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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:23 AM ET

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Jonathan Phillips

Named as an officer, director or promoter on SEC Form D filings · IL, CA, TX, OH, OR · Jan 15, 2013 → Sep 14, 2026

17deals (issuers)
$196.9Mreported sold
339investors
43Form D filings
2013–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jonathan Phillips is listed as an executive officer, director, and promoter on 43 SEC Form D filings by 17 issuers between Jun 2009 and Oct 2026. Largest by amount reported sold: Upfront Healthcare Services, Inc. (Chicago, IL — other technology — 2022–2023; $61.5M reported sold to 46 investors), Conversio Health, LLC (San Luis Obispo, CA — other health care — 2013–2025; $20.3M reported sold to 26 investors), Sift Medical Data, Inc. (Milwaukee, WI — other technology — 2024; $20M reported sold to 19 investors), FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC. (La Crescenta, CA — industry reported as "Other" — 2021–2026; $19.2M reported sold to 98 investors), Mental Health Data Services, Inc. (Portland, OR — other health care — 2020–2022; $15.5M reported sold to 31 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $196.9M sold in total.

Listed alongside Rachel Kern (9 shared filings), Mark Kroeger (8 shared filings), BRENT R. MORGAN (6 shared filings), BURTON E. SMITH, JR. (6 shared filings), ELIZABETH TAPELT (6 shared filings) and 90 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.

The issuers belong to 3 sponsor groups: First (2 issuers, $4.96M reported sold, 2016–2026), Abundant Venture (2 issuers, $0 reported sold, 2023–2024) and Matzinger (3 issuers, $13.2M reported sold, 2015–2024).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 20 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 43 public filings for Jonathan Phillips and found 16 differences, 1 worth asking the sponsor about: 9 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jonathan Phillips has not run yet — it is joining a line of 14,918 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jonathan Phillips..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

