PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

Sponsor Check › Person

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Joseph Aronauer

Named as an officer, director or promoter on SEC Form D filings · NY, Cayman Islands (as filed: E9) · Feb 19, 2015 → Oct 9, 2026

5deals (issuers)
$690.3Mreported sold
51investors
21Form D filings
2015–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joseph Aronauer is listed as a director on 21 SEC Form D filings by 5 issuers between Jan 2011 and Oct 2026: BDCM Offshore Opportunity Fund VI, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2024–2026; $404.2M reported sold to 27 investors), BDCM Offshore Opportunity Fund IV, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015; $126.5M reported sold to 9 investors), Black Diamond Credit Strategies Offshore, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2017–2026; $93.1M reported sold to 8 investors), BDCM Offshore Opportunity Fund V, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2019–2021; $56.5M reported sold to 6 investors) and BDCM Offshore Opportunity Fund III, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011; $10M reported sold to 1 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 15 years. Across those companies the filings report $690.3M sold in total.

Listed alongside Samuel Goldfarb (21 shared filings), Stephen H. Deckoff (20 shared filings), Black Diamond Credit Strategies Fund Adviser, L.L.C. (11 shared filings, management entity), Nitin Aggawal (11 shared filings), Robin J. Bedford (11 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.

All 5 issuers belong to the sponsor group Bdcm (14 issuers, $1.99B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Bdcm has 14 companies on file and $1.99B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 21 public filings for Joseph Aronauer and found 11 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joseph Aronauer has not run yet — it is joining a line of 50,453 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joseph Aronauer..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Joseph Aronauer — 3 worth asking about (compared 21 filings on Oct 24, 2026)

Note · Mar 3, 2017 – Jul 18, 2017

Bankruptcy case: Black Diamond Group, LLC — filed Mar 3, 2017

United States Bankruptcy Court, D. Connecticut docket "Black Diamond Group, LLC" filed Mar 3, 2017, closed Jul 18, 2017. H. Black Diamond Capital Management, L.L.C. (listed on the same filings) is listed as Party ("Black Diamond Group, LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Oct 20, 2008 – Jan 19, 2016

Bankruptcy case: Black Diamond Mining Company, LLC v. Hazard Coal Sales, LLC — filed Oct 20, 2008

United States Bankruptcy Court, D. Connecticut docket "Black Diamond Mining Company, LLC v. Hazard Coal Sales, LLC" filed Oct 20, 2008, closed Jan 19, 2016. H. Black Diamond Capital Management, L.L.C. (listed on the same filings) is listed as Party ("Black Diamond Mining Company, LLC v. Hazard Coal Sales, LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Oct 8, 2025 – Oct 8, 2026

Amount sold went down between filings — Black Diamond Credit Strategies Offshore, Ltd.

The Oct 8, 2025 filing says $93,087,427 sold; the Oct 8, 2026 Form D/A says $71,587,427 sold — $21,500,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Oct 8, 2025 – Oct 8, 2026

Investor count went down between filings — Black Diamond Credit Strategies Offshore, Ltd.

The Oct 8, 2025 filing reports 8 investors; the Oct 8, 2026 Form D/A reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Dec 1, 2016 – Mar 31, 2017

Form D filed 120 days after the first sale — Black Diamond Credit Strategies Offshore, Ltd.

The filing says the first sale was Dec 1, 2016. The Form D was filed Mar 31, 2017 — 120 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 105 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Oct 4, 2019 – Apr 7, 2021

No amendment in the last 12 months on an offering that may still be open — BDCM Offshore Opportunity Fund V, Ltd. (latest filing Apr 7, 2021)

The latest filing for this offering is dated Apr 7, 2021 (first sale Oct 4, 2019). It reports $56,500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 31, 2014 – May 7, 2015

No amendment in the last 12 months on an offering that may still be open — BDCM Offshore Opportunity Fund IV, Ltd. (latest filing May 7, 2015)

The latest filing for this offering is dated May 7, 2015 (first sale Dec 31, 2014). It reports $126,500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 30, 2010 – Jan 14, 2011

No amendment in the last 12 months on an offering that may still be open — BDCM Offshore Opportunity Fund III, Ltd. (latest filing Jan 14, 2011)

The latest filing for this offering is dated Jan 14, 2011 (first sale Dec 30, 2010). It reports $10,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jun 12, 2020 – Apr 7, 2021

Address moved from Greenwich, CT to Stamford, CT — BDCM Offshore Opportunity Fund V, Ltd.

The people listed on the Jun 12, 2020 filing give Greenwich, CT; on the Apr 7, 2021 filing they give Stamford, CT. The address now on file (C/O Maples Corporate Services Limited, Ugland House, Po Box 309, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 1,148 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Mar 30, 2020 – Apr 2, 2021

Address moved from Greenwich, CT to Stamford, CT — Black Diamond Credit Strategies Offshore, Ltd.

