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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:27 AM ET

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John M. Roth

Named as an officer, director or promoter on SEC Form D filings · NY, CA, WA · Jul 29, 2009 → Jan 9, 2026

15deals (issuers)
$5.06Breported sold
455investors
20Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John M. Roth is listed as an executive officer, director, and promoter on 20 SEC Form D filings by 15 issuers between Jul 2009 and Jan 2026. Largest by amount reported sold: FS Equity Partners IX, L.P. (Los Angeles, CA — pooled investment fund — 2023–2026; $1.2B reported sold to 95 investors), FS EQUITY PARTNERS VII, L.P. (Los Angeles, CA — pooled investment fund — 2014; $1.15B reported sold to 70 investors), FS Equity Partners VIII, L.P. (Los Angeles, CA — pooled investment fund — 2018; $1.06B reported sold to 63 investors), FS Equity Partners VI, L.P. (Los Angeles, CA — pooled investment fund — 2010; $602.7M reported sold to 31 investors), NearU Investors HoldCo LLC (Los Angeles, CA — industry reported as "Other" — 2022; $474.8M reported sold to 26 investors) and 10 more (all listed below).

What this means That is a lot of deals — 15 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $5.06B sold in total.

Listed alongside Jon D. Ralph (17 shared filings), BRAD J. BRUTOCAO (13 shared filings), Benjamin D. Geiger (13 shared filings), RONALD P. SPOGLI (10 shared filings), BRADFORD FREEMAN (9 shared filings) and 43 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

9 of the issuers belong to the sponsor group Fs Affiliates (15 issuers, $5.58B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Fs Affiliates has 15 companies on file and $5.58B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 state regulator orders, 11 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 20 public filings for John M. Roth and found 11 differences, 1 worth asking the sponsor about: 4 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John M. Roth has not run yet — it is joining a line of 33,332 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Complaint CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date May 30, 2007 · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Life Partners, Inc., Life Partners Holdings, Inc., Scott Peden, Scott Beemer, Eroc Cox, Lowry Lynn Davis, Gary Hanson, Tim Harper, Kenneth Keller, Mike Lowe, Larry Mikelson, John Roth, and Ralph Siebert.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 5 people with this name in Form D filings; regulator in CO (not a filing state)
Stipulation and Order of Permanent Injunction CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date not stated in the index entry we read · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Life Partners, Inc., Life Partners Holdings, Inc., Scott Peden, Scott Beemer, Eroc Cox, Lowry Lynn Davis, Gary Hanson, Tim Harper, Kenneth Keller, Mike Lowe, Larry Mikelson, John Roth, and Ralph Siebert.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 5 people with this name in Form D filings; regulator in CO (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John M. Roth..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

