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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:15 AM ET

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Joseph Andrew Jolson

Named as an officer, director or promoter on SEC Form D filings · CA, NY · Mar 16, 2009 → Nov 12, 2019

23deals (issuers)
$1.69Breported sold
1,212investors
102Form D filings
2009–2019years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joseph Andrew Jolson is listed as an executive officer, director, and promoter on 102 SEC Form D filings by 23 issuers between Mar 2009 and Jul 2021. Largest by amount reported sold: Harvest Small Cap Offshore, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2018; $412.8M reported sold to 85 investors), Harvest Small Cap Partners, L.P. (San Francisco, CA — pooled investment fund — 2009–2018; $246.3M reported sold to 178 investors), Harvest Intrexon Enterprise Fund I, LP (San Francisco, CA — pooled investment fund — 2015–2016; $245.2M reported sold to 156 investors), Harvest Small Cap Partners Qualified, L.P. (San Francisco, CA — pooled investment fund — 2012–2018; $211.4M reported sold to 71 investors), Harvest Opportunity Partners II, L.P. (San Francisco, CA — pooled investment fund — 2009–2014; $91.6M reported sold to 81 investors) and 18 more (all listed below).

What this means That is a lot of deals — 23 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $1.69B sold in total.

Listed alongside Harvest Capital Strategies LLC (90 shared filings, management entity), Kevin Christopher Lynch (79 shared filings), Raymond Siva Jackson (66 shared filings), Craig R. Johnson (65 shared filings), Scott Alan Solomon (31 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.

22 of the issuers belong to the sponsor group Harvest (36 issuers, $2.24B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Harvest has 36 companies on file and $2.24B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 SEC releases listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 102 public filings for Joseph Andrew Jolson and found 16 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Form D filed 177 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joseph Andrew Jolson has not run yet — it is joining a line of 10,980 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Mar-Jeanne Tendler, Arthur Tendler and Billie M. Jolson Litigation release
SEC · Jul 3, 2001 · Parties as named in the release: Mar-Jeanne Tendler, Arthur Tendler and Billie M. Jolson Read the release ↗
same rare surname (3 people in Form D filings); different first name (billie); middle initial differs
Mar-Jeanne Tendler, Arthur Tendler, and Billie Jolson Litigation release
SEC · Sep 28, 1999 · Parties as named in the release: Mar-Jeanne Tendler, Arthur Tendler, and Billie Jolson Read the release ↗
same rare surname (3 people in Form D filings); different first name (billie)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joseph Andrew Jolson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Joseph Andrew Jolson — 6 worth asking about (compared the newest 50 of 102 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 17, 2017 – Oct 25, 2018

Amount sold went down between filings — Harvest Agriculture Select, L.P.

The Aug 17, 2017 filing says $55,883,824 sold; the Oct 25, 2018 Form D/A says $55,510,428 sold — $373,396 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Oct 18, 2013 – Oct 20, 2014

Amount sold went down between filings — Harvest Franchise Fund Offshore, Ltd.

The Oct 18, 2013 filing says $20,000,000 sold; the Oct 20, 2014 Form D/A says $19,999,970 sold — $30 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Apr 3, 2017 – Sep 27, 2017

Form D filed 177 days after the first sale — JMP Capital I LLC

The filing says the first sale was Apr 3, 2017. The Form D was filed Sep 27, 2017 — 177 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 162 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Jun 8, 2015 – Sep 21, 2015

Form D filed 105 days after the first sale — Harvest Intrexon Enterprise Fund I, LP

The filing says the first sale was Jun 8, 2015. The Form D was filed Sep 21, 2015 — 105 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 90 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Jan 1, 2006 – Aug 25, 2014

Form D filed 3,158 days after the first sale — Harvest Agriculture Select, L.P.

