PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:33 AM ET

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JOHN ROGERS

Named as an officer, director or promoter on SEC Form D filings · IL · Aug 19, 2014 → Apr 22, 2021

3deals (issuers)
$352Mreported sold
211investors
6Form D filings
2014–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JOHN ROGERS is listed as an executive officer and director on 6 SEC Form D filings by 3 issuers between Aug 2014 and Apr 2021: Ryan Specialty Group, LLC (Chicago, IL — insurance — 2014–2019; $317.3M reported sold to 163 investors), Epicore Biosystems, Inc. (Cambridge, MA — biotechnology — 2018; $25.7M reported sold to 44 investors) and Investor Cash Management Holdings, Inc. (Chicago, IL — industry reported as "Other" — 2021; $9M reported sold to 4 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $352M sold in total.

Listed alongside ANDREW MCKENNA (4 shared filings), D. CAMERON FINDLAY (4 shared filings), DAVID P. BOLGER (4 shared filings), DIANE M. AIGOTTI (4 shared filings), Henry S. Bienen (4 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

1 of the issuers belongs to the sponsor group Blue Owl (414 issuers, $170.47B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Blue Owl has 414 companies on file and $170.47B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 20 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for JOHN ROGERS and found 9 differences: Form D filed 50 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN ROGERS has not run yet — it is joining a line of 23,796 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

John E. Rogers v. United States closed
District Court, N.D. Illinois · No. 1:21-cv-02760 · Filed May 21, 2021 · Closed Aug 24, 2022
Role of John E. Rogers: Plaintiff · Outcome: Terminated 2022-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN ROGERS..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