John Roth and Darice Carole Roth closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-31960 · Filed Aug 30, 2013 · Closed Feb 12, 2019
Role of John Roth and Darice Carole Roth: Debtor · Outcome: Case closed 2019-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
John R. Roth closed
United States Bankruptcy Court, N.D. New York · No. 11-30803 · Filed Apr 8, 2011 · Closed Jul 18, 2011
Role of John R. Roth: Debtor · Outcome: Case closed 2011-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Emma Roth and John Roth closed
United States Bankruptcy Court, N.D. New York · No. 08-10991 · Filed Apr 1, 2008 · Closed Aug 12, 2008
Role of John Roth: Debtor · Outcome: Case closed 2008-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
John W. Roth, Jr. and Trisha H. Stanton-Roth closed
United States Bankruptcy Court, N.D. New York · No. 03-15338 · Filed Aug 8, 2003 · Closed Dec 12, 2003
Role of John W. Roth, Jr.: Debtor · Outcome: Case closed 2003-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John B Roth closed
United States Bankruptcy Court, C.D. California · No. 1:02-bk-18152 · Filed Sep 12, 2002 · Closed Dec 30, 2002
Role of John B Roth: Debtor · Outcome: Case closed 2002-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
John Roth and Lori A. Roth closed
United States Bankruptcy Court, W.D. New York · No. 2-01-23804 · Filed Oct 5, 2001 · Closed Apr 28, 2005
Role of John Roth and Lori A. Roth: Debtor · Outcome: Case closed 2005-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John J. Roth and Karen L. Roth closed
United States Bankruptcy Court, N.D. New York · No. 99-64292 · Filed Aug 4, 1999 · Closed Dec 15, 1999
Role of John J. Roth and Karen L. Roth: Debtor · Outcome: Case closed 1999-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John J Roth and Debora A Roth closed
United States Bankruptcy Court, E.D. New York · No. 8-97-87366 · Filed Oct 2, 1997 · Closed Feb 3, 1998
Role of John J Roth and Debora A Roth: Debtor · Outcome: Case closed 1998-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John Roth and Darice Carole Roth closed
United States Bankruptcy Court, C.D. California · No. 1:97-bk-16539 · Filed May 13, 1997 · Closed Sep 15, 1997
Role of John Roth and Darice Carole Roth: Debtor · Outcome: Case closed 1997-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
John G. Roth closed
United States Bankruptcy Court, N.D. California · No. 96-33166 · Filed Jul 19, 1996 · Closed Jun 5, 2001
Role of John G. Roth: Debtor · Outcome: Case closed 2001-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
John W. Roth and Susan M. Roth closed
United States Bankruptcy Court, S.D. California · No. 94-08487 · Filed Aug 5, 1994 · Closed Mar 3, 1995
Role of John W. Roth and Susan M. Roth: Debtor · Outcome: Case closed 1995-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 141 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for John M. Roth — 1 worth asking about (compared 20 filings on Oct 24, 2026)

Note · Nov 19, 2009 – May 6, 2024

18 bankruptcy cases name the subject or team members

Bankruptcy case: hhgregg, Inc. and HHG Distributing LLC — filed Mar 6, 2017 · Bankruptcy case: hhgregg, Inc. and HHG Distributing LLC - Adversary Proceeding — filed Nov 17, 2017 · Bankruptcy case: Electrolux Home Products, Inc. a Delaware Corporat v. hhgregg, Inc. — filed Mar 20, 2017 · Bankruptcy case: hhgregg, Inc. and HHG Distributing LLC - Adversary Proceeding — filed Nov 21, 2017 · Bankruptcy case: hhgregg, Inc. and HHG Distributing LLC - Adversary Proceeding — filed Feb 22, 2019 · and 13 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Indiana ↗hhgregg, Inc. — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. Indiana ↗Docket · United States Bankruptcy Court, S.D. Indiana ↗
Sources
Note · Feb 8, 2010 – Aug 26, 2010

John M. Roth appears on 2 deals that stopped filing before reaching their target

FS Equity Partners VI, L.P. (last filing Aug 26, 2010; $602,700,000 sold of $1,750,000,000); FS Affiliates VI, L.P. (last filing Feb 8, 2010; $25,900,000 sold of $1,330,738,150). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

FS Equity Partners VI, L.P. — PartnerFacts page ↗FS Affiliates VI, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 29, 2009 – Jan 9, 2026

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: LAZARD & CO., LIMITED — FS Equity Partners IX, L.P. · Paid seller listed without a CRD number: LAZARD FRERES BANQUE SA — FS Equity Partners IX, L.P. · Paid seller listed without a CRD number: TRIAGO EUROPE SA — FS Equity Partners VIII, L.P. · Paid seller listed without a CRD number: Wells Fargo Securities, LLC — hhgregg, Inc.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jan 9, 2026 ↗BrokerCheck search: LAZARD & CO., LIMITED ↗FS Equity Partners IX, L.P. — PartnerFacts page ↗BrokerCheck search: LAZARD FRERES BANQUE SA ↗
Sources
Note · Jul 30, 2010 – Jun 12, 2015

4 Form Ds were filed more than 15 days after the first sale

Form D filed 16 days after the first sale — FWR HOLDING Corp · Form D filed 23 days after the first sale — FS EQUITY PARTNERS VII, L.P. · Form D filed 23 days after the first sale — FS AFFILIATES VII, L.P. · Form D filed 17 days after the first sale — BHC Investment Corp.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 12, 2015 ↗FWR HOLDING Corp — PartnerFacts page ↗Form D · May 23, 2014 ↗FS EQUITY PARTNERS VII, L.P. — PartnerFacts page ↗
Sources
Note · Jan 28, 2009 – Nov 8, 2018