The filing says the first sale was Jan 1, 2006. The Form D was filed Aug 25, 2014 — 3,158 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3,143 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Oct 25, 2018 – Jan 18, 2023

4 people are no longer listed on a later amendment

Joseph Andrew Jolson is no longer listed on the Jan 18, 2023 amendment — Evolution Realty Partners III LLC · Joseph Andrew Jolson is no longer listed on the Jan 23, 2019 amendment — Harvest Small Cap Offshore, Ltd. · Joseph Andrew Jolson is no longer listed on the Jan 23, 2019 amendment — Harvest Small Cap Partners Qualified, L.P. · Joseph Andrew Jolson is no longer listed on the Jan 23, 2019 amendment — Harvest Small Cap Partners, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Mar 30, 2010 – Oct 25, 2019

8 role changes for the same people across filings

Joseph Andrew Jolson's role changed at Harvest Agriculture Select, L.P.: promoter → executive officer · Joseph Andrew Jolson's role changed at Harvest Small Cap Offshore, Ltd.: executive officer → promoter · Joseph Andrew Jolson's role changed at Harvest Small Cap Partners, L.P.: executive officer → promoter · Joseph Andrew Jolson's role changed at Harvest Small Cap Partners Qualified, L.P.: executive officer → promoter · Joseph Andrew Jolson's role changed at Harvest Diversified Partners, L.P.: executive officer → promoter · and 3 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Sep 21, 2015 – Jan 12, 2016

Offering amount lowered between filings — Harvest Intrexon Enterprise Fund I, LP

The Sep 21, 2015 filing says $300,000,000 offered; the Jan 12, 2016 Form D/A says $245,156,250.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Nov 18, 1999 – Aug 13, 2020

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — HIC - JMP RP I LLC (latest filing Aug 13, 2020) · No amendment in the last 12 months on an offering that may still be open — Harvest Growth Capital III LLC (latest filing Nov 12, 2019) · No amendment in the last 12 months on an offering that may still be open — Harvest Agriculture Select, L.P. (latest filing Oct 25, 2019) · No amendment in the last 12 months on an offering that may still be open — JMP Capital I LLC (latest filing Sep 27, 2017) · No amendment in the last 12 months on an offering that may still be open — Harvest Technology Partners Offshore, Ltd. (latest filing May 6, 2016) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Mar 16, 2009 – Oct 18, 2012

Joseph Andrew Jolson is written 3 different ways on the filings

listed as "Joseph A. Jolson" on 17 filings (from Mar 16, 2009), and "Joseph Andrew Jolson" on 61 filings (from Mar 16, 2009), and "Joseph Jolson" on 6 filings (from Oct 18, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jul 6, 2021 – Jan 18, 2023

Address moved from San Francisco, CA to Austin, TX — Evolution Realty Partners III LLC

The people listed on the Jul 6, 2021 filing give San Francisco, CA; on the Jan 18, 2023 filing they give Austin, TX. The address now on file (3801 N. Capital of Texas Hwy, Suite E205, Austin, TX) is a registered-agent or shared-office address used by 7 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Oct 25, 2018 – Jan 23, 2019

Address moved from San Francisco, CA to George Town, Cayman Islands (as filed: E9) — Harvest Small Cap Offshore, Ltd.

The people listed on the Oct 25, 2018 filing give San Francisco, CA; on the Jan 23, 2019 filing they give George Town, Cayman Islands (as filed: E9).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jul 6, 2021 – Jan 18, 2023

Minimum investment changed between filings — Evolution Realty Partners III LLC

The Jul 6, 2021 filing lists a minimum of $500,000; the Jan 18, 2023 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 25, 2018 – Jan 23, 2019

Minimum investment changed between filings — Harvest Small Cap Offshore, Ltd.

The Oct 25, 2018 filing lists a minimum of $1,000,000; the Jan 23, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 25, 2018 – Jan 23, 2019

Minimum investment changed between filings — Harvest Small Cap Partners Qualified, L.P.

The Oct 25, 2018 filing lists a minimum of $1,000,000; the Jan 23, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 25, 2018 – Jan 23, 2019

Minimum investment changed between filings — Harvest Small Cap Partners, L.P.