20 cases: 19 closed (disposition not in docket feed), 1 open

John B. Rogers closed
United States Bankruptcy Court, D. Massachusetts · No. 24-10706 · Filed Apr 16, 2024 · Closed Aug 1, 2024
Role of John B. Rogers: Debtor · Outcome: Case closed 2024-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
John C Rogers open
United States Bankruptcy Court, S.D. Illinois · No. 18-31342 · Filed Sep 12, 2018
Role of John C Rogers: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John A. Rogers closed
United States Bankruptcy Court, S.D. Illinois · No. 16-40617 · Filed Jul 12, 2016 · Closed Feb 10, 2020
Role of John A. Rogers: Debtor · Outcome: Case closed 2020-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John T. Rogers and Angela L. Rogers closed
United States Bankruptcy Court, N.D. Illinois · No. 14-82448 · Filed Aug 7, 2014 · Closed Jan 31, 2020
Role of John T. Rogers and Angela L. Rogers: Debtor · Outcome: Case closed 2020-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John F. Rogers and Joanna C. Rogers closed
United States Bankruptcy Court, N.D. Illinois · No. 14-08486 · Filed Mar 10, 2014 · Closed Jun 20, 2014
Role of John F. Rogers and Joanna C. Rogers: Debtor · Outcome: Case closed 2014-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John C Rogers and Mara Rogers closed
United States Bankruptcy Court, N.D. Illinois · No. 13-23369 · Filed Jun 5, 2013 · Closed Jun 6, 2016
Role of John C Rogers and Mara Rogers: Debtor · Outcome: Case closed 2016-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John P Rogers, IV closed
United States Bankruptcy Court, N.D. Illinois · No. 13-17055 · Filed Apr 23, 2013 · Closed Jan 9, 2017
Role of John P Rogers, IV: Debtor · Outcome: Case closed 2017-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John P Rogers and Deborah C Rogers closed
United States Bankruptcy Court, D. Massachusetts · No. 09-11383 · Filed Feb 24, 2009 · Closed Jun 29, 2009
Role of John P Rogers and Deborah C Rogers: Debtor · Outcome: Case closed 2009-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
John P Rogers closed
United States Bankruptcy Court, N.D. Illinois · No. 08-35394 · Filed Dec 29, 2008 · Closed Apr 10, 2009
Role of John P Rogers: Debtor · Outcome: Case closed 2009-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John C Rogers closed
United States Bankruptcy Court, N.D. Illinois · No. 08-26534 · Filed Oct 3, 2008 · Closed Jan 16, 2009
Role of John C Rogers: Debtor · Outcome: Case closed 2009-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John P Rogers and Teresa M Verde closed
United States Bankruptcy Court, N.D. Illinois · No. 07-03957 · Filed Mar 6, 2007 · Closed Jun 18, 2007
Role of John P Rogers and Teresa M Verde: Debtor · Outcome: Case closed 2007-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John J. Rogers closed
United States Bankruptcy Court, D. Massachusetts · No. 06-41458 · Filed Aug 7, 2006 · Closed Oct 5, 2007
Role of John J. Rogers: Debtor · Outcome: Case closed 2007-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
John M Rogers closed
United States Bankruptcy Court, N.D. Illinois · No. 05-35412 · Filed Sep 4, 2005 · Closed Dec 19, 2005
Role of John M Rogers: Debtor · Outcome: Case closed 2005-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John Rogers and Jennifer Rogers closed
United States Bankruptcy Court, C.D. Illinois · No. 04-83425 · Filed Jul 28, 2004 · Closed Sep 20, 2004
Role of John Rogers and Jennifer Rogers: Debtor · Outcome: Case closed 2004-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John Rogers and Jennifer Rogers closed
United States Bankruptcy Court, C.D. Illinois · No. 04-83424 · Filed Jul 28, 2004 · Closed Dec 10, 2004
Role of John Rogers and Jennifer Rogers: Debtor · Outcome: Case closed 2004-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John T Rogers closed
United States Bankruptcy Court, C.D. Illinois · No. 04-80171 · Filed Jan 14, 2004 · Closed May 19, 2004
Role of John T Rogers: Debtor · Outcome: Case closed 2004-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John E. Rogers and Mary A. Rogers closed
United States Bankruptcy Court, D. Massachusetts · No. 02-47719 · Filed Dec 30, 2002 · Closed Apr 11, 2003
Role of John E. Rogers and Mary A. Rogers: Debtor · Outcome: Case closed 2003-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
John A. Rogers and Martha J. Rogers closed
United States Bankruptcy Court, D. Massachusetts · No. 02-15398 · Filed Jul 25, 2002 · Closed Nov 7, 2002
Role of John A. Rogers and Martha J. Rogers: Debtor · Outcome: Case closed 2002-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
John E Rogers and Michelle R Rogers closed
United States Bankruptcy Court, C.D. Illinois · No. 01-83795 · Filed Sep 4, 2001 · Closed Jul 8, 2005
Role of John E Rogers and Michelle R Rogers: Debtor · Outcome: Case closed 2005-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
John H Rogers and Patricia A Rogers closed
United States Bankruptcy Court, N.D. Illinois · No. 01-17563 · Filed May 15, 2001 · Closed Jun 10, 2002
Role of John H Rogers and Patricia A Rogers: Debtor · Outcome: Case closed 2002-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 798 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for JOHN ROGERS (compared 6 filings on Oct 24, 2026)

Note · Mar 3, 2021 – Apr 22, 2021

Form D filed 50 days after the first sale — Investor Cash Management Holdings, Inc.

The filing says the first sale was Mar 3, 2021. The Form D was filed Apr 22, 2021 — 50 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 35 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 22, 2021 ↗Investor Cash Management Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Jun 30, 2014 – Aug 19, 2014

Form D filed 50 days after the first sale — Ryan Specialty Group, LLC

The filing says the first sale was Jun 30, 2014. The Form D was filed Aug 19, 2014 — 50 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 35 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 19, 2014 ↗Ryan Specialty Group, LLC — PartnerFacts page ↗
Sources
Note · Oct 1, 2018 – Oct 16, 2018

No amendment in the last 12 months on an offering that may still be open — Epicore Biosystems, Inc. (latest filing Oct 16, 2018)

The latest filing for this offering is dated Oct 16, 2018 (first sale Oct 1, 2018). It reports $350,000 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 16, 2018 ↗Epicore Biosystems, Inc. — PartnerFacts page ↗
Sources
Note · Apr 2, 2018 – Apr 16, 2018

No amendment in the last 12 months on an offering that may still be open — Ryan Specialty Group, LLC (latest filing Apr 16, 2018)

