Jon Soderstrom is listed as a director on 1 SEC Form D filing by 1 issuer in Apr 2014: ICONIC THERAPEUTICS INC (South San Francisco, CA — biotechnology — 2014; $48.6M reported sold to 40 investors).
What this means One deal on file with the SEC, filed Apr 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bruce Robertson (1 shared filing), Johan Kordel (1 shared filing), Kirk Dornbush (1 shared filing), Todd Foley (1 shared filing) and William Greene (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Jon Soderstrom and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.