The Oct 25, 2018 filing lists a minimum of $1,000,000; the Jan 23, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 102 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 27 offerings report sales commissions totalling $401,170; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 6, 2021 D
Evolution Realty Partners III LLC
File 021-405275
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2020 D
HIC - JMP RP I LLC
File 021-373147
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2019 D
Harvest Growth Capital III LLC
File 021-353137
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2019 D/A
Harvest Agriculture Select, L.P.
File 021-223546
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2018 D/A
Harvest Small Cap Partners, L.P.
File 021-77209
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Oct 25, 2018 D/A
Harvest Small Cap Offshore, Ltd.
File 021-109046
$0$0$0
The Investment Manager, who may have a relationship with one or more of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Oct 25, 2018 D/A
Harvest Small Cap Partners Qualified, L.P.
File 021-184045
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 27, 2017 D
JMP Capital I LLC
File 021-295523
$0$0$0None listed on this filingEDGAR ↗
Jan 31, 2017 D
JMP Realty Trust Inc.
File 021-279667
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyliss Johnson BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
May 6, 2016 D/A
Harvest Technology Partners Offshore, Ltd.
File 021-184014
$0$0$0
The Investment Manager, who is one of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Apr 25, 2016 D/A
Harvest Technology Partners, L.P.
File 021-88783
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Jan 12, 2016 D/A
Harvest Intrexon Enterprise Fund I, LP
File 021-247964
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2015 D/A
JMP MASTERS FUND, LP
File 021-104481
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Oct 20, 2014 D/A
Harvest Franchise Fund Offshore, Ltd.
File 021-171093
$0$0$0None listed on this filingEDGAR ↗
Aug 25, 2014 D/A
Harvest Opportunity Partners II, L.P.
File 021-53258
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Aug 30, 2013 D/A
Harvest Diversified Partners, L.P.
File 021-184042
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Aug 29, 2013 D/A
Harvest Agriculture Select, L.P.
File 021-183938
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Aug 29, 2013 D/A
Harvest Opportunity Partners Offshore Fund, Ltd.
File 021-183957
$0$0$0
The Investment Manager, who may have a relationship with one or more of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Aug 29, 2013 D
Harvest Small Cap Partners, L.P.
File 021-202040
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
May 17, 2013 D
Harvest Capital Credit Corp
File 021-196710
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2012 D/A
Harvest Capital Credit LLC
File 021-165527
$394,920$0$0JMP Securities, LLC BrokerCheck CRD 022208 ↗EDGAR ↗
Aug 18, 2010 D
JMP Group Inc.
File 021-146631
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2010 D/A
JMP Employee Fund LP
File 021-65083
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2010 D/A
Harvest Opportunity Partners Offshore Fund, Ltd.
File 021-109571
$0$0$0None listed on this filingEDGAR ↗
Mar 8, 2010 D/A
Harvest Agriculture Select, L.P.
File 021-74393
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2009 D
JMP CREDIT Corp
File 021-130400
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2009 D
JMP EMERGING MASTERS FUND LP
File 021-104061
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 23

Every issuer that named Joseph Andrew Jolson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

Evolution Realty Partners III LLC

Austin, TX · Jul 6, 2021
  • Jul 6, 2021 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director, Promoter EDGAR ↗

Raised $20.2M from 37 investors as of the latest filing. Joseph is listed as director, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

HIC - JMP RP I LLC

San Francisco, CA · Aug 13, 2020
  • Aug 13, 2020 · D · $25,000,000 sold of Indefinite · 1 investors · min. $25,000,000 · role: Executive Officer EDGAR ↗

Raised $25M from 1 investor as of the latest filing. Joseph is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Growth Capital III LLC

San Francisco, CA · Nov 12, 2019
  • Nov 12, 2019 · D · $48,450,000 sold of $100,000,000 · 35 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of Investment Manager) EDGAR ↗

Raised $48.5M from 35 investors (48% of the $100M target) as of the latest filing. Joseph is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Agriculture Select, L.P.

San Francisco, CA · Mar 16, 2009 → Oct 25, 2019 · 11 filings
  • Oct 25, 2019 · D/A · $55,510,428 sold of Indefinite · 64 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Oct 25, 2018 · D/A · $55,510,428 sold of Indefinite · 64 investors · min. $250,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 17, 2017 · D/A · $55,883,824 sold of Indefinite · 64 investors · min. $250,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2016 · D/A · $53,721,370 sold of Indefinite · 64 investors · min. $250,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 6, 2016 · D/A · $53,464,067 sold of Indefinite · 63 investors · min. $250,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 31, 2015 · D/A · $53,464,067 sold of Indefinite · 63 investors · min. $250,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2014 · D · $39,447,771 sold of Indefinite · 57 investors · min. $250,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 29, 2013 · D/A · $32,598,076 sold of Indefinite · 55 investors · min. $250,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Sep 11, 2012 · D · $16,701,357 sold of Indefinite · 30 investors · min. $250,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Mar 8, 2010 · D/A · $6,783,189 sold of Indefinite · 32 investors · min. $250,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies, LLC, the general partner of the issuer.) EDGAR ↗
  • Mar 16, 2009 · D/A · $3,032,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies, LLC, the general partner of the issuer.) EDGAR ↗

Raised $55.9M from 64 investors as of the latest filing. Joseph is listed as executive officer, promoter on 11 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Small Cap Partners, L.P.

