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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:53 AM ET

Sponsor Check › Person

JB

Jonathan Berger

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 25, 2010 → Feb 18, 2025

7deals (issuers)
$6.21Breported sold
408investors
24Form D filings
2010–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: not yet

The short version

Jonathan Berger is listed as an executive officer and director on 24 SEC Form D filings by 7 issuers between Jan 2010 and Feb 2025. Largest by amount reported sold: APOLLO CREDIT FUND LP (New York, NY — pooled investment fund — 2010–2012; $3.73B reported sold to 161 investors), Apollo Credit Strategies Fund LP (New York, NY — pooled investment fund — 2011–2012; $1.7B reported sold to 70 investors), Birch Grove Credit Strategies Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014; $478.3M reported sold to 39 investors), Birch Grove Credit Strategies Fund LP (New York, NY — pooled investment fund — 2014–2025; $278.4M reported sold to 111 investors), BGC Credit Dislocation Fund (Cayman) LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016; $25M reported sold to 1 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $6.21B sold in total.

Listed alongside Birch Grove Advisors LLC (14 shared filings, management entity), Birch Grove Capital LP (12 shared filings, management entity), Michael J. Levitt (8 shared filings), William Sheoris (8 shared filings), Anthony Edson (4 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.

The issuers belong to 3 sponsor groups: Stone Tower (3 issuers, $39.4M reported sold, 2009–2012), Apollo (520 issuers, $556.2B reported sold, 2009–2026) and Birch Grove (2 issuers, $303.4M reported sold, 2014–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Jonathan R. Berger closed
United States Bankruptcy Court, S.D. Georgia · No. 14-41934 · Filed Nov 20, 2014 · Closed Mar 26, 2015
Role of Jonathan R. Berger: Debtor · Outcome: Case closed 2015-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Jonathan Berger closed
United States Bankruptcy Court, D. New Jersey · No. 12-25539 · Filed Jun 18, 2012 · Closed Sep 25, 2012
Role of Jonathan Berger: Debtor · Outcome: Case closed 2012-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Jonathan L. Berger and Tracy E. Endicott closed
United States Bankruptcy Court, E.D. Michigan · No. 11-63513 · Filed Sep 1, 2011 · Closed Jan 18, 2012
Role of Jonathan L. Berger and Tracy E. Endicott: Debtor · Outcome: Case closed 2012-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Jonathan A. Berger closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-05-18678 · Filed Oct 3, 2005 · Closed Jan 31, 2006
Role of Jonathan A. Berger: Debtor · Outcome: Case closed 2006-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Jonathan A. Berger closed
United States Bankruptcy Court, D. New Jersey · No. 03-15852 · Filed Feb 25, 2003 · Closed May 6, 2003
Role of Jonathan A. Berger: Debtor · Outcome: Case closed 2003-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Jonathan H. Berger and Susan Eva Berger closed
United States Bankruptcy Court, S.D. Texas · No. 03-80017 · Filed Jan 3, 2003 · Closed May 6, 2003
Role of Jonathan H. Berger and Susan Eva Berger: Debtor · Outcome: Case closed 2003-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Jonathan A. Berger closed
United States Bankruptcy Court, D. New Jersey · No. 02-51114 · Filed Jan 30, 2002 · Closed May 6, 2004
Role of Jonathan A. Berger: Debtor · Outcome: Case closed 2004-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Jonathan A. Berger closed
United States Bankruptcy Court, D. New Jersey · No. 01-60264 · Filed Sep 5, 2001 · Closed Jul 21, 2003
Role of Jonathan A. Berger: Debtor · Outcome: Case closed 2003-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Jonathan A. Berger closed
United States Bankruptcy Court, D. New Jersey · No. 01-51671 · Filed Feb 14, 2001 · Closed Apr 12, 2001
Role of Jonathan A. Berger: Debtor · Outcome: Case closed 2001-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

2 of 7 offerings report sales commissions totalling $2,955,334; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 18, 2025 D/A
Birch Grove Credit Strategies Fund LP
File 021-211950
$2,567,727$0$0
The fund charges a management fee that is described in the fund's offering documents.
Edgeline Capital, LLC BrokerCheck CRD 000152774 ↗
OPPENHEIMER & CO. INC. BrokerCheck CRD 000000249 ↗
EDGAR ↗
May 2, 2016 D
BGC Credit Dislocation Fund (Cayman) LP
File 021-262390
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Feb 20, 2014 D/A
Birch Grove Credit Strategies Fund Ltd.
File 021-211951
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Feb 21, 2012 D
Stone Tower Structured Credit Recovery Fund II LP
File 021-173755
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2012 D/A
Stone Tower Credit Solutions Fund LP
File 021-155507
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2012 D/A
Apollo Credit Strategies Fund LP
File 021-155516
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2012 D/A
APOLLO CREDIT FUND LP
File 021-82398
$387,607 (est.)$0$0Nighthawk Partners, Inc. BrokerCheck CRD 44134 ↗
via Nighthawk Partners, Inc. (CRD 44134 ↗)

Nomos Capital International Limited no CRD number reported
via Nomos Capital International Limited
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Jonathan Berger on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Birch Grove

