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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:38 AM ET

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John Sica

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 17, 2009 → Jan 16, 2018

18deals (issuers)
$1.63Breported sold
1,940investors
88Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Sica is listed as an executive officer on 88 SEC Form D filings by 18 issuers between Jun 2009 and Jan 2018. Largest by amount reported sold: MERIDIAN HORIZON FUND L P (Albany, NY — pooled investment fund — 2010–2018; $453.4M reported sold to 107 investors), Meridian Capital Fund, LLC (Albany, NY — pooled investment fund — 2010–2013; $419.3M reported sold to 8 investors), MERIDIAN PERFORMANCE PARTNERS L P (Albany, NY — pooled investment fund — 2010–2018; $334.3M reported sold to 62 investors), MERIDIAN DIVERSIFIED FUND LP (Albany, NY — pooled investment fund — 2010–2014; $172.4M reported sold to 96 investors), MHF SPECIAL INVESTMENTS LLC - SERIES 1 (Albany, NY — pooled investment fund — 2010–2018; $151.6M reported sold to 605 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer, over about 9 years. Across those companies the filings report $1.63B sold in total.

Listed alongside Timothy M. Hickey (88 shared filings), William H. Lawrence (88 shared filings), Laura K. Smith (85 shared filings), Peter Brown (52 shared filings), Meridian Diversified Fund Management, LLC (43 shared filings, management entity) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 18 issuers belong to the sponsor group Mdf (42 issuers, $2.62B reported sold, 2009–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Mdf has 42 companies on file and $2.62B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 88 public filings for John Sica and found 6 differences, 4 worth asking the sponsor about: Bankruptcy case: John E. Sica; 20 offerings reported less sold on a later filing than an earlier one; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Sica has not run yet — it is joining a line of 37,266 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Sica..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

John C. Sica and Amelia R Cirino closed
United States Bankruptcy Court, D. New Jersey · No. 22-12853 · Filed Apr 7, 2022 · Closed Aug 26, 2022
Role of John C. Sica and Amelia R Cirino: Debtor · Outcome: Case closed 2022-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in NJ (not a filing state)
John F Sica closed
United States Bankruptcy Court, D. New Jersey · No. 19-11596 · Filed Jan 25, 2019 · Closed Sep 27, 2019
Role of John F Sica: Debtor · Outcome: Case closed 2019-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in NJ (not a filing state)
John Sica closed
United States Bankruptcy Court, D. New Jersey · No. 15-14760 · Filed Mar 18, 2015 · Closed Jun 19, 2015
Role of John Sica: Debtor · Outcome: Case closed 2015-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in NJ (not a filing state)
John Sica and Debra Sica closed
United States Bankruptcy Court, D. New Jersey · No. 05-28784 · Filed Jun 6, 2005 · Closed Oct 22, 2010
Role of John Sica and Debra Sica: Debtor · Outcome: Case closed 2010-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in NJ (not a filing state)
John Sica and Debra Sica closed
United States Bankruptcy Court, D. New Jersey · No. 04-36106 · Filed Aug 10, 2004 · Closed Aug 22, 2006
Role of John Sica and Debra Sica: Debtor · Outcome: Case closed 2006-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in NJ (not a filing state)
John E. Sica closed
United States Bankruptcy Court, N.D. New York · No. 04-65545 · Filed Aug 3, 2004 · Closed Dec 2, 2004
Role of John E. Sica: Debtor · Outcome: Case closed 2004-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in the person's filing state (NY)
John Sica and Debra Sica closed
United States Bankruptcy Court, D. New Jersey · No. 04-18837 · Filed Mar 16, 2004 · Closed Jul 16, 2004
Role of John Sica and Debra Sica: Debtor · Outcome: Case closed 2004-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in NJ (not a filing state)
John E. Sica closed
United States Bankruptcy Court, N.D. New York · No. 98-14483 · Filed Jul 1, 1998 · Closed Oct 28, 1998
Role of John E. Sica: Debtor · Outcome: Case closed 1998-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for John Sica — 4 worth asking about (compared the newest 50 of 88 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 3, 2004 – Dec 2, 2004