20 cases: 19 closed (disposition not in docket feed), 1 open

Pamela J. Cooke and Jonathan L. Phillips closed
United States Bankruptcy Court, N.D. Ohio · No. 21-11548 · Filed Apr 30, 2021 · Closed Aug 10, 2021
Role of Pamela J. Cooke and Jonathan L. Phillips: Debtor · Outcome: Case closed 2021-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan M Phillips closed
United States Bankruptcy Court, S.D. Ohio · No. 3:20-bk-31686 · Filed Jul 6, 2020 · Closed Nov 25, 2020
Role of Jonathan M Phillips: Debtor · Outcome: Case closed 2020-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan Phillips open
United States Bankruptcy Court, S.D. Texas · No. 18-31823 · Filed Apr 9, 2018
Role of Jonathan Phillips: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (TX)
Jonathan Phillips closed
United States Bankruptcy Court, S.D. Texas · No. 17-34370 · Filed Jul 19, 2017 · Closed Jun 8, 2018
Role of Jonathan Phillips: Debtor · Outcome: Case closed 2018-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (TX)
Jonathan Phillips closed
United States Bankruptcy Court, E.D. California · No. 16-14185 · Filed Nov 19, 2016 · Closed Mar 17, 2017
Role of Jonathan Phillips: Debtor · Outcome: Case closed 2017-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Jonathan A Phillips closed
United States Bankruptcy Court, N.D. Ohio · No. 16-30820 · Filed Mar 19, 2016 · Closed Jul 19, 2016
Role of Jonathan A Phillips: Debtor · Outcome: Case closed 2016-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan D Phillips and Dorla T Phillips closed
United States Bankruptcy Court, S.D. Ohio · No. 1:12-bk-15878 · Filed Nov 1, 2012 · Closed Mar 27, 2017
Role of Jonathan D Phillips and Dorla T Phillips: Debtor · Outcome: Case closed 2017-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan L. Phillips closed
United States Bankruptcy Court, N.D. Ohio · No. 12-16197 · Filed Aug 23, 2012 · Closed Nov 30, 2012
Role of Jonathan L. Phillips: Debtor · Outcome: Case closed 2012-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan W. Phillips and Cindy M. Phillips closed
United States Bankruptcy Court, S.D. Ohio · No. 2:11-bk-61093 · Filed Nov 1, 2011 · Closed Jul 27, 2015
Role of Jonathan W. Phillips and Cindy M. Phillips: Debtor · Outcome: Case closed 2015-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan P. Phillips and Linda L. Phillips closed
United States Bankruptcy Court, S.D. Illinois · No. 07-60570 · Filed Nov 2, 2007 · Closed Apr 14, 2008
Role of Jonathan P. Phillips and Linda L. Phillips: Debtor · Outcome: Case closed 2008-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
Jonathan W Phillips and Brandy J Phillips closed
United States Bankruptcy Court, E.D. Texas · No. 07-90183 · Filed Jun 6, 2007 · Closed Jul 3, 2008
Role of Jonathan W Phillips and Brandy J Phillips: Debtor · Outcome: Case closed 2008-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (TX)
Jonathan Phillips and Lisa Phillips closed
United States Bankruptcy Court, E.D. Texas · No. 05-41527 · Filed Mar 31, 2005 · Closed Oct 4, 2006
Role of Jonathan Phillips and Lisa Phillips: Debtor · Outcome: Case closed 2006-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (TX)
Jonathan Phillips closed
United States Bankruptcy Court, S.D. Ohio · No. 3:04-bk-33726 · Filed Apr 30, 2004 · Closed Sep 15, 2004
Role of Jonathan Phillips: Debtor · Outcome: Case closed 2004-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan Phillips closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-12064 · Filed Feb 6, 2002 · Closed Jun 5, 2002
Role of Jonathan Phillips: Debtor · Outcome: Case closed 2002-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Jonathan D Phillips and Dorla T Phillips closed
United States Bankruptcy Court, S.D. Ohio · No. 3:00-bk-33154 · Filed Jun 23, 2000 · Closed Mar 21, 2001
Role of Jonathan D Phillips and Dorla T Phillips: Debtor · Outcome: Case closed 2001-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan M Phillips closed
United States Bankruptcy Court, S.D. Ohio · No. 3:00-bk-32389 · Filed May 12, 2000 · Closed Dec 18, 2000
Role of Jonathan M Phillips: Debtor · Outcome: Case closed 2000-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan J Phillips closed
United States Bankruptcy Court, N.D. Illinois · No. 98-26345 · Filed Aug 21, 1998 · Closed Jan 15, 1999
Role of Jonathan J Phillips: Debtor · Outcome: Case closed 1999-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
Jonathan Phillips and Jonda M Phillips closed
United States Bankruptcy Court, S.D. Ohio · No. 1:98-bk-14724 · Filed Aug 4, 1998 · Closed Feb 8, 1999
Role of Jonathan Phillips and Jonda M Phillips: Debtor · Outcome: Case closed 1999-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (OH)
Jonathan Phillips closed
United States Bankruptcy Court, N.D. Illinois · No. 97-01025 · Filed Jan 13, 1997 · Closed Sep 1, 1998
Role of Jonathan Phillips: Debtor · Outcome: Case closed 1998-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
Jonathan R. Phillips closed
United States Bankruptcy Court, N.D. Illinois · No. 89-00143 · Filed Jan 4, 1989 · Closed Aug 15, 1989
Role of Jonathan R. Phillips: Debtor · Outcome: Case closed 1989-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 117 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Jonathan Phillips — 1 worth asking about (compared 43 filings on Oct 24, 2026)

Worth asking · Dec 28, 2012 – Sep 14, 2026

9 Form Ds were filed more than 15 days after the first sale

Form D filed 79 days after the first sale — FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC. · Form D filed 61 days after the first sale — Blueprint n1 Fund, LP · Form D filed 26 days after the first sale — FT Transpose YC SPV I, LLC · Form D filed 47 days after the first sale — Brain-CA Technologies, Inc. · Form D filed 40 days after the first sale — CORDATA HEALTHCARE INNOVATIONS, INC. · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 19, 2024 ↗FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC. — PartnerFacts page ↗Form D · Jul 26, 2023 ↗Blueprint n1 Fund, LP — PartnerFacts page ↗
Sources
Note · Dec 7, 2022 – Oct 14, 2025

