Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Jul 26, 2023 → May 22, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Comparisons are made for sponsors and sponsor groups, not individual people.
2 of 18 offerings report sales commissions totalling $2,256,906; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 21, 2026 D/A File 021-594364 | $1,125,000 | $0 | $0 | NYLife Distributors LLC BrokerCheck CRD 35350 ↗ Campbell Lutyens & Co. Ltd no CRD number reported |
| EDGAR ↗ | Jul 30, 2026 D/A File 021-588472 | $0 | $0 | $0 Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | May 22, 2026 D/A File 021-510685 | $0 | $0 | $0 (est.) Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | May 21, 2026 D File 021-584723 | $0 | $0 | $0 Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | May 18, 2026 D/A File 021-546552 | $0 | $0 | $0 | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Feb 20, 2026 D/A File 021-524154 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 13, 2026 D/A File 021-502132 | $1,131,906 (est.) | $0 | $0 | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ Alvine Capital Management Limited no CRD number reported Alvine Capital AB (ACAB) no CRD number reported |
| EDGAR ↗ | Jan 21, 2026 D/A File 021-535927 | $0 (est.) | $0 (est.) | $0 (est.) Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ Connaught (U.S.) LLC BrokerCheck CRD 300401 ↗ |
| EDGAR ↗ | Dec 5, 2025 D File 021-565909 | $0 | $0 | $0 Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Nov 17, 2025 D/A File 021-529786 | $0 | $0 | $0 Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Oct 7, 2025 D/A File 021-526524 | $0 | $0 | $0 (est.) Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Jul 17, 2025 D/A File 021-519267 | $0 | $0 | $0 | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ Alvine Capital Management Limited no CRD number reported Alvine Capital AB (ABCAB) no CRD number reported |
| EDGAR ↗ | May 22, 2025 D File 021-546935 | $0 | $0 | $0 Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Apr 9, 2024 D File 021-510028 | $0 | $0 | $0 Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NY Life Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Feb 8, 2024 D/A File 021-456033 | $0 | $0 | $0 Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement. | NYLife Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Sep 22, 2023 D File 021-492802 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 8, 2023 D File 021-491657 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 26, 2023 D/A File 021-395144 | $0 | $0 | $0 | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Apogem Senior Direct Lending Fund LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Aug 21, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $385,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Senior Direct Lending Fund LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Aug 14, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $385,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem GP-Led Fund 2026, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Jul 30, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem GP-Led Fund 2026, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Jun 24, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Real Assets Fund IV, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | May 22, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $151,876,530 | 95 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Private Equity Fund XI (Cayman), LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | May 21, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $75,400,000 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Senior Direct Lending Fund RNF LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | May 18, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Madison Capital Funding Co-Investment Fund LP group: Goldpoint | Executive Officer Senior Managing Director, Chief Financial Officer and Chief Operating Officer of Apogem Capital LLC, the Issuer's Investment Manager | Feb 20, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,850,000 | 71 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Secondary Fund VII, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Feb 13, 2026 | D/A | $1,300,000,000 similar: $155,000–$5,250,000 | $1,213,716,946 | 86 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | RLP Fund II, LP group: Goldpoint | Executive Officer Senior Managing Director, Chief Operating & Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Jan 21, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $300,000,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Gannett Peak Opportunity Fund, LP group: Goldpoint | Executive Officer Senior Managing Director, Chief Operating & Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Dec 5, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $300,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Private Equity Fund XI, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Nov 17, 2025 | D/A | $550,000,000 similar: $155,000–$5,250,000 | $321,353,061 | 28 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Secondary Fund VII Coinvestments, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Oct 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $156,585,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Secondary Fund VII (Cayman), LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Jul 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $254,825,000 | 145 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Real Assets Fund IV, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | May 23, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,872,449 | 84 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Private Equity Fund XI (Cayman), LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | May 22, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Senior Direct Lending Fund RNF LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | May 19, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Secondary Fund VII, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Feb 14, 2025 | D/A | $1,300,000,000 similar: $155,000–$5,250,000 | $776,170,201 | 42 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Private Equity Fund XI, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Nov 19, 2024 | D | $550,000,000 similar: $155,000–$5,250,000 | $115,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Secondary Fund VII Coinvestments, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Oct 10, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $72,371,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Madison Capital Funding Co-Investment Fund LP group: Goldpoint | Executive Officer Senior Managing Director, Chief Financial Officer and Chief Operating Officer of Apogem Capital LLC, the Issuer's Investment Manager | Sep 16, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $49,500,000 | 69 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Secondary Fund VII (Cayman), LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Jul 19, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $60,525,000 | 16 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Real Assets Fund IV, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | May 7, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,722,222 | 45 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Real Assets Fund IV, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Apr 16, 2024 | D | Indefinite | $0 | 0 | $1,000,000 |
| EDGAR ↗ | Apogem Private Equity Fund X (Cayman), LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Apr 9, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Private Equity Fund X, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Feb 8, 2024 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $382,500,000 | 18 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Secondary Fund VII, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Jan 11, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $451,161,616 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MCF Co-Investment GP LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Sep 22, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $100,000 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Madison Capital Funding Co-Investment Fund LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Sep 8, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $49,500,000 | 71 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apogem Co-Investment VII, LP group: Goldpoint | Executive Officer Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager | Jul 26, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $299,868,093 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as John Grady. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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