Bankruptcy case: John E. Sica — filed Aug 3, 2004

United States Bankruptcy Court, N.D. New York docket "John E. Sica" filed Aug 3, 2004, closed Dec 2, 2004. John Sica is listed as Debtor ("John E. Sica"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗
Sources
Worth asking · Jul 1, 1998 – Oct 28, 1998

Bankruptcy case: John E. Sica — filed Jul 1, 1998

United States Bankruptcy Court, N.D. New York docket "John E. Sica" filed Jul 1, 1998, closed Oct 28, 1998. John Sica is listed as Debtor ("John E. Sica"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗
Sources
Worth asking · Jan 26, 2011 – Jan 16, 2018

20 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — MHF SPECIAL INVESTMENTS LLC - SERIES 1 · Amount sold went down between filings — MERIDIAN PERFORMANCE PARTNERS L P · Amount sold went down between filings — MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5 · Amount sold went down between filings — MERIDIAN HORIZON FUND L P · Amount sold went down between filings — MERIDIAN PERFORMANCE PARTNERS L P · and 15 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 1, 2017 ↗Form D/A (later) · Jan 16, 2018 ↗MHF SPECIAL INVESTMENTS LLC - SERIES 1 — PartnerFacts page ↗Form D/A (earlier) · Jan 13, 2017 ↗
Sources
Worth asking · Jan 26, 2011 – Jan 16, 2018

20 offerings reported fewer investors on a later filing

Investor count went down between filings — MHF SPECIAL INVESTMENTS LLC - SERIES 1 · Investor count went down between filings — MERIDIAN PERFORMANCE PARTNERS L P · Investor count went down between filings — MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5 · Investor count went down between filings — MERIDIAN HORIZON FUND L P · Investor count went down between filings — MERIDIAN PERFORMANCE PARTNERS L P · and 15 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 1, 2017 ↗Form D/A (later) · Jan 16, 2018 ↗MHF SPECIAL INVESTMENTS LLC - SERIES 1 — PartnerFacts page ↗Form D/A (earlier) · Jan 13, 2017 ↗
Sources
Note · Oct 1, 1994 – Jan 16, 2018

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — MERIDIAN HORIZON FUND L P (latest filing Jan 16, 2018) · No amendment in the last 12 months on an offering that may still be open — MHF SPECIAL INVESTMENTS LLC - SERIES 1 (latest filing Jan 16, 2018) · No amendment in the last 12 months on an offering that may still be open — MERIDIAN PERFORMANCE PARTNERS L P (latest filing Jan 16, 2018) · No amendment in the last 12 months on an offering that may still be open — MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5 (latest filing Jul 14, 2017) · No amendment in the last 12 months on an offering that may still be open — MERIDIAN HORIZON FUND II L P (latest filing Jan 13, 2017) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 16, 2018 ↗MERIDIAN HORIZON FUND L P — PartnerFacts page ↗Form D/A · Jan 16, 2018 ↗MHF SPECIAL INVESTMENTS LLC - SERIES 1 — PartnerFacts page ↗
Sources
Note · Jun 19, 2017 – Jan 16, 2018

