PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:53 AM ET

Sponsor Check › Person

John Rogan

Related person on Form D filings · address state as listed: MA · listed Apr 17, 2009 → Mar 24, 2016

1issuer
187Form D filings
2009–2016years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 156 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Mar 24, 2016 D
File 021-259964
$0$0$0None listed on this filing
EDGAR ↗Feb 18, 2016 D
File 021-257698
$0$0$0None listed on this filing
EDGAR ↗Dec 11, 2015 D
File 021-252899
$0$0$0None listed on this filing
EDGAR ↗Sep 2, 2015 D
File 021-246901
$0$0$0None listed on this filing
EDGAR ↗Aug 14, 2015 D
File 021-245826
$0$0$0None listed on this filing
EDGAR ↗Aug 14, 2015 D
File 021-245830
$0$0$0None listed on this filing
EDGAR ↗Jul 23, 2015 D
File 021-244332
$0$0$0None listed on this filing
EDGAR ↗Jul 23, 2015 D
File 021-244334
$0$0$0None listed on this filing
EDGAR ↗Jun 26, 2015 D
File 021-242597
$0$0$0None listed on this filing
EDGAR ↗Jun 15, 2015 D
File 021-241774
$0$0$0None listed on this filing
EDGAR ↗Mar 3, 2015 D
File 021-235051
$0$0$0None listed on this filing
EDGAR ↗Feb 23, 2015 D
File 021-234528
$0$0$0None listed on this filing
EDGAR ↗Dec 24, 2014 D
File 021-230849
$0$0$0None listed on this filing
EDGAR ↗Dec 24, 2014 D
File 021-230853
$0$0$0None listed on this filing
EDGAR ↗Dec 9, 2014 D
File 021-229734
$0$0$0None listed on this filing
EDGAR ↗Oct 23, 2014 D
File 021-227029
$0$0$0None listed on this filing
EDGAR ↗Aug 26, 2014 D
File 021-223624
$0$0$0None listed on this filing
EDGAR ↗Aug 18, 2014 D
File 021-223098
$0$0$0None listed on this filing
EDGAR ↗Aug 12, 2014 D
File 021-222756
$0$0$0None listed on this filing
EDGAR ↗Aug 12, 2014 D
File 021-222758
$0$0$0None listed on this filing
EDGAR ↗Jul 11, 2014 D
File 021-220863
$0$0$0None listed on this filing
EDGAR ↗Jul 3, 2014 D
File 021-220356
$0$0$0None listed on this filing
EDGAR ↗Jun 13, 2014 D
File 021-219134
$0$0$0None listed on this filing
EDGAR ↗May 27, 2014 D
File 021-218049
$0$0$0None listed on this filing
EDGAR ↗Oct 11, 2013 D
File 021-204444
$0$0$0None listed on this filing
EDGAR ↗Jul 11, 2013 D
File 021-199465
$0$0$0None listed on this filing
EDGAR ↗Jul 10, 2013 D
File 021-199363
$0$0$0None listed on this filing
EDGAR ↗Jul 9, 2013 D
File 021-199261
$0$0$0None listed on this filing
EDGAR ↗Jun 27, 2013 D
File 021-198745
$0$0$0None listed on this filing
EDGAR ↗Jun 12, 2013 D
File 021-197841
$0$0$0None listed on this filing
EDGAR ↗Jun 12, 2013 D
File 021-197891
$0$0$0None listed on this filing
EDGAR ↗May 30, 2013 D
File 021-197272
$0$0$0None listed on this filing
EDGAR ↗May 22, 2013 D
File 021-196893
$0$0$0None listed on this filing
EDGAR ↗May 22, 2013 D
File 021-196896
$0$0$0None listed on this filing
EDGAR ↗May 20, 2013 D
File 021-196721
$0$0$0None listed on this filing
EDGAR ↗Apr 30, 2013 D
File 021-195749
$0$0$0None listed on this filing
EDGAR ↗Apr 19, 2013 D
File 021-195294
$0$0$0None listed on this filing
EDGAR ↗Apr 18, 2013 D
File 021-195189
$0$0$0None listed on this filing
EDGAR ↗Apr 18, 2013 D
File 021-195190
$0$0$0None listed on this filing
EDGAR ↗Apr 16, 2013 D
File 021-195086
$0$0$0None listed on this filing
EDGAR ↗Apr 10, 2013 D
File 021-194803
$0$0$0None listed on this filing
EDGAR ↗Mar 27, 2013 D
File 021-194055
$0$0$0None listed on this filing
EDGAR ↗Mar 26, 2013 D
File 021-193887
$0$0$0None listed on this filing
EDGAR ↗Mar 25, 2013 D
File 021-193848
$0$0$0None listed on this filing
EDGAR ↗Mar 25, 2013 D
File 021-193851
$0$0$0None listed on this filing
EDGAR ↗Mar 25, 2013 D
File 021-193883
$0$0$0None listed on this filing
EDGAR ↗Feb 14, 2013 D
File 021-191902
