PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:03 AM ET

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JON SPINNEY

Named as an officer, director or promoter on SEC Form D filings · NC · Sep 12, 2014 → Mar 5, 2018

3deals (issuers)
$378Kreported sold
39investors
8Form D filings
2014–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JON SPINNEY is listed as an executive officer and director on 8 SEC Form D filings by 3 issuers between Sep 2014 and Mar 2018: Malartu Fund II, LLC (Raleigh, NC — pooled investment fund — 2015; $185K reported sold to 13 investors), Malartu Fund III, LLC (Raleigh, NC — pooled investment fund — 2016; $128K reported sold to 23 investors) and Malartu, Inc. (Raleigh, NC — industry reported as "Other" — 2014–2018; $65K reported sold to 3 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $378K sold in total.

Listed alongside SEAN STEIGERWALD (7 shared filings), LEWIS SHEATS (5 shared filings), Malartu, Inc. (3 shared filings, management entity) and Sean Steigerward (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JON. Each name links to their own page.

All 3 issuers belong to the sponsor group Malartu (5 issuers, $517K reported sold, 2014–2018).

What this means A sponsor group is one team that sets up a new company for each deal. Malartu has 5 companies on file and $517K reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 court cases matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for JON SPINNEY and found 6 differences, 1 worth asking the sponsor about: Form D filed 96 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JON SPINNEY has not run yet — it is joining a line of 45,877 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 2 open, 3 dismissed, 2 closed (disposition not in docket feed)