San Francisco, CA · Mar 16, 2009 → Oct 25, 2018 · 13 filings
  • Oct 25, 2018 · D/A · $196,348,736 sold of Indefinite · 166 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 17, 2017 · D/A · $193,739,491 sold of Indefinite · 166 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2016 · D/A · $178,745,647 sold of Indefinite · 154 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 6, 2016 · D/A · $174,566,611 sold of Indefinite · 143 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 31, 2015 · D/A · $174,566,611 sold of Indefinite · 143 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2014 · D/A · $166,116,406 sold of Indefinite · 139 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 30, 2013 · D/A · $162,767,719 sold of Indefinite · 131 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 29, 2013 · D · $162,767,719 sold of Indefinite · 131 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Sep 17, 2012 · D/A · $155,337,787 sold of Indefinite · 127 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Sep 5, 2012 · D/A · $155,337,787 sold of Indefinite · 127 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Jun 27, 2011 · D/A · $152,428,008 sold of Indefinite · 118 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Mar 30, 2010 · D/A · $141,307,234 sold of Indefinite · 103 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗
  • Mar 16, 2009 · D · $128,600,484 sold of Indefinite · 103 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗

Raised $246.3M from 178 investors as of the latest filing. Joseph is listed as promoter, executive officer on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Small Cap Partners Qualified, L.P.

San Francisco, CA · Sep 12, 2012 → Oct 25, 2018 · 10 filings
  • Oct 25, 2018 · D/A · $177,843,922 sold of Indefinite · 68 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 17, 2017 · D/A · $174,755,348 sold of Indefinite · 67 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2016 · D/A · $164,748,032 sold of Indefinite · 61 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 6, 2016 · D/A · $143,883,928 sold of Indefinite · 51 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 31, 2015 · D/A · $143,883,928 sold of Indefinite · 51 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2014 · D/A · $143,883,928 sold of Indefinite · 51 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 30, 2013 · D/A · $143,883,928 sold of Indefinite · 51 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Oct 5, 2012 · D/A · $52,850,000 sold of Indefinite · 34 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Sep 18, 2012 · D/A · $52,850,000 sold of Indefinite · 34 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Sep 12, 2012 · D · $52,850,000 sold of Indefinite · 34 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗

Raised $211.4M from 71 investors as of the latest filing. Joseph is listed as promoter, executive officer on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Small Cap Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Oct 25, 2018 · 12 filings
  • Oct 25, 2018 · D/A · $192,254,418 sold of Indefinite · 75 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Aug 17, 2017 · D/A · $183,254,418 sold of Indefinite · 75 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Aug 25, 2016 · D/A · $172,009,418 sold of Indefinite · 73 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • May 6, 2016 · D/A · $166,004,418 sold of Indefinite · 73 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Sep 8, 2015 · D/A · $166,004,418 sold of Indefinite · 73 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Sep 4, 2015 · D/A · $166,004,418 sold of Indefinite · 73 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Aug 25, 2014 · D/A · $153,004,418 sold of Indefinite · 71 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Aug 30, 2013 · D/A · $135,504,418 sold of Indefinite · 69 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Oct 5, 2012 · D/A · $119,354,418 sold of Indefinite · 67 investors · min. $1,000,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies LLC, a Director of the issuer.) EDGAR ↗
  • Oct 1, 2012 · D/A · $119,354,418 sold of Indefinite · 67 investors · min. $1,000,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies LLC, a Director of the issuer.) EDGAR ↗
  • Mar 9, 2010 · D/A · $90,327,714 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies LLC, a Director of the issuer.) EDGAR ↗
  • Mar 16, 2009 · D/A · $82,527,714 sold of Indefinite · 35 investors · min. $1,000,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies LLC, a Director of the issuer.) EDGAR ↗

Raised $412.8M from 85 investors as of the latest filing. Joseph is listed as promoter, executive officer on 12 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

JMP Capital I LLC

San Francisco, CA · Sep 27, 2017
  • Sep 27, 2017 · D · $31,200,000 sold of Indefinite · 20 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the Issuer; Chairman & CEO of JMP Group LLC, the Issuer's sponsor) EDGAR ↗

Raised $31.2M from 20 investors as of the latest filing. Joseph is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Harvest

JMP Realty Trust Inc.

