PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

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JM
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Jon V. Malis

Named as an officer, director or promoter on SEC Form D filings · PA · Jun 3, 2009 → Jan 14, 2013

2deals (issuers)
$1.67Mreported sold
30investors
8Form D filings
2009–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jon V. Malis is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 2 issuers between Jun 2009 and Jan 2013: Utica Resources, Inc. (Pittsburgh, PA — oil and gas — 2011–2013; $1.02M reported sold to 17 investors) and Northeastern Consolidated Energy Partners Inc. (Oil City, PA — oil and gas — 2009–2011; $649K reported sold to 13 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 4 years. Across those companies the filings report $1.67M sold in total.

Listed alongside Ronald Coleman (4 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 court cases matching the name, 1 state regulator order, 5 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back, including 4 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Jon V. Malis and found 12 differences, 3 worth asking the sponsor about: CO securities regulator stipulation and consent naming Jon V. Malis (Jan 14, 2010); Bankruptcy case: HONG VAN NGUYEN and MALIS HOANG; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jon V. Malis has not run yet — it is joining a line of 62,423 names; searches run around the clock at the hosts' allowed rate. Searched so far: 734 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 4 open, 2 dismissed

Christopher Malis v. Experian Information Solutions Inc. open
District Court, C.D. California · No. 8:25-cv-01635 · Filed Jul 25, 2025 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Christopher Malis: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); different first name (christopher); court in CA (not a filing state)
Malis v. Equifax Information Services, LLC open
District Court, N.D. Georgia · No. 1:25-cv-04135 · Filed Jul 24, 2025
Role of Malis: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in GA (not a filing state)
Malis v. Trans Union LLC open
District Court, N.D. Illinois · No. 1:25-cv-08596 · Filed Jul 24, 2025
Role of Malis: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in IL (not a filing state)
Malis v. C.R. Bard, Inc. open
District Court, S.D. Ohio · No. 2:20-cv-01981 · Filed Apr 17, 2020 · Nature of suit: 367 Health care / pharm
Role of Malis: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in OH (not a filing state)
Malis v. Saveology.com, LLC dismissed
District Court, E.D. Michigan · No. 2:13-cv-10013 · Filed Jan 2, 2013 · Closed May 16, 2014 · Nature of suit: 480 Consumer credit · Cause: 15:1692 Fair Debt Collection Act
Role of Malis: Plaintiff · Outcome: Terminated 2014-05-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in MI (not a filing state)
MALIS v. FULTON, FRIEDMAN & GULLACE, LLP dismissed
District Court, W.D. Pennsylvania · No. 2:10-cv-01758 · Filed Dec 30, 2010 · Closed Feb 17, 2011 · Nature of suit: 480 Consumer credit
Role of MALIS: Plaintiff · Outcome: Terminated 2011-02-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in the person's filing state (PA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Stipulation and Consent CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date Jan 14, 2010 · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Northeastern Consolidated Energy Partners, Inc., Jon V. Malis, and Timothy D. Coleman
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (1 person in Form D filings); first name matches; regulator in CO (not a filing state); co-listed entity "northeastern consolidated energy partners" is an issuer this person is named on
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jon V. Malis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Jon Victor Malis and Catherine Ann Malis closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 16-21709 · Filed May 5, 2016 · Closed Aug 30, 2017
Role of Jon Victor Malis and Catherine Ann Malis: Debtor · Outcome: Case closed 2017-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); different first name (victor); court in the person's filing state (PA)
Chase Bank USA, N.A. v. Malis-Dobrowolski closed
United States Bankruptcy Court, C.D. California · No. 1:10-ap-01482 · Filed Nov 8, 2010 · Closed Dec 29, 2010
Role of Malis-Dobrowolski: Defendant · Outcome: Case closed 2010-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in CA (not a filing state)
MBNA America Bank, N.A. v. Malis closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-01133 · Filed Dec 30, 2004 · Closed Mar 1, 2005
Role of Malis: Defendant · Outcome: Case closed 2005-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in the person's filing state (PA)
HONG VAN NGUYEN and MALIS HOANG closed
United States Bankruptcy Court, D. Arizona · No. 2:02-bk-19427 · Filed Dec 3, 2002 · Closed May 25, 2006
Role of HONG VAN NGUYEN and MALIS HOANG: Debtor · Outcome: Case closed 2006-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in AR (not a filing state)
Alan Lloyd Nichols and Jeanne Malis Nichols closed
United States Bankruptcy Court, S.D. California · No. 98-02038 · Filed Feb 11, 1998 · Closed Aug 10, 1998
Role of Alan Lloyd Nichols and Jeanne Malis Nichols: Debtor · Outcome: Case closed 1998-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); different first name (jeanne); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Jon V. Malis — 3 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Jan 14, 2010