4 offerings changed their target amount between filings

Offering amount changed between filings — Conversio Health, LLC · Offering amount changed between filings — CORDATA HEALTHCARE INNOVATIONS, INC. · Offering amount changed between filings — Conversio Health, LLC · Offering amount changed between filings — Percipio Health, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Nov 20, 2024 ↗Form D/A (later) · Oct 14, 2025 ↗Conversio Health, LLC — PartnerFacts page ↗Form D (earlier) · Sep 3, 2024 ↗
Sources
Note · Sep 13, 2013 – Oct 14, 2025

19 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Conversio Health, LLC (latest filing Oct 14, 2025) · No amendment in the last 12 months on an offering that may still be open — CORDATA HEALTHCARE INNOVATIONS, INC. (latest filing Apr 1, 2025) · No amendment in the last 12 months on an offering that may still be open — FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC. (latest filing Dec 19, 2024) · No amendment in the last 12 months on an offering that may still be open — Blueprint n1 Fund, LP (latest filing Jul 30, 2024) · No amendment in the last 12 months on an offering that may still be open — Percipio Health, Inc. (latest filing May 23, 2024) · and 14 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 14, 2025 ↗Conversio Health, LLC — PartnerFacts page ↗Form D/A · Apr 1, 2025 ↗CORDATA HEALTHCARE INNOVATIONS, INC. — PartnerFacts page ↗
Sources
Note · Jun 29, 2009 – May 1, 2020

Jonathan Phillips is written 2 different ways on the filings

listed as "Jonathan Phillips" on 38 filings (from Jun 29, 2009), and "Jonathan R Phillips" on 5 filings (from May 1, 2020).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 29, 2009 ↗Form D · May 1, 2020 ↗Jonathan Phillips — PartnerFacts page ↗
Sources
Note · Sep 24, 2013 – Feb 9, 2024

Industry group changed between filings — Conversio Health, LLC

"Pharmaceuticals" (Sep 24, 2013); then "Other Health Care" (Feb 9, 2024 to Oct 14, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Sep 24, 2013 ↗Form D · Feb 9, 2024 ↗Conversio Health, LLC — PartnerFacts page ↗
Sources
Note · Jun 13, 2016 – Sep 12, 2022

Industry group changed between filings — CORDATA HEALTHCARE INNOVATIONS, INC.

"Other Technology" (Jun 13, 2016 to Jun 13, 2016); then "Other" (Sep 12, 2022 to Apr 1, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · Jun 13, 2016 ↗Form D · Sep 12, 2022 ↗CORDATA HEALTHCARE INNOVATIONS, INC. — PartnerFacts page ↗
Sources
Note · Oct 7, 2025

Same name, different state: "Jonathan Phillips" (WI) is a separate record

This page covers filings where the address state is IL or CA or TX or OH or OR. A separate record, "Jonathan Phillips" with address state WI, is listed on 1 filing — most recently by Self Fund Health Plan, Inc. (Oct 7, 2025). Both records have filings in the same period (Oct 7, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jonathan Phillips (WI) — PartnerFacts page ↗Form D · Oct 7, 2025 ↗Self Fund Health Plan, Inc. — PartnerFacts page ↗Jonathan Phillips (IL,CA,TX,OH,OR) — this page ↗
Sources
Note · Jun 20, 2025

Same name, different state: "Jonathan Phillips" (ID) is a separate record

This page covers filings where the address state is IL or CA or TX or OH or OR. A separate record, "Jonathan Phillips" with address state ID, is listed on 1 filing — most recently by Switchboard Health, Inc. (Jun 20, 2025). Both records have filings in the same period (Jun 20, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jonathan Phillips (ID) — PartnerFacts page ↗Form D · Jun 20, 2025 ↗Switchboard Health, Inc. — PartnerFacts page ↗Jonathan Phillips (IL,CA,TX,OH,OR) — this page ↗
Sources
Note · Oct 22, 2020 – May 16, 2022

