Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:59 AM ET

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Jonathan Kaufman

Named as an officer, director or promoter on SEC Form D filings · NY · Apr 10, 2009 → Dec 23, 2015

2deals (issuers)

$23.1Mreported sold

84investors

9Form D filings

2009–2015years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jonathan Kaufman is listed as an executive officer on 9 SEC Form D filings by 2 issuers between Apr 2009 and Dec 2015: Fusion Connect, Inc. (New York, NY — telecommunications — 2013–2015; $22.7M reported sold to 82 investors) and Olympus Partners, LP (Scarsdale, NY — pooled investment fund — 2009; $400K reported sold to 2 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $23.1M sold in total.

Listed alongside E. Alan Brumberger (8 shared filings), Gordon Hutchins, Jr. (8 shared filings), Jack Rosen (8 shared filings), Jan Sarro (8 shared filings), Larry Blum (8 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Jonathan Kaufman and found 6 differences: Offering amount changed between filings; Offering amount lowered between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jonathan Kaufman has not run yet — it is joining a line of 3,603 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Jonathan M. Kaufman v. US Marshals Service dismissed

District Court, N.D. California · No. 3:89-cv-04324 · Filed Dec 8, 1989 · Closed Jun 18, 1990 · Nature of suit: 895 Freedom of Information Act of 1974

Role of Jonathan M. Kaufman: Plaintiff · Outcome: Terminated 1990-06-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 9 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jonathan Kaufman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Jonathan Kaufman closed

United States Bankruptcy Court, E.D. Texas · No. 13-40170 · Filed Jan 23, 2013 · Closed May 2, 2013

Role of Jonathan Kaufman: Debtor · Outcome: Case closed 2013-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 9 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Jonathan D. Kaufman and Darlene G. Kaufman closed

United States Bankruptcy Court, D. Oregon · No. 04-65687 · Filed Jul 16, 2004 · Closed Nov 1, 2004

Role of Jonathan D. Kaufman and Darlene G. Kaufman: Debtor · Outcome: Case closed 2004-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 9 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Jonathan S. Kaufman closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 01-27972 · Filed Aug 1, 2001 · Closed Nov 30, 2001

Role of Jonathan S. Kaufman: Debtor · Outcome: Case closed 2001-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 9 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Jonathan L. Kaufman closed

United States Bankruptcy Court, D. New Jersey · No. 96-21226 · Filed Feb 20, 1996 · Closed Jun 26, 1996

Role of Jonathan L. Kaufman: Debtor · Outcome: Case closed 1996-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 9 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Jonathan Kaufman (compared 9 filings on Oct 24, 2026)

Note · Jul 12, 2013 – Jul 17, 2013

Offering amount changed between filings — Fusion Connect, Inc.

The Jul 12, 2013 filing says $3,600,000 offered; the Jul 17, 2013 Form D/A says $6,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jul 12, 2013 ↗Form D/A (later) · Jul 17, 2013 ↗Fusion Connect, Inc. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jul 12, 2013 ↗ (Jul 12, 2013)
Form D/A (later) · Jul 17, 2013 ↗ (Jul 17, 2013)
Fusion Connect, Inc. — PartnerFacts page ↗ (May 9, 2018)

Note · Mar 15, 2013 – Jul 12, 2013

Offering amount lowered between filings — Fusion Connect, Inc.

The Mar 15, 2013 filing says $6,000,000 offered; the Jul 12, 2013 Form D/A says $3,600,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Mar 15, 2013 ↗Form D/A (later) · Jul 12, 2013 ↗Fusion Connect, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Mar 15, 2013 ↗ (Mar 15, 2013)
Form D/A (later) · Jul 12, 2013 ↗ (Jul 12, 2013)
Fusion Connect, Inc. — PartnerFacts page ↗ (May 9, 2018)

Note · Dec 31, 2013 – Jan 9, 2014

No amendment in the last 12 months on an offering that may still be open — Fusion Connect, Inc. (latest filing Jan 9, 2014)

The latest filing for this offering is dated Jan 9, 2014 (first sale Dec 31, 2013). It reports $18,480,000 sold of $24,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 9, 2014 ↗Fusion Connect, Inc. — PartnerFacts page ↗

Sources

Form D · Jan 9, 2014 ↗ (Jan 9, 2014)
Fusion Connect, Inc. — PartnerFacts page ↗ (May 9, 2018)

Note · Mar 30, 2009 – Apr 10, 2009

No amendment in the last 12 months on an offering that may still be open — Olympus Partners, LP (latest filing Apr 10, 2009)

The latest filing for this offering is dated Apr 10, 2009 (first sale Mar 30, 2009). It reports $400,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Apr 10, 2009 ↗Olympus Partners, LP — PartnerFacts page ↗

