Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

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John A. Wain

Named as an officer, director or promoter on SEC Form D filings · FL, CA · Jan 28, 2020 → Feb 3, 2023

13deals (issuers)

$1.5Mreported sold

1,495investors

13Form D filings

2020–2023years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:46 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John A. Wain is listed as a director on 13 SEC Form D filings by 13 issuers between Jan 2020 and Jan 2026. Largest by amount reported sold: KAROD II Origination REIT, L.P. (Los Angeles, CA — reits and finance — 2026; $115K reported sold to 115 investors), KAROD II M-REIT, LLC (Los Angeles, CA — reits and finance — 2026; $115K reported sold to 115 investors), KAREP VII MOB Co-Investment REIT, LLC (Los Angeles, CA — reits and finance — 2026; $115K reported sold to 115 investors), KCRED M-REIT, LLC (Los Angeles, CA — reits and finance — 2023; $115K reported sold to 115 investors), KCRED ASC-REIT, LLC (Los Angeles, CA — reits and finance — 2023; $115K reported sold to 115 investors) and 8 more (all listed below).

What this means That is a lot of deals — 13 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $1.5M sold in total.

Listed alongside Albert Rabil, III (13 shared filings), S. David Selznick (13 shared filings), Paul Stapleton (12 shared filings), Kayne Anderson Real Estate Debt Advisors IV, LLC (2 shared filings, management entity), KAREP VII MOB Co-Investment Advisors, LLC (1 shared filing, management entity) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 13 issuers belong to the sponsor group Karep (48 issuers, $181.6M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Karep has 48 companies on file and $181.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for John A. Wain and found 2 differences: John A. Wain is written 2 different ways on the filings; John A. Wain is listed with 2 different address states: FL, CA.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John A. Wain has not run yet — it is joining a line of 50,510 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 3 closed (disposition not in docket feed), 1 open, 1 dismissed, 1 judgment

Wain v. U.S. Bank Trust National Association closed

District Court, E.D. Kentucky · No. 5:23-cv-00245 · Filed Aug 25, 2023 · Closed Feb 16, 2024 · Nature of suit: Real Property: Other · Cause: 28:2201 Declaratory Judgment

Role of Wain: Plaintiff · Outcome: Terminated 2024-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in KY (not a filing state)

Wain v. Central Bank & Trust Co. open

District Court, E.D. Kentucky · No. 5:23-cv-00139 · Filed May 15, 2023 · Cause: 15:1681 Fair Credit Reporting Act

Role of Wain: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in KY (not a filing state)

Wain v. Boehringer Ingelheim Pharmaceuticals, Inc. closed

District Court, S.D. Florida · No. 3:23-cv-21376 · Filed Mar 30, 2023 · Closed Mar 30, 2023

Role of Wain: Plaintiff · Outcome: Terminated 2023-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in the person's filing state (FL)

Wain v. Janssen Research & Development, LLC closed

District Court, E.D. Louisiana · No. 2:15-cv-04043 · Filed Sep 2, 2015 · Closed Aug 26, 2021 · Nature of suit: 367 Health care / pharm

Role of Wain: Plaintiff · Outcome: Terminated 2021-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in LA (not a filing state)

Plan B Leisure Inc v. Hugh Wain Swapp dismissed

District Court, C.D. California · No. 8:12-cv-01422 · Filed Aug 30, 2012 · Closed Feb 20, 2013 · Nature of suit: Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act

Role of Hugh Wain Swapp: Defendant · Outcome: Terminated 2013-02-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); different first name (hugh); court in the person's filing state (CA)

MCKOWAN LOWE & CO. v. WAIN judgment

District Court, D. New Jersey · No. 2:92-cv-04618 · Filed Nov 4, 1992 · Closed Sep 14, 1994 · Nature of suit: 190 Other contract actions

Role of WAIN: Defendant · Outcome: Terminated 1994-09-14 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in NJ (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:46 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John A. Wain..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 1 open, 9 closed (disposition not in docket feed)

Wain Enterprises, LLC open

United States Bankruptcy Court, N.D. Georgia · No. 26-41157 · Filed Jul 8, 2026

Role of Wain Enterprises, LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in GA (not a filing state)

Wain Alan Smith and Amy Marie Smith closed

United States Bankruptcy Court, S.D. West Virginia · No. 2:14-bk-20399 · Filed Jul 28, 2014 · Closed Dec 31, 2014

Role of Wain Alan Smith and Amy Marie Smith: Debtor · Outcome: Case closed 2014-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in WV (not a filing state)