Same name, different state: "Jonathan Phillips" (ME or PA) is a separate record

This page covers filings where the address state is IL or CA or TX or OH or OR. A separate record, "Jonathan Phillips" with address state ME or PA, is listed on 3 filings — most recently by Infectious Disease Connect, Inc. (Jun 2, 2023). Both records have filings in the same period (Oct 22, 2020 to May 16, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jonathan Phillips (ME,PA) — PartnerFacts page ↗Form D · Jun 2, 2023 ↗Infectious Disease Connect, Inc. — PartnerFacts page ↗Jonathan Phillips (IL,CA,TX,OH,OR) — this page ↗
Sources
Note · Nov 19, 2020 – Nov 15, 2021

Same name, different state: "Jonathan Phillips" (TN) is a separate record

This page covers filings where the address state is IL or CA or TX or OH or OR. A separate record, "Jonathan Phillips" with address state TN, is listed on 2 filings — most recently by Hashed Industries, LLC (Nov 15, 2021). Both records have filings in the same period (Nov 19, 2020 to Nov 15, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jonathan Phillips (TN) — PartnerFacts page ↗Form D/A · Nov 15, 2021 ↗Hashed Industries, LLC — PartnerFacts page ↗Jonathan Phillips (IL,CA,TX,OH,OR) — this page ↗
Sources
Note · Aug 31, 2012 – Oct 24, 2019

Same name, different state: "Jonathan R. Phillips" (GA) is a separate record

This page covers filings where the address state is IL or CA or TX or OH or OR. A separate record, "Jonathan R. Phillips" with address state GA, is listed on 2 filings — most recently by STREAMLINE HEALTH SOLUTIONS INC. (Oct 24, 2019). Both records have filings in the same period (Jan 15, 2013 to Oct 24, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jonathan R. Phillips (GA) — PartnerFacts page ↗Form D · Oct 24, 2019 ↗STREAMLINE HEALTH SOLUTIONS INC. — PartnerFacts page ↗Jonathan Phillips (IL,CA,TX,OH,OR) — this page ↗
Sources
Note · Dec 19, 2024 – Oct 9, 2025

Address moved from La Crescenta, CA to La Cresenta, CA — FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC.

The people listed on the Dec 19, 2024 filing give La Crescenta, CA; on the Oct 9, 2025 filing they give La Cresenta, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 19, 2024 ↗Form D · Oct 9, 2025 ↗FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC. — PartnerFacts page ↗
Sources
Note · Feb 13, 2024 – Dec 19, 2024

Address moved from Los Angeles, CA to La Crescenta, CA — FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC.

The people listed on the Feb 13, 2024 filing give Los Angeles, CA; on the Dec 19, 2024 filing they give La Crescenta, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 13, 2024 ↗Form D · Dec 19, 2024 ↗FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC. — PartnerFacts page ↗
Sources
Note · Sep 24, 2013 – Feb 9, 2024

Address moved from The Woodlands, TX to San Luis Obispo, CA — Conversio Health, LLC

The people listed on the Sep 24, 2013 filing give The Woodlands, TX; on the Feb 9, 2024 filing they give San Luis Obispo, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 24, 2013 ↗Form D · Feb 9, 2024 ↗Conversio Health, LLC — PartnerFacts page ↗
Sources
Note · Jun 29, 2009 – Oct 15, 2026

Jonathan Phillips is listed with 5 different address states: CA, IL, TX, OH, OR

CA on 11 filings (Jun 29, 2009 to Oct 15, 2026); IL on 24 filings (Jan 15, 2013 to Sep 14, 2026); TX on 1 filing (Sep 24, 2013); OH on 5 filings (Jun 13, 2016 to Apr 1, 2025); OR on 2 filings (Sep 16, 2020 to Jul 19, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 29, 2009 ↗Form D · Jan 15, 2013 ↗Form D · Sep 24, 2013 ↗Form D/A · Jun 13, 2016 ↗
Sources
Note · Jun 29, 2009 – Jun 10, 2010

