 | D | Indefinite | $13,730,000 | 5 | $1,000,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Sep 11, 2012 | D | Indefinite | $16,701,357 | 30 | $250,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Sep 5, 2012 | D/A | Indefinite | $155,337,787 | 127 | $1,000,000 |
| EDGAR ↗ | JMP MASTERS FUND, LP group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Sep 5, 2012 | D/A | Indefinite | $87,215,533 | 67 | $1,000,000 |
| EDGAR ↗ | Harvest Opportunity Partners II, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Aug 31, 2012 | D/A | Indefinite | $57,924,327 | 58 | $1,000,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Jun 29, 2012 | D/A | Indefinite | $37,273,831 | 86 | $500,000 |
| EDGAR ↗ | Harvest Capital Credit LLC group: Harvest | Director | Sep 8, 2011 | D | $30,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Jun 27, 2011 | D/A | Indefinite | $152,428,008 | 118 | $1,000,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Executive Officer Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Jun 27, 2011 | D/A | Indefinite | $29,130,841 | 76 | $500,000 |
| EDGAR ↗ | JMP MASTERS FUND, LP group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer | Jun 24, 2011 | D/A | Indefinite | $86,509,508 | 59 | $1,000,000 |
| EDGAR ↗ | Harvest Opportunity Partners II, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Jun 24, 2011 | D/A | Indefinite | $43,966,984 | 42 | $1,000,000 |
| EDGAR ↗ | JMP Group Inc. group: Harvest | Executive Officer, Director | Aug 18, 2010 | D | $2,669,180 | $2,669,180 | 12 | No minimum reported |
| EDGAR ↗ | JMP MASTERS FUND, LP group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 31, 2010 | D/A | Indefinite | $86,509,508 | 59 | $1,000,000 |
| EDGAR ↗ | Harvest Opportunity Partners II, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 31, 2010 | D/A | Indefinite | $36,997,987 | 33 | $1,000,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 30, 2010 | D/A | Indefinite | $13,242,380 | 42 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 30, 2010 | D/A | Indefinite | $141,307,234 | 103 | $1,000,000 |
| EDGAR ↗ | JMP MASTERS FUND, LP group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 30, 2010 | D | Indefinite | $86,509,508 | 59 | $1,000,000 |
| EDGAR ↗ | Harvest Opportunity Partners II, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 30, 2010 | D | Indefinite | $36,997,987 | 33 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies LLC, a Director of the issuer. | Mar 9, 2010 | D/A | Indefinite | $90,327,714 | 40 | $1,000,000 |
| EDGAR ↗ | Harvest Opportunity Partners Offshore Fund, Ltd. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies, LLC, a Director of the issuer. | Mar 9, 2010 | D/A | Indefinite | $13,080,000 | 4 | $1,000,000 |
| EDGAR ↗ | JMP Employee Fund LP group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies LLC, the general partner of the issuer. | Mar 9, 2010 | D/A | Indefinite | $1,452,000 | 19 | $10,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies, LLC, the general partner of the issuer. | Mar 8, 2010 | D/A | Indefinite | $6,783,189 | 32 | $250,000 |
| EDGAR ↗ | JMP CREDIT Corp group: Harvest | Director | Aug 13, 2009 | D | $50,000 | $50,000 | 1 | $50,000 |
| EDGAR ↗ | JMP CREDIT Corp group: Harvest | Director | Apr 22, 2009 | D | $250,000 | $250,000 | 11 | $2,500 |
| EDGAR ↗ | Harvest Small Cap Offshore, Ltd. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies LLC, a Director of the issuer. | Mar 16, 2009 | D/A | Indefinite | $82,527,714 | 35 | $1,000,000 |
| EDGAR ↗ | JMP Employee Fund LP group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies LLC, the general partner of the issuer. | Mar 16, 2009 | D/A | Indefinite | $1,452,000 | 19 | $10,000 |
| EDGAR ↗ | Harvest Opportunity Partners Offshore Fund, Ltd. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies, LLC, a Director of the issuer. | Mar 16, 2009 | D/A | Indefinite | $13,796,264 | 4 | $1,000,000 |
| EDGAR ↗ | Harvest Small Cap Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 16, 2009 | D | Indefinite | $128,600,484 | 103 | $1,000,000 |
| EDGAR ↗ | Harvest Technology Partners, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 16, 2009 | D | Indefinite | $5,994,065 | 17 | $1,000,000 |
| EDGAR ↗ | Harvest Agriculture Select, L.P. group: Harvest | Executive Officer Executive officer of Harvest Capital Strategies, LLC, the general partner of the issuer. | Mar 16, 2009 | D/A | Indefinite | $3,032,000 | 11 | $250,000 |
| EDGAR ↗ | JMP MASTERS FUND, LP group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 16, 2009 | D | Indefinite | $85,410,508 | 57 | $1,000,000 |
| EDGAR ↗ | Harvest Opportunity Partners II, L.P. group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 16, 2009 | D | Indefinite | $32,625,309 | 24 | $500,000 |
| EDGAR ↗ | JMP EMERGING MASTERS FUND LP group: Harvest | Promoter Chief Executive Officer of Harvest Capital Strategies LLC, its general partner | Mar 16, 2009 | D | Indefinite | $8,786,652 | 13 | $500,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Joseph Andrew Jolson. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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