Andrew Wain Berry closed

United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-05999 · Filed May 14, 2013 · Closed Sep 11, 2013

Role of Andrew Wain Berry: Debtor · Outcome: Case closed 2013-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); different first name (andrew); court in the person's filing state (FL)

American Express Bank, FSB v. Wain closed

United States Bankruptcy Court, D. Connecticut · No. 08-03017 · Filed Feb 11, 2008 · Closed Nov 2, 2009

Role of Wain: Defendant · Outcome: Case closed 2009-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in CT (not a filing state)

John H Wain, Jr closed

United States Bankruptcy Court, N.D. New York · No. 05-19867 · Filed Oct 15, 2005 · Closed Aug 10, 2009

Role of John H Wain, Jr: Debtor · Outcome: Case closed 2009-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); first name matches; court in NY (not a filing state); middle initial differs

Jonathan Wain Sullivan closed

United States Bankruptcy Court, M.D. Florida · No. 6:04-bk-07223 · Filed Jun 23, 2004 · Closed Feb 6, 2006

Role of Jonathan Wain Sullivan: Debtor · Outcome: Case closed 2006-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); different first name (jonathan); court in the person's filing state (FL)

John Wain Clark and Dawn Christine Clark closed

United States Bankruptcy Court, E.D. Michigan · No. 03-67608 · Filed Oct 7, 2003 · Closed Feb 12, 2004

Role of John Wain Clark and Dawn Christine Clark: Debtor · Outcome: Case closed 2004-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); first name matches; court in MI (not a filing state); middle initial differs

WAIN v. REGIONS BANK closed

United States Bankruptcy Court, N.D. Alabama · No. 03-40102 · Filed Feb 20, 2003 · Closed Apr 18, 2003

Role of WAIN: Plaintiff · Outcome: Case closed 2003-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in AL (not a filing state)

Aquino v. Wain Manufacturing closed

United States Bankruptcy Court, D. Massachusetts · No. 02-01511 · Filed Dec 24, 2002 · Closed Jul 31, 2003

Role of Wain Manufacturing: Defendant · Outcome: Case closed 2003-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); surname only in the caption; court in MA (not a filing state)

Nelson Wain Lee closed

United States Bankruptcy Court, C.D. California · No. 2:01-bk-44465 · Filed Nov 16, 2001 · Closed Mar 15, 2002

Role of Nelson Wain Lee: Debtor · Outcome: Case closed 2002-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 59 federal dockets); different first name (nelson); court in the person's filing state (CA)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:46 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for John A. Wain (compared 13 filings on Oct 24, 2026)

Note · Jan 28, 2020 – Feb 8, 2021

John A. Wain is written 2 different ways on the filings

listed as "John A. Wain" on 7 filings (from Jan 28, 2020), and "John Wain" on 6 filings (from Feb 8, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 28, 2020 ↗Form D · Feb 8, 2021 ↗John A. Wain — PartnerFacts page ↗

Sources

Note · Jan 28, 2020 – Jan 22, 2026

John A. Wain is listed with 2 different address states: FL, CA

FL on 10 filings (Jan 28, 2020 to Feb 3, 2023); CA on 3 filings (Jan 22, 2026 to Jan 22, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 28, 2020 ↗Form D · Jan 22, 2026 ↗

Sources

Form D · Jan 28, 2020 ↗ (Jan 28, 2020)
Form D · Jan 22, 2026 ↗ (Jan 22, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

13 of 13 offerings report sales commissions totalling $74,750; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 22, 2026 D KAROD II M-REIT, LLC File 021-570767	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 22, 2026 D KAREP VII MOB Co-Investment REIT, LLC File 021-570770	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 22, 2026 D KAROD II Origination REIT, L.P. File 021-570775	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 3, 2023 D KA Multifamily REIT, LLC File 021-472556	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 3, 2023 D KCRED ASC-REIT, LLC File 021-472558	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 3, 2023 D KCRED M-REIT, LLC File 021-472563	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 3, 2023 D KAREP REIT 5-A, LLC File 021-472567	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 3, 2023 D KAREP REIT 5-B, LLC File 021-472572	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 3, 2023 D KAREP REIT 5-C, LLC File 021-472574	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 8, 2021 D KARED Securities REIT IV, LLC File 021-388642	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 8, 2021 D KARED M-REIT IV, LLC File 021-388643	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 8, 2021 D KAREP VI REIT, LLC File 021-388646	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 28, 2020 D PMAK MOB REIT, LLC File 021-359095	$5,750	$0	$0 Proceeds to be used for working capital.	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 13

Every issuer that named John A. Wain on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

REITS and Finance · group: Karep

KAROD II Origination REIT, L.P.