The latest filing for this offering is dated Apr 16, 2018 (first sale Apr 2, 2018). It reports $6,959,882 sold of $10,175,941 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 16, 2018 ↗Ryan Specialty Group, LLC — PartnerFacts page ↗
Sources
Note · Jun 30, 2014 – Oct 9, 2026

Same name, different state: "John Rogers" (NY) is a separate record

This page covers filings where the address state is IL. A separate record, "John Rogers" with address state NY, is listed on 25 filings — most recently by Terribly Kind People Ltd Liability Co (Oct 9, 2026). Both records have filings in the same period (Aug 19, 2014 to Apr 22, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Rogers (NY) — PartnerFacts page ↗Form D · Oct 9, 2026 ↗Terribly Kind People Ltd Liability Co — PartnerFacts page ↗JOHN ROGERS (IL) — this page ↗
Sources
Note · Dec 6, 2010 – Oct 6, 2025

Same name, different state: "John Rogers" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "John Rogers" with address state CA, is listed on 5 filings — most recently by AtomBeam Technologies Inc. (Oct 6, 2025). Both records have filings in the same period (Aug 19, 2014 to Apr 22, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Rogers (CA) — PartnerFacts page ↗Form D · Oct 6, 2025 ↗AtomBeam Technologies Inc. — PartnerFacts page ↗JOHN ROGERS (IL) — this page ↗
Sources
Note · Feb 26, 2013 – Jul 22, 2021

Same name, different state: "John Rogers" (MD) is a separate record

This page covers filings where the address state is IL. A separate record, "John Rogers" with address state MD, is listed on 8 filings — most recently by PreciseTarget, Inc. (Jul 22, 2021). Both records have filings in the same period (Aug 19, 2014 to Apr 22, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Rogers (MD) — PartnerFacts page ↗Form D · Jul 22, 2021 ↗PreciseTarget, Inc. — PartnerFacts page ↗JOHN ROGERS (IL) — this page ↗
Sources
Note · Feb 1, 2016 – Jan 28, 2019

Same name, different state: "John Wesley Rogers" (GA or 2Q) is a separate record

This page covers filings where the address state is IL. A separate record, "John Wesley Rogers" with address state GA or 2Q, is listed on 17 filings — most recently by LCD-HHC Seattle, LLC (Dec 31, 2019). Both records have filings in the same period (Feb 1, 2016 to Jan 28, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Wesley Rogers (GA,2Q) — PartnerFacts page ↗Form D · Dec 31, 2019 ↗LCD-HHC Seattle, LLC — PartnerFacts page ↗JOHN ROGERS (IL) — this page ↗
Sources
Note · Apr 1, 2009 – Nov 16, 2016

Same name, different state: "JOHN ROGERS" (NC) is a separate record

This page covers filings where the address state is IL. A separate record, "JOHN ROGERS" with address state NC, is listed on 28 filings — most recently by SEMPRIUS INC (Nov 16, 2016). Both records have filings in the same period (Aug 19, 2014 to Nov 16, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN ROGERS (NC) — PartnerFacts page ↗Form D · Nov 16, 2016 ↗SEMPRIUS INC — PartnerFacts page ↗JOHN ROGERS (IL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 22, 2021 D
Investor Cash Management Holdings, Inc.
File 021-396702
$0$0$0None listed on this filingEDGAR ↗
Apr 24, 2019 D
Ryan Specialty Group, LLC
File 021-337955
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2018 D
Epicore Biosystems, Inc.
File 021-323623
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2018 D
Ryan Specialty Group, LLC
File 021-310224
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2018 D
Ryan Specialty Group, LLC
File 021-310225
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2014 D
Ryan Specialty Group, LLC
File 021-223283
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John Rogers on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IC
Other

Investor Cash Management Holdings, Inc.

