John Schram is listed as a director on 5 SEC Form D filings by 1 issuer between Dec 2020 and Mar 2022: Attwill Vascular Technologies LP (Lodi, WI — other health care — 2020–2022; $1.91M reported sold to 26 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Attwill (2 issuers, $2.12M reported sold, 2020–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Attwill has 2 companies on file and $2.12M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for John Schram and found 8 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Leede Jones Gable Inc; Paid seller listed without a CRD number: ECHELON CAPITAL MARKETS; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.