Los Angeles, CA · Jan 22, 2026

Jan 22, 2026 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director (Member of the Board of Directors of the Issuer.) EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Karep

KAREP VII MOB Co-Investment REIT, LLC

Los Angeles, CA · Jan 22, 2026

Jan 22, 2026 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director (Member of the Board of Directors of the Issuer.) EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KAROD II M-REIT, LLC

Los Angeles, CA · Jan 22, 2026

Jan 22, 2026 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director (Member of the Board of Directors of the Issuer.) EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KAREP REIT 5-C, LLC

Los Angeles, CA · Feb 3, 2023

Feb 3, 2023 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KAREP REIT 5-B, LLC

Los Angeles, CA · Feb 3, 2023

Feb 3, 2023 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KAREP REIT 5-A, LLC

Los Angeles, CA · Feb 3, 2023

Feb 3, 2023 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KCRED M-REIT, LLC

Los Angeles, CA · Feb 3, 2023

Feb 3, 2023 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KCRED ASC-REIT, LLC

Los Angeles, CA · Feb 3, 2023

Feb 3, 2023 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KA Multifamily REIT, LLC

Los Angeles, CA · Feb 3, 2023

Feb 3, 2023 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KARED Securities REIT IV, LLC

Los Angeles, CA · Feb 8, 2021

Feb 8, 2021 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KARED M-REIT IV, LLC

Los Angeles, CA · Feb 8, 2021

Feb 8, 2021 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

KAREP VI REIT, LLC

Los Angeles, CA · Feb 8, 2021

Feb 8, 2021 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

REITS and Finance · group: Karep

PMAK MOB REIT, LLC

Boca Raton, FL · Jan 28, 2020

Jan 28, 2020 · D · $115,000 sold of $115,000 · 115 investors · min. $1,000 · role: Director EDGAR ↗

Raised $115K from 115 investors (100% of the $115K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

People around John 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Kayne Anderson Real Estate Debt Advisors IV, LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as John A. Wain. Their page shows their other deals.

Management entity

PMAK MOB JV REOC, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John A. Wain. Their page shows their other deals.

Management entity

Kayne Anderson Real Estate Advisors VI, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John A. Wain. Their page shows their other deals.

Management entity

KAROD II Sub-GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John A. Wain. Their page shows their other deals.

Management entity

KAREP VII MOB Co-Investment Advisors, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John A. Wain. Their page shows their other deals.

Management entity

Kayne Anderson Real Estate Opportunistic Debt Advisors II, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John A. Wain. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Albert Rabil, III

Director · 13 shared filings (13 issuers) · also on 24 other issuers

Albert Rabil, III is on 37 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

S. David Selznick

Director · 13 shared filings (13 issuers) · also on 17 other issuers

S. David Selznick is on 30 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul Stapleton

Director · 12 shared filings (12 issuers) · also on 19 other issuers

Paul Stapleton is on 31 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Russell M Reiter

Director · 1 shared filing (1 issuer)

Listed on the same filings as John A. Wain. Their page shows their other deals.