$0$0$0None listed on this filing
EDGAR ↗Jan 31, 2013 D
File 021-191165
$0$0$0None listed on this filing
EDGAR ↗Jan 25, 2013 D
File 021-190773
$0$0$0None listed on this filing
EDGAR ↗Jan 17, 2013 D
File 021-190484
$0$0$0None listed on this filing
EDGAR ↗Jan 3, 2013 D
File 021-189353
$0$0$0None listed on this filing
EDGAR ↗Dec 20, 2012 D
File 021-188773
$0$0$0None listed on this filing
EDGAR ↗Dec 20, 2012 D
File 021-188775
$0$0$0None listed on this filing
EDGAR ↗Dec 18, 2012 D
File 021-188544
$0$0$0None listed on this filing
EDGAR ↗Dec 14, 2012 D
File 021-188397
$0$0$0None listed on this filing
EDGAR ↗Dec 14, 2012 D
File 021-188399
$0$0$0None listed on this filing
EDGAR ↗Nov 27, 2012 D
File 021-187495
$0$0$0None listed on this filing
EDGAR ↗Nov 13, 2012 D
File 021-186888
$0$0$0None listed on this filing
EDGAR ↗Nov 7, 2012 D
File 021-186644
$0$0$0None listed on this filing
EDGAR ↗Oct 17, 2012 D
File 021-185690
$0$0$0None listed on this filing
EDGAR ↗Oct 1, 2012 D
File 021-184852
$0$0$0None listed on this filing
EDGAR ↗Sep 11, 2012 D
File 021-183949
$0$0$0None listed on this filing
EDGAR ↗Aug 27, 2012 D
File 021-183292
$0$0$0None listed on this filing
EDGAR ↗Aug 23, 2012 D
File 021-183167
$0$0$0None listed on this filing
EDGAR ↗Aug 23, 2012 D
File 021-183170
$0$0$0None listed on this filing
EDGAR ↗Aug 21, 2012 D
File 021-183033
$0$0$0None listed on this filing
EDGAR ↗Aug 20, 2012 D
File 021-182981
$0$0$0None listed on this filing
EDGAR ↗Aug 10, 2012 D
File 021-182523
$0$0$0None listed on this filing
EDGAR ↗Aug 6, 2012 D
File 021-182245
$0$0$0None listed on this filing
EDGAR ↗Aug 6, 2012 D
File 021-182247
$0$0$0None listed on this filing
EDGAR ↗Jul 27, 2012 D
File 021-181908
$0$0$0None listed on this filing
EDGAR ↗Jun 28, 2012 D
File 021-180465
$0$0$0None listed on this filing
EDGAR ↗Jun 28, 2012 D
File 021-180469
$0$0$0None listed on this filing
EDGAR ↗May 22, 2012 D
File 021-178639
$0$0$0None listed on this filing
EDGAR ↗May 22, 2012 D
File 021-178644
$0$0$0None listed on this filing
EDGAR ↗May 3, 2012 D
File 021-177616
$0$0$0None listed on this filing
EDGAR ↗Apr 24, 2012 D
File 021-177169
$0$0$0None listed on this filing
EDGAR ↗Apr 17, 2012 D
File 021-176857
$0$0$0None listed on this filing
EDGAR ↗Apr 4, 2012 D
File 021-176158
$0$0$0None listed on this filing
EDGAR ↗Apr 4, 2012 D
File 021-176160
$0$0$0None listed on this filing
EDGAR ↗Mar 22, 2012 D
File 021-175376
$0$0$0None listed on this filing
EDGAR ↗Mar 14, 2012 D
File 021-174943
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2012 D
File 021-174279
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2012 D
File 021-174305
$0$0$0None listed on this filing
EDGAR ↗Feb 16, 2012 D
File 021-173608
$0$0$0None listed on this filing
EDGAR ↗Feb 8, 2012 D
File 021-173107
$0$0$0None listed on this filing
EDGAR ↗Feb 7, 2012 D
File 021-172983
$0$0$0None listed on this filing
EDGAR ↗Jan 19, 2012 D
File 021-172161
$0$0$0None listed on this filing
EDGAR ↗Jan 4, 2012 D
File 021-171175
$0$0$0None listed on this filing
EDGAR ↗Jan 4, 2012 D
File 021-171176
$0$0$0None listed on this filing
EDGAR ↗Dec 16, 2011 D
File 021-170239
$0$0$0None listed on this filing
EDGAR ↗Dec 5, 2011 D
File 021-169627
$0$0$0None listed on this filing
EDGAR ↗Oct 24, 2011 D
File 021-167736
$0$0$0None listed on this filing
EDGAR ↗Oct 19, 2011 D
File 021-167513
$0$0$0None listed on this filing
EDGAR ↗Oct 18, 2011 D
File 021-167472
$0$0$0None listed on this filing
EDGAR ↗Sep 15, 2011 D
File 021-165932
$0$0$0None listed on this filing
EDGAR ↗Sep 13, 2011 D
File 021-165770
$0$0$0None listed on this filing
EDGAR ↗Sep 6, 2011 D
File 021-165388
$0$0$0None listed on this filing