Sources

Form D · Apr 10, 2009 ↗ (Apr 10, 2009)
Olympus Partners, LP — PartnerFacts page ↗ (Apr 10, 2009)

Note · Sep 29, 2009 – Apr 1, 2025

Same name, different state: "JONATHAN KAUFMAN" (PA) is a separate record

This page covers filings where the address state is NY. A separate record, "JONATHAN KAUFMAN" with address state PA, is listed on 11 filings — most recently by LIPELLA PHARMACEUTICALS INC. (Apr 1, 2025). Both records have filings in the same period (Sep 29, 2009 to Dec 23, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JONATHAN KAUFMAN (PA) — PartnerFacts page ↗Form D · Apr 1, 2025 ↗LIPELLA PHARMACEUTICALS INC. — PartnerFacts page ↗Jonathan Kaufman (NY) — this page ↗

Sources

JONATHAN KAUFMAN (PA) — PartnerFacts page ↗ (Apr 1, 2025)
Form D · Apr 1, 2025 ↗ (Apr 1, 2025)
LIPELLA PHARMACEUTICALS INC. — PartnerFacts page ↗ (Apr 1, 2025)
Jonathan Kaufman (NY) — this page ↗ (Dec 23, 2015)

Note · Feb 4, 2015 – Jun 21, 2017

Same name, different state: "Jonathan Kaufman" (IL) is a separate record

This page covers filings where the address state is NY. A separate record, "Jonathan Kaufman" with address state IL, is listed on 7 filings — most recently by METRITRACK, INC. (Jun 21, 2017). Both records have filings in the same period (Feb 4, 2015 to Dec 23, 2015).

Jonathan Kaufman (IL) — PartnerFacts page ↗Form D/A · Jun 21, 2017 ↗METRITRACK, INC. — PartnerFacts page ↗Jonathan Kaufman (NY) — this page ↗

Sources

Jonathan Kaufman (IL) — PartnerFacts page ↗ (Jun 21, 2017)
Form D/A · Jun 21, 2017 ↗ (Jun 21, 2017)
METRITRACK, INC. — PartnerFacts page ↗ (Mar 6, 2019)
Jonathan Kaufman (NY) — this page ↗ (Dec 23, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 7 offerings report sales commissions totalling $1,660,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $40,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 23, 2015 D Fusion Connect, Inc. File 021-253790	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 14, 2015 D Fusion Connect, Inc. File 021-253009	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 3, 2014 D Fusion Connect, Inc. File 021-227602	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 9, 2014 D Fusion Connect, Inc. File 021-209605	$700,000 (est.)	$0	$0	Aegis Capital Corp. BrokerCheck CRD 15007 ↗ Laidlaw & Company Ltd. BrokerCheck CRD 119037 ↗ Noble Financial Capital Mkts BrokerCheck CRD 15768 ↗	EDGAR ↗
Jul 17, 2013 D/A Fusion Connect, Inc. File 021-193371	$600,000 (est.)	$0	$0	Noble International Investments, Inc. d/b/a Noble Financial Capital Markets BrokerCheck CRD 15768 ↗	EDGAR ↗
Jul 17, 2013 D Fusion Connect, Inc. File 021-199862	$360,000 (est.)	$0	$0	Noble International Investments, Inc. d/b/a Noble Financial Capital Markets BrokerCheck CRD 15768 ↗	EDGAR ↗
Apr 10, 2009 D Olympus Partners, LP File 021-130115	$0	$0	$40,000 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Jonathan Kaufman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Telecommunications

Fusion Connect, Inc.

New York, NY · Mar 15, 2013 → Dec 23, 2015 · 8 filings

Dec 23, 2015 · D · $250,000 sold of $250,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Dec 14, 2015 · D · $1,500,000 sold of $1,500,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Nov 3, 2014 · D · $2,500,000 sold of $2,500,000 · 35 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 9, 2014 · D · $18,480,000 sold of $24,000,000 · 82 investors · min. $5,000 · role: Executive Officer EDGAR ↗
Jul 17, 2013 · D · $0 sold of $3,600,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗
Jul 17, 2013 · D/A · $0 sold of $6,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗
Jul 12, 2013 · D/A · $0 sold of $3,600,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗
Mar 15, 2013 · D · $0 sold of $6,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $22.7M from 82 investors (100% of the $250K target) as of the latest filing. Jonathan is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Olympus Partners, LP

Scarsdale, NY · Apr 10, 2009

Apr 10, 2009 · D · $400,000 sold of $5,000,000 · 2 investors · min. $1,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $400K from 2 investors (8% of the $5M target) as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

JONATHAN KAUFMAN — PA, 1 issuer, Sep 29, 2009 → Apr 1, 2025 · no shared issuer
Jonathan Kaufman — IL, 1 issuer, Feb 4, 2015 → Jun 21, 2017 · no shared issuer

People around Jonathan 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity