PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:15 AM ET

Sponsor Check › Person

JG
No photo found yet (own website and image search run after this page is viewed)

Joseph Gault

Named as an officer, director or promoter on SEC Form D filings · CT · Jun 11, 2015 → Nov 15, 2024

7deals (issuers)
$2.7Breported sold
361investors
9Form D filings
2015–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:06 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joseph Gault is listed as an executive officer and director on 9 SEC Form D filings by 7 issuers between Jun 2015 and Oct 2025. Largest by amount reported sold: Sterling Investment Partners XK Opportunities Fund-A, L.P. (Greenwich, CT — pooled investment fund — 2025; $881.2M reported sold to 50 investors), Sterling Investment Partners XK Opportunities Fund, L.P. (Greenwich, CT — pooled investment fund — 2025; $881.2M reported sold to 50 investors), Sterling Investment Partners IV, L.P. (Westport, CT — pooled investment fund — 2019–2022; $566.5M reported sold to 194 investors), Purple Cow Topco, LLC (Westport, CT — business services — 2024; $273.6M reported sold to 46 investors), Power Stop Holdings, LLC (Westport, CT — manufacturing — 2015; $99.4M reported sold to 21 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $2.7B sold in total.

Listed alongside Michael A. Barr (9 shared filings), M. William Macey, Jr. (8 shared filings), Charles W. Santoro (7 shared filings), James Soldano (7 shared filings), Douglas L. Newhouse (5 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.

All 7 issuers belong to the sponsor group Sterling (11 issuers, $3.56B reported sold, 2013–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Sterling has 11 companies on file and $3.56B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Joseph Gault and found 6 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: GenCap Global Advisors DMCC; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joseph Gault has not run yet — it is joining a line of 11,165 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:06 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joseph Gault..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 1 open, 2 closed (disposition not in docket feed)

Joseph E. Gault open
United States Bankruptcy Court, W.D. Pennsylvania · No. 25-21250 · Filed May 14, 2025
Role of Joseph E. Gault: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in PA (not a filing state)
Joseph L Gault and Wenda M Gault closed
United States Bankruptcy Court, D. Maryland · No. 11-18047 · Filed Apr 18, 2011 · Closed Aug 11, 2011
Role of Joseph L Gault and Wenda M Gault: Debtor · Outcome: Case closed 2011-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in MD (not a filing state)
Joseph L. Gault and Wenda Gault closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 94-15525 · Filed Aug 24, 1994 · Closed Dec 9, 1994
Role of Joseph L. Gault and Wenda Gault: Debtor · Outcome: Case closed 1994-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:06 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Joseph Gault — 2 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · May 21, 2025

Paid seller listed without a CRD number: GenCap Global Advisors DMCC — Sterling Investment Partners V-A, L.P.

GenCap Global Advisors DMCC is listed as receiving sales compensation on 1 filing (May 21, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · May 21, 2025 ↗BrokerCheck search: GenCap Global Advisors DMCC ↗Sterling Investment Partners V-A, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 21, 2025

Paid seller listed without a CRD number: GenCap Global Advisors DMCC — Sterling Investment Partners V, L.P.

GenCap Global Advisors DMCC is listed as receiving sales compensation on 1 filing (May 21, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · May 21, 2025 ↗BrokerCheck search: GenCap Global Advisors DMCC ↗Sterling Investment Partners V, L.P. — PartnerFacts page ↗
Sources
Note · Nov 5, 2024 – Nov 15, 2024

No amendment in the last 12 months on an offering that may still be open — Purple Cow Topco, LLC (latest filing Nov 15, 2024)

The latest filing for this offering is dated Nov 15, 2024 (first sale Nov 5, 2024). It reports $273,550,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 15, 2024 ↗Purple Cow Topco, LLC — PartnerFacts page ↗
Sources
Note · Jan 9, 2020 – May 11, 2022

No amendment in the last 12 months on an offering that may still be open — Sterling Investment Partners IV, L.P. (latest filing May 11, 2022)

The latest filing for this offering is dated May 11, 2022 (first sale Jan 9, 2020). It reports $566,540,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · May 11, 2022 ↗Sterling Investment Partners IV, L.P. — PartnerFacts page ↗
Sources
Note · May 29, 2015 – Jun 11, 2015

No amendment in the last 12 months on an offering that may still be open — Power Stop Holdings, LLC (latest filing Jun 11, 2015)

The latest filing for this offering is dated Jun 11, 2015 (first sale May 29, 2015). It reports $99,400,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 11, 2015 ↗Power Stop Holdings, LLC — PartnerFacts page ↗
Sources
Note · Jun 11, 2015 – May 21, 2025