Minimum investment changed between filings — OPHTHALMIC IMAGING SYSTEMS

The Jun 29, 2009 filing lists a minimum of $1; the Jun 10, 2010 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 29, 2009 ↗Form D/A (later) · Jun 10, 2010 ↗OPHTHALMIC IMAGING SYSTEMS — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 33 offerings report sales commissions; 2 report finder's fees totalling $80,000; 7 report proceeds to related persons totalling $7,150,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2026 D/A
FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC.
File 021-560293
$0$0$0NONE no CRD number reportedEDGAR ↗
Sep 14, 2026 D
FT Transpose YC SPV I, LLC
File 021-597352
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2026 D
FT Openova LLC
File 021-573308
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2025 D
Brain-CA Technologies, Inc.
File 021-567232
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2025 D/A
Conversio Health, LLC
File 021-504870
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2025 D/A
CORDATA HEALTHCARE INNOVATIONS, INC.
File 021-523040
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2024 D
FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC.
File 021-532634
$0$0$0NONE no CRD number reportedEDGAR ↗
Oct 18, 2024 D
FT Openova LLC
File 021-527178
$0$10,000 (est.)$0None listed on this filingEDGAR ↗
Jul 30, 2024 D/A
Blueprint n1 Fund, LP
File 021-487981
$0$0$0 (est.)
Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
May 23, 2024 D
Percipio Health, Inc.
File 021-514039
$0$0$0None listed on this filingEDGAR ↗
May 14, 2024 D
Sift Medical Data, Inc.
File 021-513187
$0$0$1,350,000 (est.)
Response reflects the estimated amount the proceeds to be used as compensation for executive officers during the next 12 months.
None listed on this filingEDGAR ↗
Feb 13, 2024 D/A
FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC.
File 021-495150
$0$0$0NONE no CRD number reportedEDGAR ↗
Jun 1, 2023 D
Upfront Healthcare Services, Inc.
File 021-483094
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2023 D
A1 Health Ventures I, LP
File 021-474602
$0$0$0
The Management Company is entitled to a management fee payable by the Issuer.
First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗EDGAR ↗
Feb 24, 2023 D/A
Percipio Health, Inc.
File 021-466728
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2022 D
CORDATA HEALTHCARE INNOVATIONS, INC.
File 021-458510
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2022 D
Upfront Healthcare Services, Inc.
File 021-458555
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2022 D
Upfront Healthcare Services, Inc.
File 021-457334
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2022 D
Mental Health Data Services, Inc.
File 021-452943
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2021 D
FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC.
File 021-425854
$0$0$0NONE no CRD number reportedEDGAR ↗
Feb 11, 2021 D
PatientBond, Inc.
File 021-389203
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 16, 2020 D
Mental Health Data Services, Inc.
File 021-375698
$0$0$0None listed on this filingEDGAR ↗
May 1, 2020 D
FT SKYDAN VENTURES, LLC
File 021-366130
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2019 D
PatientBond, Inc.
File 021-347351
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Jul 11, 2018 D
PatientBond, Inc.
File 021-316509
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Mar 22, 2017 D/A
PatientBond, Inc.
File 021-282662
$0$0$200,000 (est.)None listed on this filingEDGAR ↗
Jun 13, 2016 D/A
CORDATA HEALTHCARE INNOVATIONS, INC.
File 021-264870
$0$0$200,000 (est.)None listed on this filingEDGAR ↗
May 4, 2016 D
Isommune, LLC
File 021-262532
$0$0$200,000 (est.)None listed on this filingEDGAR ↗
Feb 23, 2016 D
Vivify Health, Inc.
File 021-257970
$0$0$0None listed on this filingEDGAR ↗
May 12, 2014 D
Vivify Health, Inc.
File 021-217161
$0$0$0None listed on this filingEDGAR ↗
Sep 24, 2013 D
Conversio Health, LLC
File 021-203445
$0$0$5,000,000None listed on this filingEDGAR ↗
Jan 15, 2013 D
Vivify Health, Inc.
File 021-190230
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2010 D/A
OPHTHALMIC IMAGING SYSTEMS
File 021-88531-7L
$0$70,000 (est.)$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Jonathan Phillips on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FF
Other

FOURSQUARE FINANCIAL SOLUTIONS LOAN FUND, INC.