Minimum investment changed between filings — MERIDIAN HORIZON FUND L P

The Jun 19, 2017 filing lists a minimum of $5,000,000; the Jan 16, 2018 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 19, 2017 ↗Form D/A (later) · Jan 16, 2018 ↗MERIDIAN HORIZON FUND L P — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 88 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 27 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 16, 2018 D/A
MERIDIAN PERFORMANCE PARTNERS L P
File 021-83174
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 16, 2018 D/A
MERIDIAN HORIZON FUND L P
File 021-93117-3N
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 16, 2018 D/A
MHF SPECIAL INVESTMENTS LLC - SERIES 1
File 021-127088
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2017 D/A
MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5
File 021-144501
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2017 D/A
MERIDIAN HORIZON FUND II L P
File 021-83175
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 15, 2014 D/A
MERIDIAN DIVERSIFIED FUND LP
File 021-78861
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 19, 2013 D/A
MHF Special Investments, LLC, on behalf of & for the account of MHFII/RSBM Series 3
File 021-144560
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2013 D/A
MHF Special Investments, LLC, on behalf of & for the account of MHF/RSBM Series 2
File 021-132772
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2013 D/A
Meridian Capital Fund, LLC
File 021-137810
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2011 D/A
MHF Special Investments, LLC, on behalf of & for the account of MHFII/Cerberus March 2009 Series 11
File 021-144495
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2011 D/A
MHF Special Investments, LLC, on behalf of & for the account of MHF/Cerberus March 2009 Series 8
File 021-144497
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2011 D/A
MHF Special Investments, LLC, on behalf of & for the account of MDFLP/Cerberus March 2009 Series 9
File 021-144499
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2011 D/A
MHF Special Investments, LLC, on behalf of & for the account of MDFLP March 2009 Series 6
File 021-144500
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2011 D/A
MHF Special Investments, LLC, on behalf of & for the account of MDFLP/RSBM Series 4
File 021-144556
$0$0$0None listed on this filingEDGAR ↗
Jun 13, 2011 D/A
MHF Special Investments, LLC, on behalf of & for the account of MPPLP March 2009 Series 7
File 021-143447
$0$0$0None listed on this filingEDGAR ↗
Jun 13, 2011 D/A
MHF Special Investments, LLC on behalf of & for the account of MHF/HF December 2009 Series 12
File 021-143458
$0$0$0None listed on this filingEDGAR ↗
Jun 13, 2011 D/A
MHF Special Investments, LLC on behalf of & for the account of MDFLP December 2009 Series 13
File 021-143476
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2011 D/A
MHF Special Investments, LLC, on behalf of & for the account of MPPLP/Kensico March 2009 Series 10
File 021-143450
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2009 D
MHF Special Investments, LLC, on behalf of & for the account of MHFII/RSBM Series 3
File 021-132773
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2009 D
MHF Special Investments, LLC, on behalf of & for the account of MDFLP/RSBM Series 4
File 021-132775
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2009 D
MHF Special Investments, LLC, on behalf of & for the account of MHFII/Cerberus March 2009 Series 11
File 021-132464
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2009 D
MHF Special Investments, LLC, on behalf of & for the account of MDFLP March 2009 Series 6
File 021-132465
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2009 D
MHF Special Investments, LLC, on behalf of & for the account of MHF/Cerberus March 2009 Series 8
File 021-132466
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2009 D
MHF Special Investments, LLC, on behalf of & for the account of MDFLP/Cerberus March 2009 Series 9
File 021-132467
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2009 D
MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5
File 021-132468
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2009 D
MHF Special Investments, LLC, on behalf of & for the account of MPPLP March 2009 Series 7
File 021-132029
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2009 D
MHF Special Investments, LLC, on behalf of & for the account of MPPLP/Kensico March 2009 Series 10
File 021-132030
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named John Sica on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MH
Pooled Investment Fund · group: Mdf

MERIDIAN HORIZON FUND L P

Albany, NY · Jan 27, 2010 → Jan 16, 2018 · 9 filings
  • Jan 16, 2018 · D/A · $213,162,759 sold of Indefinite · 75 investors · min. $1,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jun 19, 2017 · D/A · $210,438,355 sold of Indefinite · 70 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 13, 2017 · D/A · $205,681,384 sold of Indefinite · 68 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 15, 2016 · D/A · $273,374,727 sold of Indefinite · 86 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 15, 2015 · D/A · $319,229,911 sold of Indefinite · 91 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 15, 2013 · D/A · $317,109,660 sold of Indefinite · 77 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 17, 2012 · D/A · $439,540,151 sold of Indefinite · 91 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 26, 2011 · D/A · $442,448,699 sold of Indefinite · 97 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 27, 2010 · D/A · $453,388,562 sold of Indefinite · 107 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗

Raised $453.4M from 107 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Mdf

MHF SPECIAL INVESTMENTS LLC - SERIES 1

Albany, NY · Mar 5, 2010 → Jan 16, 2018 · 10 filings
  • Jan 16, 2018 · D/A · $113,032,599 sold of Indefinite · 425 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capial Partners, Inc., the Managing Member of the Issuer) EDGAR ↗
  • Mar 1, 2017 · D/A · $151,622,490 sold of Indefinite · 605 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jan 13, 2017 · D/A · $151,622,490 sold of Indefinite · 605 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Mar 2, 2016 · D/A · $151,622,490 sold of Indefinite · 603 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Mar 2, 2015 · D/A · $151,542,497 sold of Indefinite · 602 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Mar 3, 2014 · D/A · $148,047,117 sold of Indefinite · 599 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Mar 4, 2013 · D/A · $135,009,423 sold of Indefinite · 474 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Mar 2, 2012 · D/A · $120,186,518 sold of Indefinite · 442 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Mar 4, 2011 · D/A · $27,940,864 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Mar 5, 2010 · D/A · $27,858,063 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $151.6M from 605 investors as of the latest filing. John is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: Mdf

MERIDIAN PERFORMANCE PARTNERS L P

Albany, NY · Jan 27, 2010 → Jan 16, 2018 · 9 filings
  • Jan 16, 2018 · D/A · $72,614,891 sold of Indefinite · 17 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 13, 2017 · D/A · $102,039,908 sold of Indefinite · 23 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 15, 2016 · D/A · $102,864,817 sold of Indefinite · 26 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 15, 2015 · D/A · $279,253,485 sold of Indefinite · 28 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 15, 2014 · D/A · $280,253,485 sold of Indefinite · 29 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 18, 2013 · D/A · $283,471,765 sold of Indefinite · 32 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 17, 2012 · D/A · $320,471,362 sold of Indefinite · 39 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 26, 2011 · D/A · $331,271,362 sold of Indefinite · 49 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 27, 2010 · D/A · $334,336,709 sold of Indefinite · 62 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗

Raised $334.3M from 62 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5

Albany, NY · Jul 6, 2009 → Jul 14, 2017 · 9 filings
  • Jul 14, 2017 · D/A · $6,981,116 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 14, 2016 · D/A · $10,291,481 sold of Indefinite · 84 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 20, 2015 · D/A · $10,291,481 sold of Indefinite · 84 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 18, 2014 · D/A · $10,291,481 sold of Indefinite · 84 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 19, 2013 · D/A · $9,418,662 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 19, 2012 · D/A · $9,291,940 sold of Indefinite · 58 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 7, 2011 · D/A · $1,180,460 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2010 · D · $1,133,021 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2009 · D · $575,184 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $10.3M from 84 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MH
Pooled Investment Fund · group: Mdf

MERIDIAN HORIZON FUND II L P

Albany, NY · Jan 27, 2010 → Jan 13, 2017 · 8 filings
  • Jan 13, 2017 · D/A · $38,813,832 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 15, 2016 · D/A · $43,718,396 sold of Indefinite · 37 investors · min. $1,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 15, 2015 · D/A · $43,260,026 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 15, 2014 · D/A · $43,030,029 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 18, 2013 · D/A · $43,306,914 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 17, 2012 · D/A · $48,173,128 sold of Indefinite · 45 investors · min. $1,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 26, 2011 · D/A · $52,799,177 sold of Indefinite · 49 investors · min. $1,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗
  • Jan 27, 2010 · D/A · $56,543,350 sold of Indefinite · 54 investors · min. $1,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., General Partner of the Issuer) EDGAR ↗

Raised $56.5M from 54 investors as of the latest filing. John is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MD
Pooled Investment Fund · group: Mdf

