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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

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Jonathan Stein

Named as an officer, director or promoter on SEC Form D filings · NY, NJ · Dec 20, 2010 → Nov 21, 2024

9deals (issuers)
$3.28Breported sold
150investors
16Form D filings
2010–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jonathan Stein is listed as an executive officer and director on 16 SEC Form D filings by 9 issuers between Dec 2010 and Nov 2024. Largest by amount reported sold: Cortec Group Fund VIII-A, L.P. (New York, NY — pooled investment fund — 2023; $1.59B reported sold to 41 investors), Cortec Group Fund VIII, L.P. (New York, NY — pooled investment fund — 2023; $1.59B reported sold to 72 investors), Betterment Holdings, Inc. (New York, NY — other technology — 2010–2021; $92M reported sold to 22 investors), Katena Holdings, Inc. (Denville, NJ — other health care — 2013; $7.5M reported sold to 15 investors), Cortec LOV Co-Investment Fund VIII, L.P. (New York, NY — pooled investment fund — 2024) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $3.28B sold in total.

Listed alongside David L. Schnadig (9 shared filings), Jeffrey Adam Lipsitz (9 shared filings), Jeffrey R. Shannon (9 shared filings), Michael E. Najjar (9 shared filings), Douglas Kruep (7 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.

7 of the issuers belong to the sponsor group Cortec (11 issuers, $6.5B reported sold, 2015–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Cortec has 11 companies on file and $6.5B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for Jonathan Stein and found 8 differences, 1 worth asking the sponsor about: Bankruptcy case: Jonathan Stein and Darlene Stein; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jonathan Stein has not run yet — it is joining a line of 30,668 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jonathan Stein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 2 open, 7 closed (disposition not in docket feed)

Jonathan D Stein open
United States Bankruptcy Court, C.D. California · No. 2:26-bk-13312 · Filed Apr 6, 2026
Role of Jonathan D Stein: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in CA (not a filing state)
Jonathan Stein and Darlene Stein open
United States Bankruptcy Court, D. New Jersey · No. 25-15480 · Filed May 23, 2025
Role of Jonathan Stein and Darlene Stein: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in the person's filing state (NJ)
Jonathan Stein closed
United States Bankruptcy Court, E.D. Washington · No. 18-01865 · Filed Jun 29, 2018 · Closed Nov 27, 2018
Role of Jonathan Stein: Debtor · Outcome: Case closed 2018-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in WA (not a filing state)
Jonathan W Stein closed
United States Bankruptcy Court, N.D. Ohio · No. 12-51588 · Filed May 14, 2012 · Closed Apr 4, 2017
Role of Jonathan W Stein: Debtor · Outcome: Case closed 2017-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in OH (not a filing state)
Jonathan M. Stein closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-30585 · Filed Dec 6, 2010 · Closed Jan 31, 2012
Role of Jonathan M. Stein: Debtor · Outcome: Case closed 2012-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in PA (not a filing state)
Jonathan M. Stein closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 05-12061 · Filed Feb 16, 2005 · Closed Jun 13, 2005
Role of Jonathan M. Stein: Debtor · Outcome: Case closed 2005-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in PA (not a filing state)
Jonathan F. Stein closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-30648 · Filed Aug 12, 2004 · Closed Jan 25, 2005
Role of Jonathan F. Stein: Debtor · Outcome: Case closed 2005-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in PA (not a filing state)
Jonathan H. Stein and Maria B. Stein closed
United States Bankruptcy Court, N.D. Ohio · No. 04-36729 · Filed Aug 10, 2004 · Closed Dec 13, 2004
Role of Jonathan H. Stein and Maria B. Stein: Debtor · Outcome: Case closed 2004-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in OH (not a filing state)
Jonathan Stein closed
United States Bankruptcy Court, D. Massachusetts · No. 01-10973 · Filed Feb 9, 2001 · Closed Jan 10, 2007
Role of Jonathan Stein: Debtor · Outcome: Case closed 2007-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in MA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Jonathan Stein — 1 worth asking about (compared 16 filings on Oct 24, 2026)

Worth asking · May 23, 2025

Bankruptcy case: Jonathan Stein and Darlene Stein — filed May 23, 2025

United States Bankruptcy Court, D. New Jersey docket "Jonathan Stein and Darlene Stein" filed May 23, 2025 (Open). Jonathan Stein is listed as Debtor ("Jonathan Stein and Darlene Stein"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Note · Sep 17, 2013 – Jan 28, 2015

Bankruptcy case: Cyganowski v. Lipsitz Green Scime Cambria L.L.P. — filed Sep 17, 2013