Spinney v. Becton Dickinson and Company open
District Court, D. Arizona · No. 2:26-cv-04458 · Filed Jun 23, 2026
Role of Spinney: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in AZ (not a filing state)
Spinney v. Teva Pharmaceutical Industries, Ltd. open
District Court, N.D. Ohio · No. 1:19-op-46178 · Filed Dec 31, 2019 · Nature of suit: 367 Health care / pharm
Role of Spinney: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in OH (not a filing state)
Spinney v. Graftech International Ltd. dismissed
District Court, D. Delaware · No. 1:06-cv-00133 · Filed Feb 28, 2006 · Closed Mar 21, 2006 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Spinney: Plaintiff · Outcome: Terminated 2006-03-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in DE (not a filing state)
Spinney v. Sonus Networks, Inc. closed
District Court, D. Massachusetts · No. 1:06-cv-10317 · Filed Feb 22, 2006 · Closed Apr 3, 2006 · Nature of suit: 850 Securities, Commodities, Exchange · Cause: 15:78m(a) Securities Exchange Act
Role of Spinney: Plaintiff · Outcome: Terminated 2006-04-03 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in MA (not a filing state)
Spinney v. Immucor, Inc. dismissed
District Court, N.D. Georgia · No. 1:05-cv-02708 · Filed Oct 19, 2005 · Closed Dec 20, 2005 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Spinney: Plaintiff · Outcome: Terminated 2005-12-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in GA (not a filing state)
Spinney v. Hoffman of West Simsbury Inc closed
District Court, D. Connecticut · No. 3:05-cv-01367 · Filed Aug 30, 2005 · Closed Jun 23, 2006 · Nature of suit: 371 Truth in lending
Role of Spinney: Plaintiff · Outcome: Terminated 2006-06-23 — FJC Integrated Database disposition: Other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in CT (not a filing state)
Spinney v. Consolidated Rail Co dismissed
District Court, D. Massachusetts · No. 1:90-cv-10439 · Filed Feb 26, 1990 · Closed Jun 15, 1992 · Nature of suit: 330 Federal employers' liability
Role of Spinney: Plaintiff · Outcome: Terminated 1992-06-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in MA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JON SPINNEY..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Morgan Amanda Spinney and Ryan William Powers closed
United States Bankruptcy Court, E.D. Wisconsin · No. 21-23731 · Filed Jun 29, 2021 · Closed Sep 29, 2021
Role of Morgan Amanda Spinney and Ryan William Powers: Debtor · Outcome: Case closed 2021-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); different first name (amanda); court in WI (not a filing state)
John Robert Spinney closed
United States Bankruptcy Court, D. Oregon · No. 15-60716 · Filed Mar 8, 2015 · Closed Jun 8, 2015
Role of John Robert Spinney: Debtor · Outcome: Case closed 2015-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); different first name (robert); court in OR (not a filing state)
John A. Spinney and Alona L. Spinney closed
United States Bankruptcy Court, D. Maine · No. 14-10129 · Filed Feb 27, 2014 · Closed Jun 2, 2014
Role of John A. Spinney and Alona L. Spinney: Debtor · Outcome: Case closed 2014-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); different first name (john); court in ME (not a filing state)
Spinney, Sr. v. Mariner Finance, LLC closed
United States Bankruptcy Court, D. Maryland · No. 10-00833 · Filed Oct 29, 2010 · Closed Mar 7, 2011
Role of Spinney, Sr.: Plaintiff · Outcome: Case closed 2011-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in MD (not a filing state)
Stealth Components, Inc. v. Spinney closed
United States Bankruptcy Court, D. New Hampshire · No. 09-01046 · Filed Mar 1, 2009 · Closed Dec 10, 2009
Role of Spinney: Defendant · Outcome: Case closed 2009-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in NH (not a filing state)
John Robert Spinney and Brenda Rae Spinney closed
United States Bankruptcy Court, D. Oregon · No. 05-72708 · Filed Oct 14, 2005 · Closed Apr 30, 2007
Role of John Robert Spinney and Brenda Rae Spinney: Debtor · Outcome: Case closed 2007-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); different first name (robert); court in OR (not a filing state)
John Michael Spinney closed
United States Bankruptcy Court, D. Massachusetts · No. 05-21768 · Filed Oct 13, 2005 · Closed Jan 19, 2006
Role of John Michael Spinney: Debtor · Outcome: Case closed 2006-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); different first name (michael); court in MA (not a filing state)
John C. Turner, Trustee v. Spinney Creek Shellfish, Inc. closed
United States Bankruptcy Court, D. Maine · No. 05-02067 · Filed Jun 9, 2005 · Closed Mar 1, 2006
Role of Spinney Creek Shellfish, Inc.: Defendant · Outcome: Case closed 2006-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in ME (not a filing state)
John A. Spinney and Alona L. Spinney closed
United States Bankruptcy Court, D. Maine · No. 04-12327 · Filed Dec 16, 2004 · Closed Apr 25, 2005
Role of John A. Spinney and Alona L. Spinney: Debtor · Outcome: Case closed 2005-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); different first name (john); court in ME (not a filing state)
Spinney v. Greenwich Capital Financial Products, Inc./Ocwen F closed
United States Bankruptcy Court, D. Hawaii · No. 03-90065 · Filed Dec 3, 2003 · Closed Apr 21, 2004
Role of Spinney: Plaintiff · Outcome: Case closed 2004-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); surname only in the caption; court in HI (not a filing state)
John A. Spinney and Alona L. Spinney closed
United States Bankruptcy Court, D. Maine · No. 98-10436 · Filed Mar 20, 1998 · Closed Jul 21, 1998
Role of John A. Spinney and Alona L. Spinney: Debtor · Outcome: Case closed 1998-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); different first name (john); court in ME (not a filing state)
David Spinney Borden and Barbara Ann Borden closed
United States Bankruptcy Court, M.D. Florida · No. 3:94-bk-05298 · Filed Dec 9, 1994 · Closed Dec 20, 1996
Role of David Spinney Borden and Barbara Ann Borden: Debtor · Outcome: Case closed 1996-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 30 federal dockets); different first name (david); court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for JON SPINNEY — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Dec 3, 1996 – May 30, 1997

Bankruptcy case: Roger Lewis Sheats and Cynthia Lee Thornton Sheats — filed Dec 3, 1996

United States Bankruptcy Court, E.D. North Carolina docket "Roger Lewis Sheats and Cynthia Lee Thornton Sheats" filed Dec 3, 1996, closed May 30, 1997. LEWIS SHEATS (listed on the same filings) is listed as Debtor ("Roger Lewis Sheats and Cynthia Lee Thornton Sheats"). Our match estimate: 76%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. North Carolina ↗LEWIS SHEATS — PartnerFacts page ↗
Sources
Note · Oct 13, 2015 – Mar 5, 2018

JON SPINNEY appears on 2 deals that stopped filing before reaching their target

Malartu, Inc. (last filing Mar 5, 2018; $65,000 sold of $614,000); Malartu Fund II, LLC (last filing Oct 13, 2015; $185,000 sold of $600,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Malartu, Inc. — PartnerFacts page ↗Malartu Fund II, LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 15, 2015 – Oct 19, 2015

Form D filed 96 days after the first sale — Malartu, Inc.

The filing says the first sale was Jul 15, 2015. The Form D was filed Oct 19, 2015 — 96 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 81 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 19, 2015 ↗Malartu, Inc. — PartnerFacts page ↗
Sources
Note · Feb 16, 2018 – Mar 5, 2018

Form D filed 17 days after the first sale — Malartu, Inc.

