Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:25 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

JOHN WESTERVELT

Named as an officer, director or promoter on SEC Form D filings · GA · Jul 28, 2014 → Jan 5, 2018

1deal (issuers)

$20Mreported sold

93investors

4Form D filings

2014–2018years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JOHN WESTERVELT is listed as an executive officer on 4 SEC Form D filings by 1 issuer between Jul 2014 and Jan 2018: HERITAGE SOUTHEAST BANCORPORATION, INC. (Mcdonough, GA — commercial banking — 2014–2018; $20M reported sold to 93 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside DAVID B. TURNER (4 shared filings), EDITH W. STEVENS (4 shared filings), EDWIN S. KEMP, JR. (4 shared filings), JOHN T. MITCHELL (4 shared filings), KATHERINE S. ZOVLONSKY (4 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 court cases matching the name, 1 state regulator order, 4 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for JOHN WESTERVELT and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN WESTERVELT has not run yet — it is joining a line of 32,857 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

13 cases: 6 closed (disposition not in docket feed), 6 dismissed, 1 judgment

Westervelt Company, The v. Century Indemnity Company closed

District Court, N.D. Alabama · No. 7:22-cv-00949 · Filed Jul 27, 2022 · Closed Oct 17, 2023

Role of Westervelt Company, The: Plaintiff · Outcome: Terminated 2023-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in AL (not a filing state)

Westervelt Company, The v. AON Risk Services South Inc closed

District Court, N.D. Alabama · No. 7:22-cv-00627 · Filed May 13, 2022 · Closed Aug 10, 2023

Role of Westervelt Company, The: Plaintiff · Outcome: Terminated 2023-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in AL (not a filing state)

WESTERVELT v. GLOBAL PAYMENTS CHECK SERVICES, LLC dismissed

District Court, S.D. Indiana · No. 1:19-cv-01891 · Filed May 10, 2019 · Closed Jul 1, 2019 · Nature of suit: 480 Consumer credit

Role of WESTERVELT: Plaintiff · Outcome: Terminated 2019-07-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IN (not a filing state)

WESTERVELT v. CAPITAL ONE BANK (USA), N.A. dismissed

District Court, S.D. Indiana · No. 1:19-cv-01785 · Filed May 2, 2019 · Closed Nov 1, 2019 · Nature of suit: 480 Consumer credit

Role of WESTERVELT: Plaintiff · Outcome: Terminated 2019-11-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IN (not a filing state)

Westervelt v. JPMorgan Chase Bank, N.A. dismissed

District Court, M.D. Louisiana · No. 3:17-cv-00251 · Filed Apr 21, 2017 · Closed Sep 20, 2017 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question

Role of Westervelt: Plaintiff · Outcome: Terminated 2017-09-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in LA (not a filing state)

Westervelt Company Inc, The v. Kavanaugh Energy Services Inc dismissed

District Court, N.D. Alabama · No. 7:15-cv-01841 · Filed Oct 20, 2015 · Closed Sep 27, 2017 · Nature of suit: 290 Other real property actions

Role of Westervelt Company Inc, The: Plaintiff · Outcome: Terminated 2017-09-27 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in AL (not a filing state)

Westervelt Company Inc, The v. Robertson closed

District Court, N.D. Alabama · No. 7:15-cv-00383 · Filed Mar 4, 2015 · Closed Sep 2, 2015 · Nature of suit: Condemnation · Cause: 28:1441 Petition for Removal

Role of Westervelt Company Inc, The: Plaintiff · Outcome: Terminated 2015-09-02 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in AL (not a filing state)

Westervelt v. Biomet Inc dismissed

District Court, N.D. Indiana · No. 3:14-cv-02028 · Filed Nov 17, 2014 · Closed Jul 11, 2016 · Nature of suit: 367 Health care / pharm

Role of Westervelt: Plaintiff · Outcome: Terminated 2016-07-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IN (not a filing state)

Westervelt v. DePuy Orthopaedics, Inc. closed

District Court, N.D. Texas · No. 3:13-cv-03161 · Filed Aug 13, 2013 · Closed Aug 5, 2021 · Nature of suit: 367 Health care / pharm