United States Bankruptcy Court, W.D. New York docket "Cyganowski v. Lipsitz Green Scime Cambria L.L.P." filed Sep 17, 2013, closed Jan 28, 2015. Jeffrey Adam Lipsitz (listed on the same filings) is listed as Defendant ("Lipsitz Green Scime Cambria L.L.P."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗Jeffrey Adam Lipsitz — PartnerFacts page ↗
Sources
Note · Apr 23, 2001 – Apr 16, 2002

Bankruptcy case: Lipsitz v. New York State Higher Education Services — filed Apr 23, 2001

United States Bankruptcy Court, N.D. New York docket "Lipsitz v. New York State Higher Education Services" filed Apr 23, 2001, closed Apr 16, 2002. Jeffrey Adam Lipsitz (listed on the same filings) is listed as Plaintiff ("Lipsitz"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗Jeffrey Adam Lipsitz — PartnerFacts page ↗
Sources
Note · Nov 23, 2010 – Dec 20, 2010

Form D filed 27 days after the first sale — Betterment Holdings, Inc.

The filing says the first sale was Nov 23, 2010. The Form D was filed Dec 20, 2010 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 20, 2010 ↗Betterment Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Apr 2, 2014 – Jun 1, 2023

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Cortec Group Fund VIII, L.P. (latest filing Jun 1, 2023) · No amendment in the last 12 months on an offering that may still be open — Cortec Group Fund VIII-A, L.P. (latest filing Jun 1, 2023) · No amendment in the last 12 months on an offering that may still be open — Betterment Holdings, Inc. (latest filing Apr 12, 2016) · No amendment in the last 12 months on an offering that may still be open — Betterment Holdings, Inc. (latest filing Apr 16, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 1, 2023 ↗Cortec Group Fund VIII, L.P. — PartnerFacts page ↗Form D/A · Jun 1, 2023 ↗Cortec Group Fund VIII-A, L.P. — PartnerFacts page ↗
Sources
Note · Dec 20, 2010 – Dec 23, 2013

Jonathan Stein is written 2 different ways on the filings

listed as "Jonathan Stein" on 8 filings (from Dec 20, 2010), and "Jonathan A. Stein" on 8 filings (from Dec 23, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 20, 2010 ↗Form D · Dec 23, 2013 ↗Jonathan Stein — PartnerFacts page ↗
Sources
Note · Dec 20, 2010 – Sep 1, 2017

Industry group changed between filings — Betterment Holdings, Inc.

"Other Banking and Financial Services" (Dec 20, 2010 to Apr 12, 2016); then "Other Technology" (Sep 1, 2017 to Oct 8, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Dec 20, 2010 ↗Form D · Sep 1, 2017 ↗Betterment Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Dec 20, 2010 – Nov 21, 2024

Jonathan Stein is listed with 2 different address states: NY, NJ

NY on 15 filings (Dec 20, 2010 to Nov 21, 2024); NJ on 1 filing (Dec 23, 2013).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 20, 2010 ↗Form D · Dec 23, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 14 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 21, 2024 D
Cortec LOV Co-Investment Fund VIII, L.P.
File 021-530142
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2024 D
Cortec LOV Co-Investment Fund VIII-A, L.P.
File 021-530143
$0$0$0None listed on this filingEDGAR ↗
Jul 5, 2024 D
CORTEC AS CO-INVEST, L.P.
File 021-517926
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2023 D/A
Cortec Group Fund VIII-A, L.P.
File 021-474608
$0$0$0 (est.)
The General Partner is entitled to a performance allocation. The Management Company is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
CONNAUGHT (U.S.) LLC BrokerCheck CRD 300401 ↗EDGAR ↗
Jun 1, 2023 D/A
Cortec Group Fund VIII, L.P.
File 021-474605
$0$0$0 (est.)
The General Partner is entitled to a performance allocation. The Management Company is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
CONNAUGHT (U.S.) LLC BrokerCheck CRD 300401 ↗EDGAR ↗
Oct 8, 2021 D
Betterment Holdings, Inc.
File 021-416346
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2019 D
Cortec Group Fund VII-A, L.P.
File 021-353262
$0$0$0 (est.)
The General Partner is entitled to a performance allocation. The Management Company is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 13, 2019 D
Cortec Group Fund VII, L.P.
File 021-353260
$0$0$0 (est.)
The General Partner is entitled to a performance allocation. The Management Company is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Sep 1, 2017 D
Betterment Holdings, Inc.
File 021-293997
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 12, 2016 D
Betterment Holdings, Inc.
File 021-261077
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 23, 2015 D
Betterment Holdings, Inc.
File 021-234542
$0$0$0 (est.)
Some of the proceeds will be used for general corporate purposes, which may include salaries and other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
Apr 16, 2014 D
Betterment Holdings, Inc.
File 021-215721
$0$0$0 (est.)
Some of the proceeds will be used for general capital purposes, which may include payments of salaries and/or other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
Dec 23, 2013 D
Katena Holdings, Inc.
File 021-208559
$0$0$0
A portion of the proceeds was paid to Erich Ziegler as a selling shareholder in the acquisition. Erich Ziegler became a director of the issuer as a result of the transaction, but no proceeds were paid to him in connection with his position as a director.
None listed on this filingEDGAR ↗
Dec 20, 2010 D
Betterment Holdings, Inc.
File 021-152216
$0$0$0 (est.)
Proceeds to be used for general working capital purposes.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Jonathan Stein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CL
Pooled Investment Fund · group: Cortec

Cortec LOV Co-Investment Fund VIII-A, L.P.