San Francisco, CA · Jan 31, 2017
  • Jan 31, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Joseph is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Technology Partners Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2012 → May 6, 2016 · 6 filings
  • May 6, 2016 · D/A · $26,499,778 sold of Indefinite · 4 investors · min. $500,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Sep 8, 2015 · D/A · $26,499,778 sold of Indefinite · 4 investors · min. $500,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Aug 31, 2015 · D/A · $26,499,778 sold of Indefinite · 4 investors · min. $500,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Aug 25, 2014 · D/A · $26,499,778 sold of Indefinite · 4 investors · min. $500,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Aug 30, 2013 · D/A · $26,433,778 sold of Indefinite · 4 investors · min. $500,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Sep 12, 2012 · D · $21,499,778 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies LLC, a Director of the issuer) EDGAR ↗

Raised $26.5M from 4 investors as of the latest filing. Joseph is listed as promoter, executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Technology Partners, L.P.

San Francisco, CA · Mar 16, 2009 → Apr 25, 2016 · 10 filings
  • Apr 25, 2016 · D/A · $53,237,694 sold of Indefinite · 93 investors · min. $500,000 · role: Executive Officer (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 11, 2015 · D/A · $52,419,530 sold of Indefinite · 93 investors · min. $500,000 · role: Executive Officer (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 27, 2014 · D/A · $51,563,682 sold of Indefinite · 93 investors · min. $500,000 · role: Executive Officer (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 23, 2014 · D/A · $47,404,431 sold of Indefinite · 93 investors · min. $500,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 31, 2013 · D/A · $47,404,431 sold of Indefinite · 90 investors · min. $500,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 31, 2013 · D/A · $47,404,431 sold of Indefinite · 90 investors · min. $500,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Jun 29, 2012 · D/A · $37,273,831 sold of Indefinite · 86 investors · min. $500,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Jun 27, 2011 · D/A · $29,130,841 sold of Indefinite · 76 investors · min. $500,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Mar 30, 2010 · D/A · $13,242,380 sold of Indefinite · 42 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗
  • Mar 16, 2009 · D · $5,994,065 sold of Indefinite · 17 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗

Raised $53.2M from 93 investors as of the latest filing. Joseph is listed as executive officer, promoter on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Intrexon Enterprise Fund I, LP

San Francisco, CA · Sep 21, 2015 → Jan 12, 2016 · 2 filings
  • Jan 12, 2016 · D/A · $245,156,250 sold of $245,156,250 · 156 investors · min. $5,000,000 · role: Executive Officer (Chief Executive Officer of Harvest Capital Strategies, LLC, the managing member of the general partner of the issuer.) EDGAR ↗
  • Sep 21, 2015 · D · $221,968,750 sold of $300,000,000 · 125 investors · min. $5,000,000 · role: Executive Officer (Chief Executive Officer of Harvest Capital Strategies, LLC, the managing member of the general partner of the issuer.) EDGAR ↗

Raised $245.2M from 156 investors (100% of the $245.2M target) as of the latest filing. Joseph is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

JMP MASTERS FUND, LP

San Francisco, CA · Mar 16, 2009 → Aug 31, 2015 · 8 filings
  • Aug 31, 2015 · D/A · $87,240,533 sold of Indefinite · 67 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2014 · D/A · $87,240,533 sold of Indefinite · 67 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 29, 2013 · D/A · $87,240,533 sold of Indefinite · 67 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Sep 5, 2012 · D/A · $87,215,533 sold of Indefinite · 67 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Jun 24, 2011 · D/A · $86,509,508 sold of Indefinite · 59 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Mar 31, 2010 · D/A · $86,509,508 sold of Indefinite · 59 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗
  • Mar 30, 2010 · D · $86,509,508 sold of Indefinite · 59 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗
  • Mar 16, 2009 · D · $85,410,508 sold of Indefinite · 57 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗

Raised $87.2M from 67 investors as of the latest filing. Joseph is listed as promoter on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Franchise Fund Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 18, 2012 → Oct 20, 2014 · 3 filings
  • Oct 20, 2014 · D/A · $19,999,970 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Oct 18, 2013 · D/A · $20,000,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Oct 18, 2012 · D/A · $16,250,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $20M from 4 investors as of the latest filing. Joseph is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Opportunity Partners II, L.P.