Birch Grove Credit Strategies Fund LP

New York, NY · Feb 14, 2014 → Feb 18, 2025 · 13 filings
  • Feb 18, 2025 · D/A · $278,393,181 sold of Indefinite · 111 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 16, 2024 · D/A · $278,233,181 sold of Indefinite · 110 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 17, 2023 · D/A · $277,983,181 sold of Indefinite · 109 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 18, 2022 · D/A · $277,733,181 sold of Indefinite · 107 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 19, 2021 · D/A · $264,733,181 sold of Indefinite · 107 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 21, 2020 · D/A · $263,733,181 sold of Indefinite · 107 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 22, 2019 · D/A · $257,733,181 sold of Indefinite · 107 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 22, 2018 · D/A · $234,274,462 sold of Indefinite · 88 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 22, 2017 · D/A · $231,524,462 sold of Indefinite · 87 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 22, 2016 · D/A · $208,762,220 sold of Indefinite · 83 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 20, 2015 · D/A · $150,217,571 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 20, 2014 · D/A · $96,035,000 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗
  • Feb 14, 2014 · D · $86,035,000 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗

Raised $278.4M from 111 investors as of the latest filing. Jonathan is listed as executive officer on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Birch Grove

BGC Credit Dislocation Fund (Cayman) LP

Grand Cayman, Cayman Islands (as filed: E9) · May 2, 2016
  • May 2, 2016 · D · $25,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $25M from 1 investor as of the latest filing. Jonathan is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Birch Grove Credit Strategies Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 14, 2014 → Feb 20, 2014 · 2 filings
  • Feb 20, 2014 · D/A · $216,588,692 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 14, 2014 · D · $196,588,692 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗

Raised $478.3M from 39 investors as of the latest filing. Jonathan is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Stone Tower

Stone Tower Structured Credit Recovery Fund II LP

New York, NY · Feb 21, 2012
  • Feb 21, 2012 · D · $2,785,000 sold of Indefinite · 11 investors · min. $5,000,000 · role: Executive Officer (Officer of Stone Tower Structured Credit Recovery Partners II GP LLC, the General Partner) EDGAR ↗

Raised $2.79M from 11 investors as of the latest filing. Jonathan is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Apollo

Apollo Credit Strategies Fund LP

New York, NY · Feb 17, 2011 → Feb 8, 2012 · 2 filings
  • Feb 8, 2012 · D/A · $31,700,000 sold of Indefinite · 16 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Feb 17, 2011 · D · $1,700,000 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $1.7B from 70 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Stone Tower

Stone Tower Credit Solutions Fund LP

New York, NY · Feb 17, 2011 → Feb 8, 2012 · 2 filings
  • Feb 8, 2012 · D/A · $1,875,000 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Feb 17, 2011 · D · $1,875,000 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $1.88M from 15 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Apollo

APOLLO CREDIT FUND LP

New York, NY · Jan 25, 2010 → Feb 1, 2012 · 3 filings
  • Feb 1, 2012 · D/A · $470,486,813 sold of Indefinite · 44 investors · min. $5,000,000 · role: Executive Officer (officer of the General Partner) EDGAR ↗
  • Jan 31, 2011 · D/A · $435,486,813 sold of Indefinite · 42 investors · min. $5,000,000 · role: Executive Officer (officer of the General Partner) EDGAR ↗
  • Jan 25, 2010 · D/A · $452,781,200 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $3.73B from 161 investors as of the latest filing. Jonathan is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jonathan W. Berger — IL, 1 issuer, Nov 18, 2014 → Nov 18, 2014 · no shared issuer
  • Jonathan Berger — CO, 1 issuer, Dec 20, 2021 → May 5, 2023 · no shared issuer

People around Jonathan 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Birch Grove Advisors LLC

Executive Officer · 14 shared filings (2 issuers)

Listed on the same filings as Jonathan Berger. Their page shows their other deals.

Management entity

Birch Grove Capital LP

Promoter · 12 shared filings (2 issuers)

Listed on the same filings as Jonathan Berger. Their page shows their other deals.

Person

Michael J. Levitt

Executive Officer · 8 shared filings (4 issuers) · also on 1 other issuer

Michael J. Levitt is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

William Sheoris

Executive Officer · 8 shared filings (4 issuers) · also on 1 other issuer

William Sheoris is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Anthony Edson

Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jonathan Berger. Their page shows their other deals.

Person

James Galowski

Executive Officer · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Jonathan Berger. Their page shows their other deals.

Person

Gregory M. Stover

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Berger. Their page shows their other deals.

Person

Brian Burkholder

Director · 2 shared filings (1 issuer) · also on 65 other issuers

Brian Burkholder is on 66 issuers in total — a repeat sponsor. Their page lists every one.

Person

Richard Coles

Director · 2 shared filings (1 issuer) · also on 54 other issuers

Richard Coles is on 55 issuers in total — a repeat sponsor. Their page lists every one.

Person

Jeffrey Deutchman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Jonathan Berger. Their page shows their other deals.

Person

Andrew A. Fink

Executive Officer · 1 shared filing (1 issuer) · also on 8 other issuers

Andrew A. Fink is on 9 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Stone Tower

3 issuers · 5 filings · $39.4M reported sold · 2009–2012

One team, 3 deal companies. Jonathan Berger is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jonathan Berger.

Sponsor group

Apollo

520 issuers · 957 filings · $556.2B reported sold · 2009–2026

One team, 520 deal companies. Jonathan Berger is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jonathan Berger.

Sponsor group

Birch Grove

2 issuers · 14 filings · $303.4M reported sold · 2014–2025

One team, 2 deal companies. Jonathan Berger is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jonathan Berger.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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