New York, NY · Nov 21, 2024
  • Nov 21, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CL
Pooled Investment Fund · group: Cortec

Cortec LOV Co-Investment Fund VIII, L.P.

New York, NY · Nov 21, 2024
  • Nov 21, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Cortec

CORTEC AS CO-INVEST, L.P.

New York, NY · Jul 5, 2024
  • Jul 5, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Cortec

Cortec Group Fund VIII, L.P.

New York, NY · Mar 1, 2023 → Jun 1, 2023 · 2 filings
  • Jun 1, 2023 · D/A · $1,590,325,000 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 1, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.59B from 72 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Cortec

Cortec Group Fund VIII-A, L.P.

New York, NY · Mar 1, 2023 → Jun 1, 2023 · 2 filings
  • Jun 1, 2023 · D/A · $1,590,325,000 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 1, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.59B from 41 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Other Technology

Betterment Holdings, Inc.

New York, NY · Dec 20, 2010 → Oct 8, 2021 · 6 filings
  • Oct 8, 2021 · D · $59,999,997 sold of $59,999,997 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 1, 2017 · D · $69,999,997 sold of $69,999,997 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 12, 2016 · D · $91,999,956 sold of $99,999,967 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 23, 2015 · D · $60,000,000 sold of $60,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 16, 2014 · D · $30,038,315 sold of $32,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 20, 2010 · D · $3,000,000 sold of $3,000,000 · 21 investors · min. No minimum reported · role: Executive Officer, Director (President) EDGAR ↗

Raised $92M from 22 investors (100% of the $60M target) as of the latest filing. Jonathan is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Cortec

Cortec Group Fund VII-A, L.P.

New York, NY · Nov 13, 2019
  • Nov 13, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Cortec

Cortec Group Fund VII, L.P.

New York, NY · Nov 13, 2019
  • Nov 13, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KH
Other Health Care

Katena Holdings, Inc.

Denville, NJ · Dec 23, 2013
  • Dec 23, 2013 · D · $7,500,000 sold of $7,500,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $7.5M from 15 investors (100% of the $7.5M target) as of the latest filing. Jonathan is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Jonathan 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Michael E. Najjar

Executive Officer · 9 shared filings (7 issuers) · also on 3 other issuers

Michael E. Najjar is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David L. Schnadig

Executive Officer · 9 shared filings (7 issuers) · also on 4 other issuers

David L. Schnadig is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Adam Lipsitz

Executive Officer · 9 shared filings (7 issuers) · also on 3 other issuers

Jeffrey Adam Lipsitz is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey R. Shannon

Executive Officer · 9 shared filings (7 issuers)

Jeffrey R. Shannon is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Kruep

Executive Officer · 7 shared filings (5 issuers)

Douglas Kruep is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert W. Whipple

Executive Officer · 7 shared filings (5 issuers)

Robert W. Whipple is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Stavis

Director · 6 shared filings (1 issuer) · also on 8 other issuers

Rob Stavis is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James "W. (""Bill"")" Tucker

Director, Executive Officer · 6 shared filings (4 issuers)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Eli Broverman

Executive Officer, Director · 5 shared filings (1 issuer) · also on 4 other issuers

Eli Broverman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

John Jarve

Director · 4 shared filings (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Christodoulo

Director · 4 shared filings (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan O'Sullivan

Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Riese

Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Clendening

Director · 2 shared filings (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Bischoff

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James Tucker

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Arnold

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

EZ
No photo found yet (own website and image search run after this page is viewed)
Person

Erich Ziegler

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Vedral

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kate Tiedemann

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John E. Bender, Jr.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William P. Friedberg

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

R. Scott Schafler

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Mitchell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Philiip Riese

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn Carolan

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Donna Wells

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Lorimer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

NT
No photo found yet (own website and image search run after this page is viewed)
Person

Natalie Tydeman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Riese

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sarah Levy

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Stein. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Cortec

11 issuers · 13 filings · $6.5B reported sold · 2015–2024

One team, 11 deal companies. Jonathan Stein is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jonathan Stein.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jonathan Stein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jonathan Stein is listed on: none on file. No website or social profile named in Katena Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #322,739 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denville, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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