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — FS Affiliates VIII, L.P. (latest filing Nov 8, 2018) · No amendment in the last 12 months on an offering that may still be open — FS Equity Partners VIII, L.P. (latest filing Nov 8, 2018) · No amendment in the last 12 months on an offering that may still be open — FS EQUITY PARTNERS VII, L.P. (latest filing Oct 7, 2014) · No amendment in the last 12 months on an offering that may still be open — FS AFFILIATES VII, L.P. (latest filing May 23, 2014) · No amendment in the last 12 months on an offering that may still be open — FS Equity Partners VI, L.P. (latest filing Aug 26, 2010) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Nov 8, 2018 ↗FS Affiliates VIII, L.P. — PartnerFacts page ↗Form D · Nov 8, 2018 ↗FS Equity Partners VIII, L.P. — PartnerFacts page ↗
Sources
Note · Jun 22, 2010 – Aug 26, 2010

Offering amount lowered between filings — FS Equity Partners VI, L.P.

The Jun 22, 2010 filing says $1,750,000,000 offered; the Aug 26, 2010 Form D/A says $1,000,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Jun 22, 2010 ↗Form D/A (later) · Aug 26, 2010 ↗FS Equity Partners VI, L.P. — PartnerFacts page ↗
Sources
Note · Feb 9, 2010 – Jun 22, 2010

Offering amount changed between filings — FS Equity Partners VI, L.P.

The Feb 9, 2010 filing says $1,724,100,000 offered; the Jun 22, 2010 Form D/A says $1,750,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 9, 2010 ↗Form D/A (later) · Jun 22, 2010 ↗FS Equity Partners VI, L.P. — PartnerFacts page ↗
Sources
Note · Jul 29, 2009 – Dec 7, 2010

John M. Roth is written 2 different ways on the filings

listed as "John M. Roth" on 15 filings (from Jul 29, 2009), and "John Roth" on 5 filings (from Dec 7, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 29, 2009 ↗Form D · Dec 7, 2010 ↗John M. Roth — PartnerFacts page ↗
Sources
Note · Jun 10, 2009 – Jan 13, 2010

Same name, different state: "John Roth" (MA) is a separate record

This page covers filings where the address state is NY or CA or WA. A separate record, "John Roth" with address state MA, is listed on 8 filings — most recently by OurStage, Inc (Jan 13, 2010). Both records have filings in the same period (Jul 29, 2009 to Jan 13, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Roth (MA) — PartnerFacts page ↗Form D/A · Jan 13, 2010 ↗OurStage, Inc — PartnerFacts page ↗John M. Roth (NY,CA,WA) — this page ↗
Sources
Note · Feb 9, 2010 – Jun 22, 2010

Address moved from New York, NY to Los Angeles, CA — FS Equity Partners VI, L.P.

The people listed on the Feb 9, 2010 filing give New York, NY; on the Jun 22, 2010 filing they give Los Angeles, CA. The address now on file (11100 Santa Monica Boulevard, Suite 1900, Los Angeles, CA) is a registered-agent or shared-office address used by 137 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Feb 9, 2010 ↗Form D/A · Jun 22, 2010 ↗FS Equity Partners VI, L.P. — PartnerFacts page ↗
Sources
Note · Jul 29, 2009 – Jan 9, 2026

John M. Roth is listed with 3 different address states: NY, CA, WA

NY on 13 filings (Jul 29, 2009 to Jan 9, 2026); CA on 6 filings (Dec 7, 2010 to Apr 2, 2025); WA on 1 filing (Mar 4, 2011).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 29, 2009 ↗Form D · Dec 7, 2010 ↗Form D · Mar 4, 2011 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 15 offerings report sales commissions totalling $11,410,155; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2026 D/A
FS Equity Partners IX, L.P.
File 021-493660
$1,707,250$0$0LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗
LAZARD & CO., LIMITED no CRD number reported
LAZARD FRERES BANQUE SA no CRD number reported		EDGAR ↗
Apr 2, 2025 D
FS Equity Partners CV1, L.P.
File 021-542796
$0 (est.)$0 (est.)$0 (est.)
The general partner of the issuer and its affiliate are entitled to carried interest and management fees. The carried interest and management fees are disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 2, 2025 D
FS CV1 Cash Out Vehicle, L.P.
File 021-542795
$0 (est.)$0 (est.)$0 (est.)
The general partner of the issuer and its affiliate are entitled to carried interest and management fees. The carried interest and management fees are disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 30, 2022 D
NearU Investors HoldCo LLC
File 021-457492
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2018 D
FS Equity Partners VIII, L.P.
File 021-325352
$5,472,905$0$0LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗
TRIAGO EUROPE SA no CRD number reported
TRIAGO AMERICAS, INC. BrokerCheck CRD 143529 ↗		EDGAR ↗
Nov 8, 2018 D
FS Affiliates VIII, L.P.
File 021-325364
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2015 D
FWR HOLDING Corp
File 021-241632
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2014 D/A
FS EQUITY PARTNERS VII, L.P.
File 021-217967
$2,681,250 (est.)$0$0LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗EDGAR ↗
May 23, 2014 D
FS AFFILIATES VII, L.P.
File 021-217956
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2011 D
Savers, Inc.
File 021-156218
$0$0$0None listed on this filingEDGAR ↗
Dec 7, 2010 D
FDO Holdings, Inc.
File 021-151493
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2010 D/A
FS Equity Partners VI, L.P.
File 021-127465
$600,000$0$0
An affiliate of the General Partner receives a quarterly fee for services provided to FS Equity Partners VI, L.P.
DAV/Wetherly Financial, L.P. BrokerCheck CRD 119951 ↗
via DAV/Wetherly Financial, L.P. (CRD 119951 ↗)

Triago Americas, Inc. BrokerCheck CRD 143529 ↗
via Triago Americas, Inc. (CRD 143529 ↗)
EDGAR ↗
Aug 16, 2010 D
BHC Investment Corp.
File 021-146473
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2010 D/A
FS Affiliates VI, L.P.
File 021-127466
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2009 D
hhgregg, Inc.
File 021-133205
$948,750$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Wells Fargo Securities, LLC no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 15

Every issuer that named John M. Roth on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FE
Pooled Investment Fund · group: Fs Affiliates

FS Equity Partners IX, L.P.

Los Angeles, CA · Oct 3, 2023 → Jan 9, 2026 · 3 filings
  • Jan 9, 2026 · D/A · $1,195,400,000 sold of Indefinite · 95 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 10, 2025 · D/A · $1,119,562,500 sold of Indefinite · 83 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 3, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.2B from 95 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FE
Pooled Investment Fund

FS Equity Partners CV1, L.P.

Los Angeles, CA · Apr 2, 2025
  • Apr 2, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FC
Pooled Investment Fund

FS CV1 Cash Out Vehicle, L.P.

Los Angeles, CA · Apr 2, 2025
  • Apr 2, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NI
Other · group: Fs Affiliates

NearU Investors HoldCo LLC

Los Angeles, CA · Aug 30, 2022
  • Aug 30, 2022 · D · $474,750,000 sold of $474,750,000 · 26 investors · min. No minimum reported · role: Director, Promoter (Mr. Roth is a Director of the Issuer.) EDGAR ↗

Raised $474.8M from 26 investors (100% of the $474.8M target) as of the latest filing. John is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FA
Pooled Investment Fund · group: Fs Affiliates

FS Affiliates VIII, L.P.

Los Angeles, CA · Nov 8, 2018
  • Nov 8, 2018 · D · $48,700,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $48.7M from 26 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FE
Pooled Investment Fund · group: Fs Affiliates

FS Equity Partners VIII, L.P.

