Jonathan Fleisig is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jul 2010: Thorium International Commodities Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010; $31M reported sold to 2 investors).
What this means One deal on file with the SEC, filed Jul 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Craig Tamchin (1 shared filing), David Bree (1 shared filing), Don Seymour (1 shared filing) and Thorium Asset Management LLC (1 shared filing, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Jonathan Fleisig and found 4 differences, 1 worth asking the sponsor about: Bankruptcy case: Jonathan D. Fleisig; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.