CO securities regulator stipulation and consent naming Jon V. Malis (Jan 14, 2010)

Colorado Department of Regulatory Agencies, Division of Securities issued a Stipulation and Consent dated Jan 14, 2010. Respondents as listed: Northeastern Consolidated Energy Partners, Inc., Jon V. Malis, and Timothy D. Coleman. Matched to Jon V. Malis.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

CO order · Stipulation and Consent ↗
Sources
Worth asking · Dec 3, 2002 – May 25, 2006

Bankruptcy case: HONG VAN NGUYEN and MALIS HOANG — filed Dec 3, 2002

United States Bankruptcy Court, D. Arizona docket "HONG VAN NGUYEN and MALIS HOANG" filed Dec 3, 2002, closed May 25, 2006. Jon V. Malis is listed as Debtor ("HONG VAN NGUYEN and MALIS HOANG"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Arizona ↗
Sources
Note · Nov 8, 2010 – Dec 29, 2010

Bankruptcy case: Chase Bank USA, N.A. v. Malis-Dobrowolski — filed Nov 8, 2010

United States Bankruptcy Court, C.D. California docket "Chase Bank USA, N.A. v. Malis-Dobrowolski" filed Nov 8, 2010, closed Dec 29, 2010. Jon V. Malis is listed as Defendant ("Malis-Dobrowolski"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Note · Dec 30, 2004 – Mar 1, 2005

Bankruptcy case: MBNA America Bank, N.A. v. Malis — filed Dec 30, 2004

United States Bankruptcy Court, E.D. Pennsylvania docket "MBNA America Bank, N.A. v. Malis" filed Dec 30, 2004, closed Mar 1, 2005. Jon V. Malis is listed as Defendant ("Malis"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Pennsylvania ↗
Sources
Note · Dec 30, 2010 – Jul 24, 2025

5 court cases name Jon V. Malis

By role: plaintiff in 5. Newest: "Malis v. Equifax Information Services, LLC" (District Court, N.D. Georgia, Jul 24, 2025); "Malis v. Trans Union LLC" (District Court, N.D. Illinois, Jul 24, 2025); "Malis v. C.R. Bard, Inc." (District Court, S.D. Ohio, Apr 17, 2020). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Malis v. Equifax Information Services, LLC ↗Docket · Malis v. Trans Union LLC ↗Docket · Malis v. C.R. Bard, Inc. ↗Docket · Malis v. Saveology.com, LLC ↗
Sources
Worth asking · Jul 26, 2010 – Jan 14, 2013

6 filings report more than 10% of the money raised going to insiders

100% of the money raised went to insiders — Utica Resources, Inc. · 2000% of the money raised went to insiders — Utica Resources, Inc. · 200% of the money raised went to insiders — Utica Resources, Inc. · 10000% of the money raised went to insiders — Utica Resources, Inc. · 100% of the money raised went to insiders — Northeastern Consolidated Energy Partners Inc. · and 1 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jan 14, 2013 ↗Utica Resources, Inc. — PartnerFacts page ↗Form D · Apr 3, 2012 ↗Form D/A · Jan 18, 2012 ↗
Sources
Note · Jan 12, 2011

Jon V. Malis appears on 1 deal that stopped filing before reaching its target

Northeastern Consolidated Energy Partners Inc. (last filing Jan 12, 2011; $649,300 sold of $1,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Northeastern Consolidated Energy Partners Inc. — PartnerFacts page ↗
Sources
Note · Jun 24, 2011 – Jul 13, 2011

Form D filed 19 days after the first sale — Utica Resources, Inc.