Los Angeles, CA · Nov 8, 2018
  • Nov 8, 2018 · D · $1,059,082,000 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.06B from 63 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FH
Other

FWR HOLDING Corp

Los Angeles, CA · Jun 12, 2015
  • Jun 12, 2015 · D · $15,101,665 sold of $15,101,665 · 13 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Mr. Roth is the President of the Issuer.) EDGAR ↗

Raised $15.1M from 13 investors (100% of the $15.1M target) as of the latest filing. John is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FE
Pooled Investment Fund · group: Fs Affiliates

FS EQUITY PARTNERS VII, L.P.

Los Angeles, CA · May 23, 2014 → Oct 7, 2014 · 2 filings
  • Oct 7, 2014 · D/A · $1,146,320,000 sold of $1,250,000,000 · 70 investors · min. $1,000,000 · role: Director (Managing Member of GP of Issuer's GP) EDGAR ↗
  • May 23, 2014 · D · $642,050,000 sold of $1,250,000,000 · 29 investors · min. $1,000,000 · role: Director (Managing Member of GP of Issuer's GP) EDGAR ↗

Raised $1.15B from 70 investors (92% of the $1.25B target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FA
Pooled Investment Fund · group: Fs Affiliates

FS AFFILIATES VII, L.P.

Los Angeles, CA · May 23, 2014
  • May 23, 2014 · D · $30,800,000 sold of $50,000,000 · 27 investors · min. $100,000 · role: Director (Managing Member of GP of Issuer's GP) EDGAR ↗

Raised $30.8M from 27 investors (62% of the $50M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S
Retailing

Savers, Inc.

Bellevue, WA · Mar 4, 2011
  • Mar 4, 2011 · D · $21,931,980 sold of $21,931,980 · 17 investors · min. $3,032 · role: Director EDGAR ↗

Raised $21.9M from 17 investors (100% of the $21.9M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FH
Retailing

FDO Holdings, Inc.

Los Angeles, CA · Dec 7, 2010
  • Dec 7, 2010 · D · $317,279,695 sold of $317,279,695 · 48 investors · min. $10,000 · role: Director EDGAR ↗

Raised $317.3M from 48 investors (100% of the $317.3M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FE
Pooled Investment Fund · group: Fs Affiliates

FS Equity Partners VI, L.P.

Los Angeles, CA · Feb 9, 2010 → Aug 26, 2010 · 3 filings
  • Aug 26, 2010 · D/A · $602,700,000 sold of $1,000,000,000 · 31 investors · min. $1,000,000 · role: Executive Officer (a Managing Member of the General Partner, FS Capital Partners VI, LLC) EDGAR ↗
  • Jun 22, 2010 · D/A · $520,950,000 sold of $1,750,000,000 · 26 investors · min. $1,000,000 · role: Executive Officer (a Managing Member of the General Partner, FS Capital Partners VI, LLC) EDGAR ↗
  • Feb 9, 2010 · D/A · $419,261,850 sold of $1,724,100,000 · 21 investors · min. $1,000,000 · role: Executive Officer (a Managing Member of the General Partner, FS Capital Partners VI, LLC) EDGAR ↗

Raised $602.7M from 31 investors (60% of the $1B target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BI
Pooled Investment Fund · group: Fs Affiliates

BHC Investment Corp.

New York, NY · Aug 16, 2010
  • Aug 16, 2010 · D · $108,530,870 sold of $108,530,870 · 20 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $108.5M from 20 investors (100% of the $108.5M target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FA
Pooled Investment Fund · group: Fs Affiliates

FS Affiliates VI, L.P.

Los Angeles, CA · Feb 8, 2010
  • Feb 8, 2010 · D/A · $25,900,000 sold of $1,330,738,150 · 17 investors · min. $250,000 · role: Executive Officer (a Managing Member of the General Partner, FS Capital Partners VI, LLC) EDGAR ↗

Raised $25.9M from 17 investors (2% of the $1.33B target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

H
Retailing

hhgregg, Inc.