Joseph Gault is written 2 different ways on the filings

listed as "Joseph Gault" on 5 filings (from Jun 11, 2015), and "Joseph J. Gault" on 4 filings (from May 21, 2025).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 11, 2015 ↗Form D · May 21, 2025 ↗Joseph Gault — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 7 offerings report sales commissions totalling $17,537,178; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 31, 2025 D
Sterling Investment Partners XK Opportunities Fund-A, L.P.
File 021-562736
$3,768,589 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest. The adviser is entitled to a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗
Piper Sandler & Co. BrokerCheck CRD 665 ↗		EDGAR ↗
Oct 31, 2025 D
Sterling Investment Partners XK Opportunities Fund, L.P.
File 021-562740
$3,768,589 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest. The adviser is entitled to a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗
Piper Sandler & Co. BrokerCheck CRD 665 ↗		EDGAR ↗
May 21, 2025 D
Sterling Investment Partners V-A, L.P.
File 021-546899
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest. The adviser is entitled to a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

GenCap Global Advisors DMCC no CRD number reported
Piper Sandler & Co. BrokerCheck CRD 665 ↗		EDGAR ↗
May 21, 2025 D
Sterling Investment Partners V, L.P.
File 021-546898
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest. The adviser is entitled to a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

GenCap Global Advisors DMCC no CRD number reported
Piper Sandler & Co. BrokerCheck CRD 665 ↗		EDGAR ↗
Nov 15, 2024 D
Purple Cow Topco, LLC
File 021-529513
$0$0$0None listed on this filingEDGAR ↗
May 11, 2022 D/A
Sterling Investment Partners IV, L.P.
File 021-355440
$10,000,000 (est.)$0$0Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗
Jun 11, 2015 D
Power Stop Holdings, LLC
File 021-241573
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Joseph Gault on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SI
Pooled Investment Fund · group: Sterling

Sterling Investment Partners XK Opportunities Fund, L.P.

Greenwich, CT · Oct 31, 2025
  • Oct 31, 2025 · D · $881,206,724 sold of $881,206,724 · 50 investors · min. No minimum reported · role: Executive Officer (Managing Member of the GP) EDGAR ↗

Raised $881.2M from 50 investors (100% of the $881.2M target) as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Sterling

Sterling Investment Partners XK Opportunities Fund-A, L.P.

Greenwich, CT · Oct 31, 2025
  • Oct 31, 2025 · D · $881,206,724 sold of $881,206,724 · 50 investors · min. No minimum reported · role: Executive Officer (Managing Member of the GP) EDGAR ↗

Raised $881.2M from 50 investors (100% of the $881.2M target) as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Sterling

Sterling Investment Partners V-A, L.P.

Greenwich, CT · May 21, 2025
  • May 21, 2025 · D · $0 sold of $1,250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Sterling

Sterling Investment Partners V, L.P.

Greenwich, CT · May 21, 2025
  • May 21, 2025 · D · $0 sold of $1,250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Business Services · group: Sterling

Purple Cow Topco, LLC

Westport, CT · Nov 15, 2024
  • Nov 15, 2024 · D · $273,550,000 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer, Director (President) EDGAR ↗

Raised $273.6M from 46 investors as of the latest filing. Joseph is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Sterling

Sterling Investment Partners IV, L.P.

Westport, CT · Dec 12, 2019 → May 11, 2022 · 3 filings
  • May 11, 2022 · D/A · $566,540,000 sold of Indefinite · 194 investors · min. No minimum reported · role: Executive Officer (Member of the GP) EDGAR ↗
  • May 11, 2021 · D/A · $428,440,000 sold of Indefinite · 95 investors · min. No minimum reported · role: Executive Officer (Member of the GP) EDGAR ↗
  • Dec 12, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the GP) EDGAR ↗

Raised $566.5M from 194 investors as of the latest filing. Joseph is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Manufacturing · group: Sterling

Power Stop Holdings, LLC

Westport, CT · Jun 11, 2015
  • Jun 11, 2015 · D · $99,400,000 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Treasurer) EDGAR ↗

Raised $99.4M from 21 investors as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Joseph 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael A. Barr

Executive Officer, Director · 9 shared filings (7 issuers) · also on 2 other issuers

Michael A. Barr is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

M. William Macey, Jr.

Executive Officer · 8 shared filings (6 issuers) · also on 1 other issuer

M. William Macey, Jr. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Soldano

Executive Officer · 7 shared filings (5 issuers) · also on 2 other issuers

James Soldano is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Charles W. Santoro

Executive Officer · 7 shared filings (5 issuers) · also on 1 other issuer

Charles W. Santoro is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas L. Newhouse

Executive Officer · 5 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Joseph Gault. Their page shows their other deals.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Yu

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as Joseph Gault. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Arvin Scott

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Gault. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Drew Bloom

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Gault. Their page shows their other deals.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Vander Griend

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Gault. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Sterling

11 issuers · 23 filings · $3.56B reported sold · 2013–2025

One team, 11 deal companies. Joseph Gault is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joseph Gault.

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joseph Gault by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joseph Gault is listed on: none on file. No website or social profile named in Sterling Investment Partners XK Opportunities Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #56,350 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenwich, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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