The filing says the first sale was Feb 16, 2018. The Form D was filed Mar 5, 2018 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 5, 2018 ↗Malartu, Inc. — PartnerFacts page ↗
Sources
Note · Sep 2, 2014 – Mar 5, 2018

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Malartu, Inc. (latest filing Mar 5, 2018) · No amendment in the last 12 months on an offering that may still be open — Malartu, Inc. (latest filing Jul 5, 2016) · No amendment in the last 12 months on an offering that may still be open — Malartu, Inc. (latest filing Oct 19, 2015) · No amendment in the last 12 months on an offering that may still be open — Malartu, Inc. (latest filing Nov 7, 2014) · No amendment in the last 12 months on an offering that may still be open — Malartu, Inc. (latest filing Sep 12, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 5, 2018 ↗Malartu, Inc. — PartnerFacts page ↗Form D · Jul 5, 2016 ↗Form D · Oct 19, 2015 ↗
Sources
Note · Jul 17, 2015 – Oct 13, 2015

Offering amount lowered between filings — Malartu Fund II, LLC

The Jul 17, 2015 filing says $600,000 offered; the Oct 13, 2015 Form D/A says $185,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Jul 17, 2015 ↗Form D/A (later) · Oct 13, 2015 ↗Malartu Fund II, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 5, 2018 D
Malartu, Inc.
File 021-306916
$0$0$0
None other than payments of salary in the ordinary course of business.
None listed on this filingEDGAR ↗
Nov 29, 2016 D
Malartu Fund III, LLC
File 021-275293
$0$0$0N/A no CRD number reportedEDGAR ↗
Jul 5, 2016 D
Malartu, Inc.
File 021-266366
$0$0$0
None other than payments of salary in the ordinary course of business to certain of the parties named in response to Item 3.
None listed on this filingEDGAR ↗
Oct 19, 2015 D
Malartu, Inc.
File 021-249668
$0$0$0
None other than payments of salary in the ordinary course of business to certain of the parties named in response to Item 3.
None listed on this filingEDGAR ↗
Oct 13, 2015 D/A
Malartu Fund II, LLC
File 021-243983
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2014 D
Malartu, Inc.
File 021-227941
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2014 D
Malartu, Inc.
File 021-224650
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named JON Spinney on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

M
Other · group: Malartu

Malartu, Inc.

Raleigh, NC · Sep 12, 2014 → Mar 5, 2018 · 5 filings
  • Mar 5, 2018 · D · $65,000 sold of $250,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 5, 2016 · D · $25,200 sold of $614,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 19, 2015 · D · $30,000 sold of $300,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 7, 2014 · D · $25,000 sold of $150,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 12, 2014 · D · $10,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $65K from 3 investors (26% of the $250K target) as of the latest filing. JON is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Malartu

Malartu Fund III, LLC

Raleigh, NC · Nov 29, 2016
  • Nov 29, 2016 · D · $128,000 sold of $128,000 · 23 investors · min. $2,500 · role: Executive Officer (CEO of Manager) EDGAR ↗

Raised $128K from 23 investors (100% of the $128K target) as of the latest filing. JON is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Malartu

Malartu Fund II, LLC

Raleigh, NC · Jul 17, 2015 → Oct 13, 2015 · 2 filings
  • Oct 13, 2015 · D/A · $185,000 sold of $185,000 · 13 investors · min. $10,000 · role: Executive Officer (CEO of Manager) EDGAR ↗
  • Jul 17, 2015 · D · $0 sold of $600,000 · 0 investors · min. $10,000 · role: Executive Officer (CEO of Manager) EDGAR ↗

Raised $185K from 13 investors (100% of the $185K target) as of the latest filing. JON is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around JON 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

M
Management entity

Malartu, Inc.

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as JON Spinney. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

SEAN STEIGERWALD

Executive Officer, Director · 7 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as JON Spinney. Their page shows their other deals.

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Person

LEWIS SHEATS

Director, Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as JON Spinney. Their page shows their other deals.

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No photo found yet (own website and image search run after this page is viewed)
Person

Sean Steigerward

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as JON Spinney. Their page shows their other deals.

The team behind the deals

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Sponsor group

Malartu

5 issuers · 10 filings · $517K reported sold · 2014–2018

One team, 5 deal companies. JON Spinney is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JON SPINNEY.

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JON SPINNEY by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers JON Spinney is listed on: none on file. No website or social profile named in Malartu Fund III, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #279,243 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Raleigh, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

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