La Crescenta, CA · Dec 20, 2021 → Oct 15, 2026 · 6 filings
  • Oct 15, 2026 · D/A · $19,228,735 sold of $25,000,000 · 98 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Oct 9, 2025 · D · $61,331 sold of $25,000,000 · 3 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Dec 19, 2024 · D · $0 sold of $15,000,000 · 20 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Feb 13, 2024 · D/A · $100,000 sold of $15,000,000 · 1 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Oct 19, 2023 · D · $0 sold of $15,000,000 · 0 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Dec 20, 2021 · D · $0 sold of $15,000,000 · 0 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $19.2M from 98 investors (77% of the $25M target) as of the latest filing. Jonathan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FT
Pooled Investment Fund

FT Transpose YC SPV I, LLC

Wheaton, IL · Sep 14, 2026
  • Sep 14, 2026 · D · $0 sold of $100,000,000 · 1 investors · min. No minimum reported · role: Promoter (Managing Director, Head of Venture Capital and Private Equity at First Trust Capital Partners, LLC, the Manager of the Issuer) EDGAR ↗

1 investors reported; no amount sold yet as of the latest filing. Jonathan is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FO
Pooled Investment Fund · group: First

FT Openova LLC

Wheaton, IL · Oct 18, 2024 → Feb 11, 2026 · 2 filings
  • Feb 11, 2026 · D · $2,775,000 sold of $2,775,000 · 12 investors · min. $2,500 · role: Promoter EDGAR ↗
  • Oct 18, 2024 · D · $2,000,000 sold of $2,000,000 · 12 investors · min. $2,500 · role: Promoter EDGAR ↗

Raised $2.77M from 12 investors (100% of the $2.77M target) as of the latest filing. Jonathan is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Other Technology

Brain-CA Technologies, Inc.

Cincinnati, OH · Dec 17, 2025
  • Dec 17, 2025 · D · $3,210,000 sold of $7,210,000 · 39 investors · min. $50,000 · role: Director EDGAR ↗

Raised $3.21M from 39 investors (45% of the $7.21M target) as of the latest filing. Jonathan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Other Health Care

Conversio Health, LLC

San Luis Obispo, CA · Sep 24, 2013 → Oct 14, 2025 · 4 filings
  • Oct 14, 2025 · D/A · $20,273,660 sold of $25,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 20, 2024 · D/A · $15,828,660 sold of $20,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 9, 2024 · D · $12,428,660 sold of $16,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 24, 2013 · D · $14,825,000 sold of $17,325,000 · 26 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20.3M from 26 investors (81% of the $25M target) as of the latest filing. Jonathan is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Other

CORDATA HEALTHCARE INNOVATIONS, INC.

Cincinnati, OH · Jun 13, 2016 → Apr 1, 2025 · 5 filings
  • Apr 1, 2025 · D/A · $3,001,523 sold of $4,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 3, 2024 · D · $2,401,525 sold of $3,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 12, 2022 · D · $5,397,109 sold of $6,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 13, 2016 · D/A · $2,085,937 sold of $3,198,438 · 11 investors · min. $12,500 · role: Director EDGAR ↗
  • Jun 13, 2016 · D · $2,085,937 sold of $3,198,438 · 11 investors · min. $12,500 · role: Director EDGAR ↗

Raised $5.4M from 13 investors (100% of the $4M target) as of the latest filing. Jonathan is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BN
Pooled Investment Fund · group: Matzinger

Blueprint n1 Fund, LP

Toledo, OH · Jul 26, 2023 → Jul 30, 2024 · 2 filings
  • Jul 30, 2024 · D/A · $10,000,000 sold of $100,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer (Manager of the GP) EDGAR ↗
  • Jul 26, 2023 · D · $10,000,000 sold of $100,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer (Manager of the GP) EDGAR ↗

Raised $10M from 2 investors (10% of the $100M target) as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PH
Other Health Care

Percipio Health, Inc.