Chicago, IL · Apr 22, 2021
  • Apr 22, 2021 · D · $8,999,985 sold of $8,999,985 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9M from 4 investors (100% of the $9M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Insurance · group: Blue Owl

Ryan Specialty Group, LLC

Chicago, IL · Aug 19, 2014 → Apr 24, 2019 · 4 filings
  • Apr 24, 2019 · D · $6,867,427 sold of $6,867,427 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 16, 2018 · D · $117,466,586 sold of $117,466,586 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 16, 2018 · D · $6,959,882 sold of $10,175,941 · 85 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 19, 2014 · D · $114,295,345 sold of $114,295,345 · 73 investors · min. $5,000 · role: Director EDGAR ↗

Raised $317.3M from 163 investors (100% of the $6.87M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EB
Biotechnology

Epicore Biosystems, Inc.

Cambridge, MA · Oct 16, 2018
  • Oct 16, 2018 · D · $350,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $25.7M from 44 investors (100% of the $1M target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (17)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Rogers — NY, 18 issuers, Jun 30, 2014 → Oct 9, 2026 · no shared issuer
  • John Wesley Rogers — GA, Georgia (as filed: 2Q), 17 issuers, Feb 1, 2016 → Jan 28, 2019 · no shared issuer
  • John W. Rogers, Jr. — IL, 5 issuers, Jun 21, 2018 → Jul 10, 2025 · shares 1 issuer with this record
  • John Rogers — CA, 3 issuers, Dec 6, 2010 → Oct 6, 2025 · no shared issuer
  • John A. Rogers — IL, 3 issuers, May 13, 2020 → Mar 2, 2023 · no shared issuer
  • John Rogers — MA, 2 issuers, Dec 9, 2009 → Apr 7, 2025 · shares 1 issuer with this record
  • JOHN ROGERS — NC, 1 issuer, Apr 1, 2009 → Nov 16, 2016 · no shared issuer
  • John Rogers — MD, 1 issuer, Feb 26, 2013 → Jul 22, 2021 · no shared issuer
  • John P Rogers — MI, 1 issuer, Nov 17, 2017 → Mar 5, 2018 · no shared issuer
  • John David Rogers — CT, NV, 1 issuer, Jan 30, 2018 → Jun 19, 2018 · no shared issuer
  • John Rogers — NH, 1 issuer, Apr 25, 2018 → Jan 21, 2022 · no shared issuer
  • John D Rogers — OH, 1 issuer, Nov 16, 2021 → Nov 16, 2021 · no shared issuer
  • JOHN B. ROGERS, JR. — FL, 1 issuer, Nov 22, 2022 → Jun 24, 2025 · no shared issuer
  • John Rogers — OK, 1 issuer, Jul 10, 2024 → Jul 10, 2024 · no shared issuer
  • John F.W. Rogers — NY, 1 issuer, May 12, 2011 → May 12, 2011 · no shared issuer
  • John M. Rogers — CA, 1 issuer, Oct 26, 2011 → Sep 12, 2012 · no shared issuer
  • John Rogers — NV, 1 issuer, Feb 12, 2026 → Feb 12, 2026 · no shared issuer

People around John 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Henry S. Bienen

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Henry S. Bienen is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL RICE

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rogers. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID P. BOLGER

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rogers. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

DIANE M. AIGOTTI

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Rogers. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

D. CAMERON FINDLAY

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rogers. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM J. DEVERS, JR.

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rogers. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

ANDREW MCKENNA

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Rogers. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

PATRICK G. RYAN

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Rogers. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS SULLIVAN

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rogers. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

BRENDAN MULSHINE

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rogers. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN F. SANDNER

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Rogers. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL D. O'HALLERAN

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rogers. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

TIMOTHY W. TURNER

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rogers. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry L. Tegan

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rogers. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Sander

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rogers. Their page shows their other deals.

FP
No photo found yet (own website and image search run after this page is viewed)
Person

Fred P. Phillips

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rogers. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Roozbeh Ghaffari

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rogers. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Lance Weaver

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rogers. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Mansueto

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rogers. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT M. LE BLANC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rogers. Their page shows their other deals.

The team behind the deals

BO
Sponsor group

Blue Owl

414 issuers · 769 filings · $170.47B reported sold · 2009–2026

One team, 414 deal companies. John Rogers is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN ROGERS.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JOHN ROGERS by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Rogers is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

blueowl.com ↗ found on Ryan Specialty Group, LLC (blueowl.com — same registered sponsor family (group "Blue Owl"); known from issuer CIK 1896019 (probe))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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