Role of Westervelt: Plaintiff · Outcome: Terminated 2021-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in TX (not a filing state)

WESTERVELT v. DEPUY ORTHOPAEDICS, INC. closed

District Court, S.D. Indiana · No. 1:13-cv-01192 · Filed Jul 25, 2013 · Closed Aug 12, 2013 · Nature of suit: 367 Health care / pharm

Role of WESTERVELT: Plaintiff · Outcome: Terminated 2013-08-12 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IN (not a filing state)

Westervelt v. Ocwen Loan Servicing LLC closed

District Court, E.D. Texas · No. 4:08-cv-00413 · Filed Nov 6, 2008 · Closed Sep 15, 2009 · Nature of suit: Real Property: Other · Cause: 28:1442 Petition for Removal- Breach of Contract

Role of Westervelt: Plaintiff · Outcome: Terminated 2009-09-15 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in TX (not a filing state)

Westervelt v. Bayou Management LLC judgment

District Court, E.D. Louisiana · No. 2:03-cv-00860 · Filed Mar 26, 2003 · Closed Nov 4, 2003 · Nature of suit: 190 Other contract actions

Role of Westervelt: Plaintiff · Outcome: Terminated 2003-11-04 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in LA (not a filing state)

Valley Bank Belgrade v. Westervelt dismissed

District Court, D. Montana · No. 2:02-cv-00108 · Filed Oct 17, 2002 · Closed Jul 28, 2003 · Nature of suit: 890 Other statutory actions

Role of Westervelt: Defendant · Outcome: Terminated 2003-07-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in MT (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)

Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Paul T. Westervelt, Jr. (Registered Principal, Folsom, Louisiana)

As listed by the regulator: Paul T. Westervelt, Jr. (Registered Principal, Folsom, Louisiana) submitted a Letter of Acceptance, Waiver and Consent pursuant to which he was censured, fined $40,000, and suspended from association with any NASD member in any capacity for five business days. Without admitting or denying the allegations, Westervelt consented to the described sanctions and to the entry of findings that, in contravention of the NASD Front Running Policy, he received a not held customer order to sell shares of common stock and, while in possession of material, non-public information relating to the imminent block-size transaction, and prior to the time that the information concerning the block-size transaction had been made publicly available, Westervelt caused call options contracts in the stock to be executed in his personal account at his member firm. Order / docket ↗ Regulator's list ↗

same rare surname (5 people in Form D filings); different first name (paul); nationwide regulator (FINRA) — the state is not a signal

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN WESTERVELT..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

222 Westervelt Ave LLC closed

United States Bankruptcy Court, E.D. New York · No. 1-23-40260 · Filed Jan 26, 2023 · Closed Oct 17, 2023

Role of 222 Westervelt Ave LLC: Debtor · Outcome: Case closed 2023-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in NY (not a filing state)

John P. Westervelt and Michele D. Westervelt closed

United States Bankruptcy Court, M.D. Florida · No. 6:03-bk-00684 · Filed Jan 23, 2003 · Closed Aug 13, 2003

Role of John P. Westervelt and Michele D. Westervelt: Debtor · Outcome: Case closed 2003-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); first name matches; court in FL (not a filing state)

MBNA America Bank, NA v. Westervelt closed

United States Bankruptcy Court, D. New Mexico · No. 01-01228 · Filed Nov 1, 2001 · Closed Mar 28, 2002

Role of Westervelt: Defendant · Outcome: Case closed 2002-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in NM (not a filing state)

First Card National Bank v. Westervelt closed

United States Bankruptcy Court, D. Idaho · No. 97-06381 · Filed Dec 8, 1997 · Closed Jun 26, 1998

Role of Westervelt: Defendant · Outcome: Case closed 1998-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in ID (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for JOHN WESTERVELT (compared 4 filings on Oct 24, 2026)

Note · Dec 21, 2017 – Jan 5, 2018

No amendment in the last 12 months on an offering that may still be open — HERITAGE SOUTHEAST BANCORPORATION, INC. (latest filing Jan 5, 2018)