Plano, TX · Dec 7, 2022 → May 23, 2024 · 3 filings
  • May 23, 2024 · D · $11,549,912 sold of $16,574,984 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 24, 2023 · D/A · $1,025,000 sold of $1,500,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2022 · D · $250,000 sold of $1,250,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.5M from 10 investors (70% of the $16.6M target) as of the latest filing. Jonathan is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Other Technology

Sift Medical Data, Inc.

Milwaukee, WI · May 14, 2024
  • May 14, 2024 · D · $20,002,542 sold of $20,002,542 · 19 investors · min. $4,967 · role: Director EDGAR ↗

Raised $20M from 19 investors (100% of the $20M target) as of the latest filing. Jonathan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UH
Other Technology

Upfront Healthcare Services, Inc.

Chicago, IL · Aug 30, 2022 → Jun 1, 2023 · 3 filings
  • Jun 1, 2023 · D · $3,011,262 sold of $7,000,000 · 4 investors · min. $1 · role: Director EDGAR ↗
  • Sep 12, 2022 · D · $9,032,163 sold of $10,750,677 · 26 investors · min. $1 · role: Director EDGAR ↗
  • Aug 30, 2022 · D · $61,520,069 sold of $61,520,069 · 46 investors · min. $1 · role: Director EDGAR ↗

Raised $61.5M from 46 investors (100% of the $7M target) as of the latest filing. Jonathan is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Pooled Investment Fund · group: Abundant Venture

A1 Health Ventures I, LP

Chicago, IL · Mar 1, 2023
  • Mar 1, 2023 · D · $0 sold of $100,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MH
Other Health Care

Mental Health Data Services, Inc.

Portland, OR · Sep 16, 2020 → Jul 19, 2022 · 2 filings
  • Jul 19, 2022 · D · $4,664,288 sold of $5,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 16, 2020 · D · $15,480,765 sold of $15,480,765 · 31 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.5M from 31 investors (100% of the $5.5M target) as of the latest filing. Jonathan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

P
Other Technology

PatientBond, Inc.

Elmhurst, IL · Mar 15, 2017 → Feb 11, 2021 · 5 filings
  • Feb 11, 2021 · D · $8,187,494 sold of $8,800,000 · 20 investors · min. $3,000 · role: Director EDGAR ↗
  • Aug 26, 2019 · D · $2,260,000 sold of $3,500,000 · 4 investors · min. $10,000 · role: Director EDGAR ↗
  • Jul 11, 2018 · D · $670,000 sold of $2,500,000 · 10 investors · min. $10,000 · role: Director EDGAR ↗
  • Mar 22, 2017 · D/A · $2,287,073 sold of $4,185,583 · 13 investors · min. $10,000 · role: Director EDGAR ↗
  • Mar 15, 2017 · D · $2,287,073 sold of $4,185,583 · 13 investors · min. $10,000 · role: Director EDGAR ↗

Raised $8.19M from 20 investors (93% of the $8.8M target) as of the latest filing. Jonathan is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FS
Other Banking and Financial Services

FT SKYDAN VENTURES, LLC

Wheaton, IL · May 1, 2020
  • May 1, 2020 · D · $3,000,000 sold of $3,000,000 · 8 investors · min. $10,000 · role: Executive Officer EDGAR ↗

Raised $3M from 8 investors (100% of the $3M target) as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Biotechnology

Isommune, LLC

Avila Beach, CA · May 4, 2016
  • May 4, 2016 · D · $275,000 sold of $2,500,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $275K from 5 investors (11% of the $2.5M target) as of the latest filing. Jonathan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VH
Other Technology

Vivify Health, Inc.