San Francisco, CA · Mar 16, 2009 → Aug 25, 2014 · 7 filings
  • Aug 25, 2014 · D/A · $91,574,162 sold of Indefinite · 81 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 29, 2013 · D/A · $81,098,208 sold of Indefinite · 75 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 31, 2012 · D/A · $57,924,327 sold of Indefinite · 58 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗
  • Jun 24, 2011 · D/A · $43,966,984 sold of Indefinite · 42 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗
  • Mar 31, 2010 · D/A · $36,997,987 sold of Indefinite · 33 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗
  • Mar 30, 2010 · D · $36,997,987 sold of Indefinite · 33 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗
  • Mar 16, 2009 · D · $32,625,309 sold of Indefinite · 24 investors · min. $500,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗

Raised $91.6M from 81 investors as of the latest filing. Joseph is listed as promoter on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Diversified Partners, L.P.

San Francisco, CA · Sep 12, 2012 → Aug 30, 2013 · 2 filings
  • Aug 30, 2013 · D/A · $34,141,994 sold of Indefinite · 47 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Sep 12, 2012 · D · $19,204,981 sold of Indefinite · 43 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗

Raised $34.1M from 47 investors as of the latest filing. Joseph is listed as promoter, executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Harvest

Harvest Opportunity Partners Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Aug 29, 2013 · 4 filings
  • Aug 29, 2013 · D/A · $13,730,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗
  • Sep 11, 2012 · D · $13,730,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies LLC, a Director of the issuer) EDGAR ↗
  • Mar 9, 2010 · D/A · $13,080,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies, LLC, a Director of the issuer.) EDGAR ↗
  • Mar 16, 2009 · D/A · $13,796,264 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies, LLC, a Director of the issuer.) EDGAR ↗

Raised $13.8M from 5 investors as of the latest filing. Joseph is listed as promoter, executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Harvest

Harvest Capital Credit Corp

New York, NY · May 17, 2013
  • May 17, 2013 · D · $33,715,851 sold of $33,715,851 · 42 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $33.7M from 42 investors (100% of the $33.7M target) as of the latest filing. Joseph is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investing · group: Harvest

Harvest Capital Credit LLC

New York, NY · Sep 8, 2011 → Oct 25, 2012 · 2 filings
  • Oct 25, 2012 · D/A · $17,670,734 sold of $32,423,365 · 42 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 8, 2011 · D · $0 sold of $30,000,000 · 0 investors · min. $250,000 · role: Director EDGAR ↗

Raised $17.7M from 42 investors (55% of the $32.4M target) as of the latest filing. Joseph is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Investment Banking · group: Harvest

JMP Group Inc.

San Francisco, CA · Aug 18, 2010
  • Aug 18, 2010 · D · $2,669,180 sold of $2,669,180 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $2.67M from 12 investors (100% of the $2.67M target) as of the latest filing. Joseph is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Harvest

JMP Employee Fund LP

San Francisco, CA · Mar 16, 2009 → Mar 9, 2010 · 2 filings
  • Mar 9, 2010 · D/A · $1,452,000 sold of Indefinite · 19 investors · min. $10,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies LLC, the general partner of the issuer.) EDGAR ↗
  • Mar 16, 2009 · D/A · $1,452,000 sold of Indefinite · 19 investors · min. $10,000 · role: Executive Officer (Executive officer of Harvest Capital Strategies LLC, the general partner of the issuer.) EDGAR ↗

Raised $1.45M from 19 investors as of the latest filing. Joseph is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Banking and Financial Services · group: Harvest