The filing says the first sale was Jun 24, 2011. The Form D was filed Jul 13, 2011 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 13, 2011 ↗Utica Resources, Inc. — PartnerFacts page ↗
Sources
Note · Jun 24, 2011 – Jan 18, 2012

No amendment in the last 12 months on an offering that may still be open — Utica Resources, Inc. (latest filing Jan 18, 2012)

The latest filing for this offering is dated Jan 18, 2012 (first sale Jun 24, 2011). It reports $844,250 sold of $1,688,500 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 18, 2012 ↗Utica Resources, Inc. — PartnerFacts page ↗
Sources
Note · May 19, 2009 – Jan 13, 2010

No amendment in the last 12 months on an offering that may still be open — Northeastern Consolidated Energy Partners Inc. (latest filing Jan 13, 2010)

The latest filing for this offering is dated Jan 13, 2010 (first sale May 19, 2009). It reports $649,300 sold of $1,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 13, 2010 ↗Northeastern Consolidated Energy Partners Inc. — PartnerFacts page ↗
Sources
Note · Jun 3, 2009 – Jan 13, 2010

Reported revenue range changed between filings — Northeastern Consolidated Energy Partners Inc.

"$1,000,001 - $5,000,000" (Jun 3, 2009); then "$1 - $1,000,000" (Jan 13, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 3, 2009 ↗Form D/A · Jan 13, 2010 ↗Northeastern Consolidated Energy Partners Inc. — PartnerFacts page ↗
Sources
Note · Apr 3, 2012 – Jan 14, 2013

Address moved from Oil City, PA to Pittsburgh, PA — Utica Resources, Inc.

The people listed on the Apr 3, 2012 filing give Oil City, PA; on the Jan 14, 2013 filing they give Pittsburgh, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 3, 2012 ↗Form D/A · Jan 14, 2013 ↗Utica Resources, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $3,179,500.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 14, 2013 D/A
Utica Resources, Inc.
File 021-176104
$0$0$1,025,000
Turnkey drilling and completion costs of five (5) wells.
None no CRD number reportedEDGAR ↗
Jan 18, 2012 D/A
Utica Resources, Inc.
File 021-162763
$0$0$1,688,500
Turnkey drilling and completion costs of ten (10) wells.
None no CRD number reportedEDGAR ↗
Jan 12, 2011 D/A
Northeastern Consolidated Energy Partners Inc.
File 021-145468
$0$0$466,000
Turnkey drilling and completion costs of four (4) wells.
None no CRD number reportedEDGAR ↗
Jan 13, 2010 D/A
Northeastern Consolidated Energy Partners Inc.
File 021-110004
$0$0$0None no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Jon V. Malis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UR
Oil and Gas

Utica Resources, Inc.

Pittsburgh, PA · Jul 13, 2011 → Jan 14, 2013 · 4 filings
  • Jan 14, 2013 · D/A · $1,025,000 sold of $1,025,000 · 17 investors · min. $25,625 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Apr 3, 2012 · D · $51,250 sold of $1,025,000 · 1 investors · min. $25,625 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jan 18, 2012 · D/A · $844,250 sold of $1,688,500 · 15 investors · min. $16,885 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jul 13, 2011 · D · $16,885 sold of $1,688,500 · 1 investors · min. $16,885 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $1.02M from 17 investors (100% of the $1.02M target) as of the latest filing. Jon is listed as executive officer, director, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NC
Oil and Gas

Northeastern Consolidated Energy Partners Inc.

Oil City, PA · Jun 3, 2009 → Jan 12, 2011 · 4 filings
  • Jan 12, 2011 · D/A · $466,000 sold of $466,000 · 13 investors · min. $11,650 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jul 26, 2010 · D · $11,650 sold of $466,000 · 1 investors · min. $11,650 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jan 13, 2010 · D/A · $649,300 sold of $1,500,000 · 6 investors · min. $15,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jun 3, 2009 · D · $309,600 sold of $1,500,000 · 6 investors · min. $15,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $649K from 13 investors (100% of the $466K target) as of the latest filing. Jon is listed as executive officer, director, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Jon 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Coleman

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Jon V. Malis. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jon V. Malis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jon V. Malis is listed on: none on file. No website or social profile named in Northeastern Consolidated Energy Partners Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,385 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Oil City, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

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