Plano, TX · Jan 15, 2013 → Feb 23, 2016 · 3 filings
  • Feb 23, 2016 · D · $10,000,000 sold of $14,000,000 · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 12, 2014 · D · $3,000,000 sold of $3,000,000 · 2 investors · min. $1,500,000 · role: Director EDGAR ↗
  • Jan 15, 2013 · D · $3,380,732 sold of $3,380,732 · 8 investors · min. $25,000 · role: Director EDGAR ↗

Raised $10M from 8 investors (71% of the $14M target) as of the latest filing. Jonathan is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OI
Other

OPHTHALMIC IMAGING SYSTEMS

Sacramento, CA · Jun 29, 2009 → Jun 10, 2010 · 2 filings
  • Jun 10, 2010 · D/A · $5,999,875 sold of $5,999,875 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 29, 2009 · D · $3,999,908 sold of $5,999,875 · 1 investors · min. $1 · role: Director EDGAR ↗

Raised $6M from 1 investor (100% of the $6M target) as of the latest filing. Jonathan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Jonathan 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

FT
Management entity

First Trust Capital Partners, LLC

Director, Executive Officer, Promoter · 3 shared filings (2 issuers) · also on 3 other issuers

First Trust Capital Partners, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BN
Management entity

Blueprint n1 Fund GP, LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

BN
Management entity

Blueprint n1 Capital Management, LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

AM
Management entity

A1 Management Co. LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

AH
Management entity

A1 Health Ventures I GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

AV
Management entity

Abundant Venture Partners Holding, LLC

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rachel Kern

Director, Executive Officer, Promoter · 9 shared filings (4 issuers) · also on 3 other issuers

Rachel Kern is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Kroeger

Director, Executive Officer, Promoter · 8 shared filings (3 issuers)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Cline

Director · 6 shared filings (2 issuers)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

BURTON E. SMITH, JR.

Director · 6 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

ELIZABETH TAPELT

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

RANDALL K. BARTON

Director, Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

BRENT R. MORGAN

Director · 6 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Rock

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Hoxter

Director, Executive Officer, Promoter · 5 shared filings (2 issuers)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JEFF STEWART

Director · 5 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

ADAM DAVIDSON

Director · 5 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

JARROD KULA

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Victor Kats

Director · 5 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Winzenread

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James Casey Albertson

Director · 5 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Anurag Juneja

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Etheridge

Director · 4 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Dearborn

Executive Officer, Director · 4 shared filings (2 issuers) · also on 3 other issuers

Justin Dearborn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

MARIO ZAMBRANO

Director · 4 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Frank

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Waddell

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Taylor Cline

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dylan Herr

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Amanda Bringe

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Albert

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Coppedge

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Edwin Gillen

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

NT
No photo found yet (own website and image search run after this page is viewed)
Person

Nasrin Thierer

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Groh

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James A. Bowen

Director, Promoter · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Carrie Kozlowski

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Figlioli

Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lucas

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Phillips. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

James Pavlik

Director · 3 shared filings (1 issuer) · also on 5 other issuers

James Pavlik is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

F
Sponsor group

First

2 issuers · 3 filings · $4.96M reported sold · 2016–2026

One team, 2 deal companies. Jonathan Phillips is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jonathan Phillips.

AV
Sponsor group

Abundant Venture

2 issuers · 2 filings · $0 reported sold · 2023–2024

One team, 2 deal companies. Jonathan Phillips is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jonathan Phillips.

M
Sponsor group

Matzinger

3 issuers · 4 filings · $13.2M reported sold · 2015–2024

One team, 3 deal companies. Jonathan Phillips is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jonathan Phillips.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 17 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): A1 Health Ventures I, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jonathan Phillips by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jonathan Phillips is listed on: none on file. No website or social profile named in Upfront Healthcare Services, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #125,554 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗California — find the county court ↗Los Angeles Superior Court case search ↗Texas re:SearchTX court records ↗Franklin County OH Clerk of Courts ↗Oregon state courts — find the court ↗Wisconsin state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗California Secretary of State business search ↗Texas Secretary of State business search ↗Ohio Secretary of State business search ↗Oregon Secretary of State business search ↗Wisconsin Secretary of State business search ↗OpenCorporates ↗

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