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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:00 AM ET

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JB
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Joseph P. Bartlett

Named as an officer, director or promoter on SEC Form D filings · PA, CA · Jul 26, 2012 → Jul 26, 2012

2deals (issuers)
$40.1Mreported sold
76investors
2Form D filings
2012year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joseph P. Bartlett is listed as a director on 2 SEC Form D filings by 2 issuers between Jan 2010 and Jul 2012: Axion Power International, Inc. (New Castle, PA — manufacturing — 2010; $26.1M reported sold to 50 investors) and THERMOENERGY CORP (Worcester, MA — other technology — 2012; $14M reported sold to 26 investors).

What this means 2 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $40.1M sold in total.

Listed alongside Arthur S. Reynolds (1 shared filing), Cary G. Bullock (1 shared filing), D. Walker Wainwright (1 shared filing), David Anthony (1 shared filing), David Gelbaum (1 shared filing) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 11 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Joseph P. Bartlett and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Joseph P. Bartlett is written 2 different ways on the filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joseph P. Bartlett has not run yet — it is joining a line of 3,971 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joseph P. Bartlett..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

11 cases: 1 open, 10 closed (disposition not in docket feed)

Joseph N Bartlett, Jr open
United States Bankruptcy Court, D. Massachusetts · No. 26-40944 · Filed Aug 6, 2026
Role of Joseph N Bartlett, Jr: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in the person's filing state (MA); middle initial differs
Joseph J Bartlett and Carrie R Bartlett closed
United States Bankruptcy Court, S.D. Ohio · No. 2:11-bk-59070 · Filed Aug 31, 2011 · Closed Dec 21, 2011
Role of Joseph J Bartlett and Carrie R Bartlett: Debtor · Outcome: Case closed 2011-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in OH (not a filing state); middle initial differs
Joseph Bartlett and Felicia Bartlett closed
United States Bankruptcy Court, N.D. Alabama · No. 11-82313 · Filed Jul 6, 2011 · Closed Oct 17, 2011
Role of Joseph Bartlett and Felicia Bartlett: Debtor · Outcome: Case closed 2011-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in AL (not a filing state); middle initial differs
Joseph Bartlett closed
United States Bankruptcy Court, E.D. New York · No. 8-11-74199 · Filed Jun 13, 2011 · Closed Dec 16, 2011
Role of Joseph Bartlett: Debtor · Outcome: Case closed 2011-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in NY (not a filing state)
Joseph Bartlett and Nancy Marie Bartlett closed
United States Bankruptcy Court, E.D. California · No. 05-16978 · Filed Sep 6, 2005 · Closed Apr 10, 2006
Role of Joseph Bartlett and Nancy Marie Bartlett: Debtor · Outcome: Case closed 2006-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in the person's filing state (CA); middle initial differs
Joseph L Bartlett closed
United States Bankruptcy Court, W.D. Washington · No. 04-13949 · Filed Mar 24, 2004 · Closed Jul 13, 2004
Role of Joseph L Bartlett: Debtor · Outcome: Case closed 2004-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in WA (not a filing state); middle initial differs
Joseph Bartlett closed
United States Bankruptcy Court, D. Massachusetts · No. 00-16784 · Filed Oct 12, 2000 · Closed Jan 31, 2001
Role of Joseph Bartlett: Debtor · Outcome: Case closed 2001-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in the person's filing state (MA)
Joseph D. Bartlett and Mary R. Bartlett closed
United States Bankruptcy Court, M.D. Georgia · No. 00-52459 · Filed Jul 5, 2000 · Closed Jan 21, 2005
Role of Joseph D. Bartlett and Mary R. Bartlett: Debtor · Outcome: Case closed 2005-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in GA (not a filing state); middle initial differs
Joseph M. Bartlett closed
United States Bankruptcy Court, D. Massachusetts · No. 99-18100 · Filed Oct 5, 1999 · Closed Feb 16, 2000
Role of Joseph M. Bartlett: Debtor · Outcome: Case closed 2000-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in the person's filing state (MA); middle initial differs
Joseph N Bartlett and Angie D Bartlett closed
United States Bankruptcy Court, W.D. Missouri · No. 94-42260 · Filed Aug 23, 1994 · Closed Jan 11, 1995
Role of Joseph N Bartlett and Angie D Bartlett: Debtor · Outcome: Case closed 1995-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in MO (not a filing state); middle initial differs
Joseph W. Bartlett and Bobbi K. Bartlett closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 90-20534 · Filed Feb 28, 1990 · Closed Sep 25, 1990
Role of Joseph W. Bartlett and Bobbi K. Bartlett: Debtor · Outcome: Case closed 1990-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in the person's filing state (PA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Joseph P. Bartlett (compared 2 filings on Oct 24, 2026)

Note · Jul 11, 2012 – Jul 26, 2012

No amendment in the last 12 months on an offering that may still be open — THERMOENERGY CORP (latest filing Jul 26, 2012)

The latest filing for this offering is dated Jul 26, 2012 (first sale Jul 11, 2012). It reports $1,731,625 sold of $9,562,500 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 6, 2010 – Jul 26, 2012

Joseph P. Bartlett is written 2 different ways on the filings

listed as "Joseph Bartlett" on the Jan 6, 2010 filing, and "Joseph P. Bartlett" on the Jul 26, 2012 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $1,102,200; 1 reports finder's fees totalling $1,640,836; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 26, 2012 D
THERMOENERGY CORP
File 021-181816
$1,102,200 (est.)$0$0More than five Associated Persons no CRD number reported
via Dawson James Securities, Inc. (CRD 130645 ↗)
EDGAR ↗
Jan 6, 2010 D
Axion Power International, Inc.
File 021-137469
$0$1,640,836$0Scott R. Griffith BrokerCheck CRD 873111 ↗
via Stonegate Securities Inc. (CRD 6376 ↗)

Jesse B. Shelmire IV BrokerCheck CRD 1008550 ↗
via Stonegate Securities Inc. (CRD 6376 ↗)

Philadelphia Brokerage Corp. BrokerCheck CRD 22534 ↗
VFT Special Ventures LTD. no CRD number reported
via Emerging Growth Equities Ltd. (CRD 47040 ↗)

Stonegate Securities, Inc. BrokerCheck CRD 6376 ↗
via Stonegate Securities, Inc. (CRD 6376 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Joseph P. Bartlett on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

THERMOENERGY CORP

Worcester, MA · Jul 26, 2012
  • Jul 26, 2012 · D · $1,731,625 sold of $9,562,500 · 26 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14M from 26 investors (100% of the $9.56M target) as of the latest filing. Joseph is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Manufacturing

Axion Power International, Inc.

New Castle, PA · Jan 6, 2010
  • Jan 6, 2010 · D · $26,081,490 sold of $26,081,490 · 50 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $26.1M from 50 investors (100% of the $26.1M target) as of the latest filing. Joseph is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Joseph 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Anthony

Director · 1 shared filing (1 issuer) · also on 6 other issuers

David Anthony is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur S. Reynolds

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Teodor Klowan, Jr.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Gelbaum

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Nelson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

IF
No photo found yet (own website and image search run after this page is viewed)
Person

Igor Filipenko

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Patterson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley Hirschman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Howard Schmidt

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Averill

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

D. Walker Wainwright

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Granville

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Buiel

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Hillier

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kishinevsky

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Winder Hughes

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Cary G. Bullock

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn R. Hughes

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Dileep Agnihotri

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph P. Bartlett. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joseph P. Bartlett by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joseph P. Bartlett is listed on: none on file. No website or social profile named in Axion Power International, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #296,103 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New Castle, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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