The team behind the deals

Sponsor group

Karep

48 issuers · 49 filings · $181.6M reported sold · 2010–2026

KV KAMOB VIII, L.P. Pooled Investment Fund · 2026
KV KAREP VII LI Co-Investment Fund, L.P. Pooled Investment Fund · 2026
KF KPF FS Continuation Fund (SQ), L.P. Pooled Investment Fund · 2026
KF KPF FS Continuation Fund, L.P. Pooled Investment Fund · 2026
KO KAROD II Origination REIT, L.P. REITS and Finance · $115K sold · 2026 · listed
KM KAROD II M-REIT, LLC REITS and Finance · $115K sold · 2026 · listed
KV KAREP VII MOB Co-Investment REIT, LLC REITS and Finance · $115K sold · 2026 · listed
KV KAREP VII REIT, LLC REITS and Finance · $115K sold · 2025
FJ Falkor JVQ, LLC Pooled Investment Fund · $53.2M sold · 2023
FJ Falkor JVA, LLC Pooled Investment Fund · $1.81M sold · 2023
KM KCRED M-REIT, LLC REITS and Finance · $115K sold · 2023 · listed
KA KCRED ASC-REIT, LLC REITS and Finance · $115K sold · 2023 · listed
KR KAREP REIT 5-C, LLC REITS and Finance · $115K sold · 2023 · listed
KR KAREP REIT 5-B, LLC REITS and Finance · $115K sold · 2023 · listed
KR KAREP REIT 5-A, LLC REITS and Finance · $115K sold · 2023 · listed
KM KA Multifamily REIT, LLC REITS and Finance · $115K sold · 2023 · listed
KM KAGR2 MOB REIT, LLC REITS and Finance · $115K sold · 2023
KM KAGR MOB REIT, LLC REITS and Finance · $115K sold · 2022
RM RIK MOB REIT, LLC REITS and Finance · $115K sold · 2022
KV KAREP VI REIT, LLC REITS and Finance · $115K sold · 2021 · listed
KM KARED M-REIT IV, LLC REITS and Finance · $115K sold · 2021 · listed
KS KARED Securities REIT IV, LLC REITS and Finance · $115K sold · 2021 · listed
PM PMAK MOB REIT, LLC REITS and Finance · $115K sold · 2020 · listed
GR Grand Rapids Properties I Member, LLC REITS and Finance · $115K sold · 2019
SS Sandy Springs Properties I Member, LLC REITS and Finance · $115K sold · 2019
KV KAREP V Parallel SL REIT, LLC REITS and Finance · $115K sold · 2018
KV KAREP V Parallel REIT, LLC REITS and Finance · $115K sold · 2018
KV KAREP V Parallel MO REIT, LLC REITS and Finance · $115K sold · 2018
KM KARED M-REIT III, LLC REITS and Finance · $115K sold · 2018
KR KACORE REIT I, LLC REITS and Finance · $115K sold · 2018
KD KACORE D-REIT I, LLC REITS and Finance · $115K sold · 2018
KV KAREP V SL REIT, LLC REITS and Finance · $115K sold · 2017
KV KAREP V MO REIT, LLC REITS and Finance · $115K sold · 2017
KR KAREP REIT V, LLC REITS and Finance · $115K sold · 2017
WX WD XXX Holdings LLC Commercial · $47.7M sold · 2017
KM KAREP IV MO REIT, LLC REITS and Finance · $115K sold · 2016
KS KAREP IV SL REIT, LLC REITS and Finance · $115K sold · 2016
KR KAREP REIT IV, LLC REITS and Finance · $115K sold · 2016
WX WD XX Holdings LLC Commercial · $29.6M sold · 2015
KS KAREP III SL REIT, LLC REITS and Finance · $115K sold · 2015
WX WD X Holdings LLC Commercial · $26.1M sold · 2014
KM KAREP III MO REIT, LLC REITS and Finance · $115K sold · 2014
KR KAREP REIT III, Inc. REITS and Finance · $115K sold · 2013
KR KAAG REIT, Inc. REITS and Finance · $115K sold · 2013
KR KAREP REIT IIb, Inc. REITS and Finance · $115K sold · 2013
KR KAREP REIT II, Inc. REITS and Finance · $133K sold · 2012
GP Greensboro Properties I, LLC Residential · $5.28M sold · 2010
LP Louisville Properties I, LLC Residential · $13.7M sold · 2010

One team, 48 deal companies. John A. Wain is listed on 13 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John A. Wain.

Same business address

15 other issuers file from the same address

Madison WI Properties REIT II KP7, LLC Los Angeles, CA · 2026
PM Asset Management LLC Boca Raton, FL · 2025
Madison WI Properties REIT I KP7, LLC Los Angeles, CA · 2025
KAREP VII REIT, LLC Los Angeles, CA · 2025
RentylCore BTR Fund, LLC Boca Raton, FL · 2023
Propel Bio Partners L.P. Los Angeles, CA · 2022
KAGR2 MOB REIT, LLC Los Angeles, CA · 2023
M Capital Management Fund II, LP Boca Raton, FL · 2022
RIK MOB REIT, LLC Los Angeles, CA · 2022
KAGR MOB REIT, LLC Los Angeles, CA · 2022
PMAK MOB ALECTA REIT FEEDER, LLC Boca Raton, FL · 2020
Rescore 2017 Property Corp. Boca Raton, FL · 2017
KAREP REIT IV, LLC Los Angeles, CA · 2016
KAREP IV SL REIT, LLC Los Angeles, CA · 2016
KAREP IV MO REIT, LLC Los Angeles, CA · 2016

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 13 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John A. Wain by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 13 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John A. Wain is listed on: none on file. No website or social profile named in KAROD II Origination REIT, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #44,814 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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John A. Wain

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

John A. Wain is written 2 different ways on the filings

John A. Wain is listed with 2 different address states: FL, CA

5. Money to insiders

Deals 13

People around John 10

The team behind the deals

15 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person