The latest filing for this offering is dated Jan 5, 2018 (first sale Dec 21, 2017). It reports $125,000 sold of $4,408,500 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 5, 2018 ↗HERITAGE SOUTHEAST BANCORPORATION, INC. — PartnerFacts page ↗

Sources

Form D · Jan 5, 2018 ↗ (Jan 5, 2018)
HERITAGE SOUTHEAST BANCORPORATION, INC. — PartnerFacts page ↗ (Jul 14, 2020)

Note · May 18, 2017 – Jun 2, 2017

No amendment in the last 12 months on an offering that may still be open — HERITAGE SOUTHEAST BANCORPORATION, INC. (latest filing Jun 2, 2017)

The latest filing for this offering is dated Jun 2, 2017 (first sale May 18, 2017). It reports $0 sold of $16,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Jun 2, 2017 ↗HERITAGE SOUTHEAST BANCORPORATION, INC. — PartnerFacts page ↗

Sources

Form D · Jun 2, 2017 ↗ (Jun 2, 2017)
HERITAGE SOUTHEAST BANCORPORATION, INC. — PartnerFacts page ↗ (Jul 14, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 4 offerings report sales commissions totalling $1,341,600; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 5, 2018 D HERITAGE SOUTHEAST BANCORPORATION, INC. File 021-302480	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 7, 2017 D HERITAGE SOUTHEAST BANCORPORATION, INC. File 021-294228	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 2, 2017 D HERITAGE SOUTHEAST BANCORPORATION, INC. File 021-287991	$960,000 (est.)	$0	$0	Situs Capital Management, LLC BrokerCheck CRD 159007 ↗	EDGAR ↗
Jul 28, 2014 D HERITAGE SOUTHEAST BANCORPORATION, INC. File 021-221857	$381,600	$0	$0	Patrick Capital Markets LLC BrokerCheck CRD 16518 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Westervelt on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Commercial Banking

HERITAGE SOUTHEAST BANCORPORATION, INC.

Mcdonough, GA · Jul 28, 2014 → Jan 5, 2018 · 4 filings

Jan 5, 2018 · D · $125,000 sold of $4,408,500 · 1 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Chief Credit Officer) EDGAR ↗
Sep 7, 2017 · D · $5,502,798 sold of $5,502,798 · 52 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Chief Credit Officer) EDGAR ↗
Jun 2, 2017 · D · $0 sold of $16,000,000 · 1 investors · min. $10,500,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND CHIEF CREDIT OFFICER) EDGAR ↗
Jul 28, 2014 · D · $8,000,000 sold of $8,000,000 · 93 investors · min. $10,000 · role: Executive Officer (EXECUTIVE VICE PRESIDENT AND SENIOR LENDING OFFICER OF HERITAGE BANK) EDGAR ↗

Raised $20M from 93 investors (100% of the $4.41M target) as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around John 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

KATHERINE S. ZOVLONSKY

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

DAVID B. TURNER

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

ROY V. HALL

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mary Jo Jester

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

EDWIN S. KEMP, JR.

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

STEPHEN E. BOSWELL

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

SHIRLEY G. ETHERIDGE

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Leonard A. Moreland

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

EDITH W. STEVENS

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

JOHN T. MITCHELL

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John C. Bowdoin

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Burt

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Howard B. Lipham III

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dennis Gilmer

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard P. Florin

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

CHARLES TUCKER, JR.

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

CHARLES T. SEGERS

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

C.T. Segars

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

C.T. Segers

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kenneth Ray Lehman

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

JOHN B. LEE, JR.

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Westervelt. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JOHN WESTERVELT by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Westervelt is listed on: none on file. No website or social profile named in HERITAGE SOUTHEAST BANCORPORATION, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #212,371 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Mcdonough, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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JOHN WESTERVELT

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — HERITAGE SOUTHEAST BANCORPORATION, INC. (latest filing Jan 5, 2018)

No amendment in the last 12 months on an offering that may still be open — HERITAGE SOUTHEAST BANCORPORATION, INC. (latest filing Jun 2, 2017)

5. Money to insiders

Deals 1

People around John 21

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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Monitor this person