Indianapolis, IN · Jul 29, 2009
  • Jul 29, 2009 · D · $16,500,000 sold of $16,500,000 · 2 investors · min. $2,500,000 · role: Director EDGAR ↗

Raised $16.5M from 2 investors (100% of the $16.5M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John H. Roth — CT, 9 issuers, Dec 20, 2017 → Feb 23, 2026 · no shared issuer
  • JOHN H. ROTH — CA, NY, 7 issuers, Apr 24, 2024 → May 12, 2026 · no shared issuer
  • John Roth — MA, 1 issuer, Jun 10, 2009 → Jan 13, 2010 · no shared issuer
  • John R. Roth — IL, 1 issuer, Feb 18, 2016 → Feb 18, 2016 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jon D. Ralph

Executive Officer, Director, Promoter · 17 shared filings (12 issuers) · also on 2 other issuers

Jon D. Ralph is on 14 issuers in total — a repeat sponsor. Their page lists every one.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin D. Geiger

Director, Executive Officer · 13 shared filings (8 issuers) · also on 1 other issuer

Benjamin D. Geiger is on 9 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

BRAD J. BRUTOCAO

Executive Officer, Director · 13 shared filings (8 issuers) · also on 3 other issuers

BRAD J. BRUTOCAO is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

RONALD P. SPOGLI

Executive Officer, Director · 10 shared filings (6 issuers)

RONALD P. SPOGLI is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

J. Frederick Simmons

Executive Officer, Director · 9 shared filings (6 issuers) · also on 2 other issuers

J. Frederick Simmons is on 8 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

TODD W HALLORAN

Executive Officer, Director · 9 shared filings (6 issuers) · also on 2 other issuers

TODD W HALLORAN is on 8 issuers in total — a repeat sponsor. Their page lists every one.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William M. Wardlaw

Executive Officer, Director · 9 shared filings (6 issuers)

William M. Wardlaw is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

BRADFORD FREEMAN

Executive Officer, Director · 9 shared filings (6 issuers)

BRADFORD FREEMAN is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTIAN B. JOHNSON

Executive Officer, Director, Promoter · 7 shared filings (5 issuers) · also on 3 other issuers

CHRISTIAN B. JOHNSON is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN S. HWANG

Executive Officer · 5 shared filings (3 issuers) · also on 3 other issuers

JOHN S. HWANG is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CI
No photo found yet (own website and image search run after this page is viewed)
Person

CHRIS M. IORILLO

Executive Officer, Promoter · 4 shared filings (3 issuers)

Listed on the same filings as John M. Roth. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

JORDAN A. HATHAWAY

Executive Officer, Promoter, Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John M. Roth. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Castellani

Director · 3 shared filings (3 issuers)

Listed on the same filings as John M. Roth. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

PARTNERS VII, LLC FS CAPITAL

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as John M. Roth. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Doran

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as John M. Roth. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Starrett

Director · 2 shared filings (2 issuers) · also on 4 other issuers

Peter Starrett is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Shaun Caesar

Executive Officer, Promoter, Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John M. Roth. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael L. Smith

Director · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

DZ
No photo found yet (own website and image search run after this page is viewed)
Person

Darell E. Zink, Jr.

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Darell E. Zink, Jr. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy J. Aguilar

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael G. Larimer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Charles P. Rullman

Director · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

CY
No photo found yet (own website and image search run after this page is viewed)
Person

Charles B. Young

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Throgmartin

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Gregg Throgmartin is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey J. McClintic

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen R. Nelson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael D. Stout

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Throgmartin

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis May

Director, Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John M. Roth. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

ADAM STEIN

Director · 1 shared filing (1 issuer) · also on 8 other issuers

ADAM STEIN is on 9 issuers in total — a repeat sponsor. Their page lists every one.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Norman Axelrod

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John M. Roth. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Salter

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

Wes Lowzinski

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

George Vincent West

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bryant Scott

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Rooney

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

TE
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Ellison

Director · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

LO
No photo found yet (own website and image search run after this page is viewed)
Person

Lea Anne Ottinger

Director · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Hoglund

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John M. Roth. Their page shows their other deals.

The team behind the deals

FA
Sponsor group

Fs Affiliates

15 issuers · 21 filings · $5.58B reported sold · 2010–2026

One team, 15 deal companies. John M. Roth is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John M. Roth.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 15 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John M. Roth by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John M. Roth is listed on: none on file. No website or social profile named in FS Equity Partners VIII, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #244,871 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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