John Spier is listed as a director on 2 SEC Form D filings by 2 issuers in Mar 2009: GREENLEAF CAPITAL PARTNERS FUND II LP (Lancaster, PA — pooled investment fund — 2009; $16M reported sold to 51 investors) and GREENLEAF CAPITAL PARTNERS FUND I LP (Lancaster, PA — pooled investment fund — 2009; $8.14M reported sold to 38 investors).
What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $24.2M sold in total.
Listed alongside Eric Hoerner (2 shared filings), Gerard Thomchik (2 shared filings), Leslie Witmer (2 shared filings), Steven Kreider (2 shared filings) and William Poole (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 2 issuers belong to the sponsor group Greenleaf (2 issuers, $24.2M reported sold, 2009).
What this means A sponsor group is one team that sets up a new company for each deal. Greenleaf has 2 companies on file and $24.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for John Spier and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.