JMP CREDIT Corp

San Francisco, CA · Apr 22, 2009 → Aug 13, 2009 · 2 filings
  • Aug 13, 2009 · D · $50,000 sold of $50,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 22, 2009 · D · $250,000 sold of $250,000 · 11 investors · min. $2,500 · role: Director EDGAR ↗

Raised $250K from 11 investors (100% of the $50K target) as of the latest filing. Joseph is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Harvest

JMP EMERGING MASTERS FUND LP

San Francisco, CA · Mar 16, 2009
  • Mar 16, 2009 · D · $8,786,652 sold of Indefinite · 13 investors · min. $500,000 · role: Promoter (Chief Executive Officer of Harvest Capital Strategies LLC, its general partner) EDGAR ↗

Raised $8.79M from 13 investors as of the latest filing. Joseph is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Joseph 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Harvest Capital Strategies LLC

Director, Promoter, Executive Officer · 90 shared filings (14 issuers) · also on 7 other issuers

Harvest Capital Strategies LLC is on 21 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

JMP Group Inc

Promoter · 11 shared filings (5 issuers)

JMP Group Inc is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Andrew JMP Group Inc

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

Management entity

CFS Company Ltd.

Director, Promoter · 1 shared filing (1 issuer) · also on 17 other issuers

CFS Company Ltd. is on 18 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Harvest Growth Capital Manager LLC

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Harvest Growth Capital Manager LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

JMP Realty III LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Christopher Lynch

Executive Officer, Promoter, Director · 79 shared filings (14 issuers) · also on 4 other issuers

Kevin Christopher Lynch is on 18 issuers in total — a repeat sponsor. Their page lists every one.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Siva Jackson

Executive Officer, Promoter · 66 shared filings (14 issuers) · also on 5 other issuers

Raymond Siva Jackson is on 19 issuers in total — a repeat sponsor. Their page lists every one.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Craig R. Johnson

Executive Officer, Promoter, Director · 65 shared filings (13 issuers) · also on 16 other issuers

Craig R. Johnson is on 29 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Alan Solomon

Executive Officer, Promoter · 31 shared filings (11 issuers) · also on 2 other issuers

Scott Alan Solomon is on 13 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Stevenson

Director, Promoter · 25 shared filings (4 issuers) · also on 101 other issuers

Paul Stevenson is on 105 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James Keyes

Director, Promoter · 22 shared filings (4 issuers) · also on 123 other issuers

James Keyes is on 127 issuers in total — a repeat sponsor. Their page lists every one.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

Walter Ivor Conroy

Promoter, Executive Officer · 20 shared filings (7 issuers) · also on 1 other issuer

Walter Ivor Conroy is on 8 issuers in total — a repeat sponsor. Their page lists every one.

ZR
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary S. Rosenberg

Promoter, Executive Officer · 19 shared filings (6 issuers) · also on 3 other issuers

Zachary S. Rosenberg is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Janet Loraine Tarkoff

Executive Officer · 14 shared filings (7 issuers) · also on 1 other issuer

Janet Loraine Tarkoff is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Buckanavage

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Kitchin

Executive Officer · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Ray Jackson

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Bryan Osher

Executive Officer · 3 shared filings (1 issuer) · also on 6 other issuers

Jeffrey Bryan Osher is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Cater

Director · 2 shared filings (1 issuer) · also on 97 other issuers

Philip Cater is on 98 issuers in total — a repeat sponsor. Their page lists every one.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

Walter C. Keenan

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

LJ
No photo found yet (own website and image search run after this page is viewed)
Person

Loraine Tarkoff Janet

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Carter D. Mack

Director · 2 shared filings (1 issuer)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Ledbetter

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Garcia

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Eric Garcia is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Alan Soloman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard A. Sebastiao

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Dorian B. Klein

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jack G. Levin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Andrew Jolson. Their page shows their other deals.

ZR
No photo found yet (own website and image search run after this page is viewed)
Person

Zac Rosenberg

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Zac Rosenberg is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Harvest

36 issuers · 157 filings · $2.24B reported sold · 2009–2026

One team, 36 deal companies. Joseph Andrew Jolson is listed on 22 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joseph Andrew Jolson.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 23 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Harvest Opportunity Partners Offshore Fund, Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joseph Andrew Jolson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 23 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joseph Andrew Jolson is listed on: none on file. No website or social profile named in Harvest Intrexon Enterprise Fund I, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #293,966 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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