The people listed on the Mar 30, 2020 filing give Greenwich, CT; on the Apr 2, 2021 filing they give Stamford, CT. The address now on file (Maples And Calder, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 9 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Jan 14, 2011 – Oct 9, 2026

Joseph Aronauer is listed with 2 different address states: E9, NY

Cayman Islands (as filed: E9) on 2 filings (Jan 14, 2011 to Jan 9, 2015); NY on 19 filings (Feb 19, 2015 to Oct 9, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 5 offerings reports sales commissions totalling $125,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 9, 2026 D/A
BDCM Offshore Opportunity Fund VI, Ltd.
File 021-526562
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Oct 8, 2026 D/A
Black Diamond Credit Strategies Offshore, Ltd.
File 021-283852
$0$0$0Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Eaton Partners, LLC BrokerCheck CRD 31170 ↗
EDGAR ↗
Apr 7, 2021 D/A
BDCM Offshore Opportunity Fund V, Ltd.
File 021-341859
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
May 7, 2015 D/A
BDCM Offshore Opportunity Fund IV, Ltd.
File 021-231852
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jan 14, 2011 D
BDCM Offshore Opportunity Fund III, Ltd.
File 021-153767
$125,000 (est.)$0$0
The fund charges a management fee that is described in the fund's offering documents.
Eaton Partners, LLC BrokerCheck CRD 31170 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Joseph Aronauer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Bdcm

BDCM Offshore Opportunity Fund VI, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 11, 2024 → Oct 9, 2026 · 3 filings
  • Oct 9, 2026 · D/A · $404,195,295 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 10, 2025 · D/A · $163,800,000 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 11, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $404.2M from 27 investors as of the latest filing. Joseph is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Bdcm

Black Diamond Credit Strategies Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 31, 2017 → Oct 8, 2026 · 11 filings
  • Oct 8, 2026 · D/A · $71,587,427 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 8, 2025 · D/A · $93,087,427 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 2, 2025 · D/A · $93,087,427 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 1, 2024 · D/A · $93,087,427 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 31, 2023 · D/A · $93,087,427 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 31, 2022 · D/A · $71,587,427 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 2, 2021 · D/A · $71,587,427 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 30, 2020 · D/A · $65,932,195 sold of Indefinite · 5 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 29, 2019 · D/A · $16,632,195 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 30, 2018 · D/A · $16,632,195 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 31, 2017 · D · $9,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $93.1M from 8 investors as of the latest filing. Joseph is listed as director on 11 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Bdcm

BDCM Offshore Opportunity Fund V, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 13, 2019 → Apr 7, 2021 · 3 filings
  • Apr 7, 2021 · D/A · $56,500,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 12, 2020 · D/A · $53,500,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 13, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $56.5M from 6 investors as of the latest filing. Joseph is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Bdcm

BDCM Offshore Opportunity Fund IV, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 9, 2015 → May 7, 2015 · 3 filings
  • May 7, 2015 · D/A · $126,500,000 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2015 · D/A · $124,500,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 9, 2015 · D · $75,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $126.5M from 9 investors as of the latest filing. Joseph is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Bdcm

BDCM Offshore Opportunity Fund III, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 14, 2011
  • Jan 14, 2011 · D · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $10M from 1 investor as of the latest filing. Joseph is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Joseph 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Black Diamond Capital Management, L.L.C.

Promoter, Executive Officer · 9 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Joseph Aronauer. Their page shows their other deals.

Management entity

Black Diamond Holdings, LLLP

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Aronauer. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Goldfarb

Director, Executive Officer · 21 shared filings (5 issuers) · also on 1 other issuer

Samuel Goldfarb is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen H. Deckoff

Director, Executive Officer · 20 shared filings (5 issuers) · also on 8 other issuers

Stephen H. Deckoff is on 13 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robin J. Bedford

Director · 11 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Joseph Aronauer. Their page shows their other deals.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Nitin Aggawal

Director · 11 shared filings (1 issuer)

Listed on the same filings as Joseph Aronauer. Their page shows their other deals.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Nitin Aggarwal

Director · 10 shared filings (4 issuers) · also on 2 other issuers

Nitin Aggarwal is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen H. Deckhoff

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Aronauer. Their page shows their other deals.

The team behind the deals

Sponsor group

Bdcm

14 issuers · 51 filings · $1.99B reported sold · 2009–2026

One team, 14 deal companies. Joseph Aronauer is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joseph Aronauer.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 5 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Black Diamond Credit Strategies Offshore, Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joseph Aronauer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joseph Aronauer is listed on: none on file. No website or social profile named in BDCM Offshore Opportunity Fund IV, Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #302,936 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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