MERIDIAN DIVERSIFIED FUND LP

Albany, NY · Jan 27, 2010 → Jan 15, 2014 · 5 filings
  • Jan 15, 2014 · D/A · $76,103,280 sold of Indefinite · 29 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Diversified Fund, LLC, General Partner of the Issuer) EDGAR ↗
  • Jan 18, 2013 · D/A · $91,372,402 sold of Indefinite · 46 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund, LLC, General Partner of the Issuer) EDGAR ↗
  • Jan 17, 2012 · D/A · $141,609,788 sold of Indefinite · 61 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund, LLC, General Partner of the Issuer) EDGAR ↗
  • Jan 26, 2011 · D/A · $150,788,988 sold of Indefinite · 75 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund, LLC, General Partner of the Issuer) EDGAR ↗
  • Jan 27, 2010 · D/A · $172,401,489 sold of Indefinite · 96 investors · min. $2,000,000 · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund, LLC, General Partner of the Issuer) EDGAR ↗

Raised $172.4M from 96 investors as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MHFII/RSBM Series 3

Albany, NY · Jul 15, 2009 → Jul 19, 2013 · 5 filings
  • Jul 19, 2013 · D/A · $294,799 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗
  • Jul 19, 2012 · D/A · $294,799 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗
  • Jul 7, 2011 · D/A · $294,799 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗
  • Jul 7, 2010 · D · $294,799 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗
  • Jul 15, 2009 · D · $294,799 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗

Raised $295K from 71 investors as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MHF/RSBM Series 2

Albany, NY · Jul 15, 2009 → Mar 4, 2013 · 4 filings
  • Mar 4, 2013 · D/A · $1,513,330 sold of Indefinite · 365 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗
  • Mar 2, 2012 · D/A · $1,513,330 sold of Indefinite · 365 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗
  • Mar 4, 2011 · D/A · $927,457 sold of Indefinite · 208 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗
  • Jul 15, 2009 · D · $927,457 sold of Indefinite · 208 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗

Raised $1.51M from 365 investors as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Mdf

Meridian Capital Fund, LLC

Albany, NY · Jan 14, 2010 → Jan 18, 2013 · 4 filings
  • Jan 18, 2013 · D/A · $419,306,851 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jan 17, 2012 · D/A · $414,091,423 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Diversified Fund, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jan 14, 2011 · D/A · $408,141,423 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer (Officer of Meridian Fund Managing Member, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jan 14, 2010 · D · $28,650,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Fund Managing Member, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $419.3M from 8 investors as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MHFII/Cerberus March 2009 Series 11

Albany, NY · Jul 6, 2009 → Jul 7, 2011 · 3 filings
  • Jul 7, 2011 · D/A · $1,560,724 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2010 · D · $1,514,695 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2009 · D · $1,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $1.56M from 17 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MDFLP/Cerberus March 2009 Series 9

Albany, NY · Jul 6, 2009 → Jul 7, 2011 · 3 filings
  • Jul 7, 2011 · D/A · $4,658,534 sold of Indefinite · 67 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2010 · D · $4,109,459 sold of Indefinite · 53 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2009 · D · $2,000,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $4.66M from 67 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MHF/Cerberus March 2009 Series 8

Albany, NY · Jul 6, 2009 → Jul 7, 2011 · 3 filings
  • Jul 7, 2011 · D/A · $8,447,038 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2010 · D · $5,623,083 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2009 · D · $5,000,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $8.45M from 44 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MDFLP March 2009 Series 6

Albany, NY · Jul 6, 2009 → Jul 7, 2011 · 3 filings
  • Jul 7, 2011 · D/A · $5,249,906 sold of Indefinite · 92 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2010 · D · $5,066,513 sold of Indefinite · 78 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jul 6, 2009 · D · $1,833,675 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $5.25M from 92 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MDFLP/RSBM Series 4

Albany, NY · Jul 15, 2009 → Jul 7, 2011 · 3 filings
  • Jul 7, 2011 · D/A · $585,873 sold of Indefinite · 157 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗
  • Jul 7, 2010 · D · $585,873 sold of Indefinite · 157 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗
  • Jul 15, 2009 · D · $585,873 sold of Indefinite · 156 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the managing member of the Issuer) EDGAR ↗

Raised $586K from 157 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC on behalf of & for the account of MDFLP December 2009 Series 13

Albany, NY · Jun 14, 2010 → Jun 13, 2011 · 2 filings
  • Jun 13, 2011 · D/A · $699,959 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jun 14, 2010 · D · $255,298 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $700K from 17 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC on behalf of & for the account of MHF/HF December 2009 Series 12

Albany, NY · Jun 14, 2010 → Jun 13, 2011 · 2 filings
  • Jun 13, 2011 · D/A · $1,097,882 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jun 14, 2010 · D · $36,284 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $1.1M from 12 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MPPLP March 2009 Series 7

Albany, NY · Jun 17, 2009 → Jun 13, 2011 · 3 filings
  • Jun 13, 2011 · D/A · $3,737,755 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jun 14, 2010 · D · $3,737,755 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jun 17, 2009 · D · $1,425,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $3.74M from 46 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Mdf

MHF Special Investments, LLC, on behalf of & for the account of MPPLP/Kensico March 2009 Series 10

Albany, NY · Jun 17, 2009 → Feb 23, 2011 · 3 filings
  • Feb 23, 2011 · D/A · $8,220,373 sold of $8,220,373 · 36 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jun 14, 2010 · D · $8,220,373 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗
  • Jun 17, 2009 · D · $3,400,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Officer of Meridian Capital Partners, Inc., the managing member of Meridian Diversified Fund Management, LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $8.22M from 36 investors (100% of the $8.22M target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around John 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MD
Management entity

Meridian Diversified Fund Management, LLC

Executive Officer · 43 shared filings (12 issuers)

Meridian Diversified Fund Management, LLC is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MC
Management entity

Meridian Capital Partners, Inc.

Executive Officer · 27 shared filings (4 issuers) · also on 1 other issuer

Meridian Capital Partners, Inc. is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MD
Management entity

Meridian Diversified Fund, LLC

Executive Officer · 16 shared filings (3 issuers)

Listed on the same filings as John Sica. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William H. Lawrence

Executive Officer · 88 shared filings (18 issuers) · also on 12 other issuers

William H. Lawrence is on 30 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy M. Hickey

Executive Officer · 88 shared filings (18 issuers)

Timothy M. Hickey is on 18 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Laura K. Smith

Executive Officer · 85 shared filings (18 issuers) · also on 19 other issuers

Laura K. Smith is on 37 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Brown

Executive Officer · 52 shared filings (18 issuers) · also on 3 other issuers

Peter Brown is on 21 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Donald J. Halldin

Executive Officer · 27 shared filings (18 issuers)

Donald J. Halldin is on 18 issuers in total — a repeat sponsor. Their page lists every one.

HF
No photo found yet (own website and image search run after this page is viewed)
Person

Howard B. Fischer

Executive Officer · 27 shared filings (7 issuers)

Howard B. Fischer is on 7 issuers in total — a repeat sponsor. Their page lists every one.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin C. Joseph

Executive Officer · 16 shared filings (6 issuers)

Kevin C. Joseph is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin C. Jospeh

Executive Officer · 11 shared filings (3 issuers)

Listed on the same filings as John Sica. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Laura K. Smih

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Sica. Their page shows their other deals.

The team behind the deals

M
Sponsor group

Mdf

42 issuers · 222 filings · $2.62B reported sold · 2009–2019

One team, 42 deal companies. John Sica is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Sica.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 18 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): MHF SPECIAL INVESTMENTS LLC - SERIES 1, MERIDIAN HORIZON FUND L P, MERIDIAN PERFORMANCE PARTNERS L P, MERIDIAN HORIZON FUND II L P.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Sica by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Sica is listed on: none on file. No website or social profile named in MERIDIAN HORIZON FUND L P's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #260,203 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Albany, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

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