EDGAR ↗Sep 6, 2011 D
File 021-165392
$0$0$0None listed on this filing
EDGAR ↗Aug 25, 2011 D
File 021-164947
$0$0$0None listed on this filing
EDGAR ↗Aug 1, 2011 D
File 021-163741
$0$0$0None listed on this filing
EDGAR ↗Aug 1, 2011 D
File 021-163753
$0$0$0None listed on this filing
EDGAR ↗Aug 1, 2011 D
File 021-163758
$0$0$0None listed on this filing
EDGAR ↗Jul 19, 2011 D
File 021-163117
$0$0$0None listed on this filing
EDGAR ↗Jul 19, 2011 D
File 021-163118
$0$0$0None listed on this filing
EDGAR ↗Jul 18, 2011 D
File 021-163044
$0$0$0None listed on this filing
EDGAR ↗Jun 15, 2011 D
File 021-161313
$0$0$0None listed on this filing
EDGAR ↗Jun 15, 2011 D
File 021-161314
$0$0$0None listed on this filing
EDGAR ↗Jun 9, 2011 D
File 021-161025
$0$0$0None listed on this filing
EDGAR ↗Jun 6, 2011 D
File 021-160840
$0$0$0None listed on this filing
EDGAR ↗Jun 6, 2011 D
File 021-160841
$0$0$0None listed on this filing
EDGAR ↗May 23, 2011 D
File 021-160216
$0$0$0None listed on this filing
EDGAR ↗May 18, 2011 D
File 021-160019
$0$0$0None listed on this filing
EDGAR ↗May 10, 2011 D
File 021-159527
$0$0$0None listed on this filing
EDGAR ↗Apr 25, 2011 D
File 021-158842
$0$0$0None listed on this filing
EDGAR ↗Apr 8, 2011 D
File 021-158057
$0$0$0None listed on this filing
EDGAR ↗Apr 8, 2011 D
File 021-158058
$0$0$0None listed on this filing
EDGAR ↗Mar 30, 2011 D
File 021-157572
$0$0$0None listed on this filing
EDGAR ↗Mar 30, 2011 D
File 021-157574
$0$0$0None listed on this filing
EDGAR ↗Mar 25, 2011 D
File 021-157352
$0$0$0None listed on this filing
EDGAR ↗Mar 25, 2011 D
File 021-157353
$0$0$0None listed on this filing
EDGAR ↗Mar 4, 2011 D
File 021-156199
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2011 D
File 021-156096
$0$0$0None listed on this filing
EDGAR ↗Feb 23, 2011 D
File 021-155743
$0$0$0None listed on this filing
EDGAR ↗Feb 23, 2011 D
File 021-155747
$0$0$0None listed on this filing
EDGAR ↗Feb 23, 2011 D
File 021-155752
$0$0$0None listed on this filing
EDGAR ↗Feb 15, 2011 D
File 021-155385
$0$0$0None listed on this filing
EDGAR ↗Jan 31, 2011 D
File 021-154612
$0$0$0None listed on this filing
EDGAR ↗Jan 31, 2011 D
File 021-154613
$0$0$0None listed on this filing
EDGAR ↗Jan 20, 2011 D
File 021-154097
$0$0$0None listed on this filing
EDGAR ↗Jan 20, 2011 D
File 021-154099
$0$0$0None listed on this filing
EDGAR ↗Jan 20, 2011 D
File 021-154103
$0$0$0None listed on this filing
EDGAR ↗Jan 14, 2011 D
File 021-153799
$0$0$0None listed on this filing
EDGAR ↗Jan 10, 2011 D
File 021-153298
$0$0$0None listed on this filing
EDGAR ↗Jan 5, 2011 D
File 021-153058
$0$0$0None listed on this filing
EDGAR ↗Dec 23, 2010 D
File 021-152438
$0$0$0None listed on this filing
EDGAR ↗Dec 23, 2010 D
File 021-152440
$0$0$0None listed on this filing
EDGAR ↗Dec 16, 2010 D
File 021-152042
$0$0$0None listed on this filing
EDGAR ↗Dec 15, 2010 D
File 021-151908
$0$0$0None listed on this filing
EDGAR ↗Dec 6, 2010 D
File 021-151415
$0$0$0None listed on this filing
EDGAR ↗Nov 3, 2010 D
File 021-149954
$0$0$0None listed on this filing
EDGAR ↗Nov 3, 2010 D
File 021-149972
$0$0$0None listed on this filing
EDGAR ↗Oct 21, 2010 D/A
File 021-148038
$0$0$0None listed on this filing
EDGAR ↗Oct 6, 2010 D
File 021-148658
$0$0$0None listed on this filing
EDGAR ↗Sep 21, 2010 D
File 021-148010
$0$0$0None listed on this filing
EDGAR ↗Sep 3, 2010 D
File 021-147298
$0$0$0N/A no CRD number reported
EDGAR ↗Aug 27, 2010 D
File 021-147008
$0$0$0N/A no CRD number reported
EDGAR ↗Aug 10, 2010 D
File 021-146184
$0$0$0N/A no CRD number reported
EDGAR ↗Jul 15, 2010 D
File 021-145051
$0$0$0N/A no CRD number reported
EDGAR ↗Jun 25, 2010 D
File 021-144056
$0$0$0N/A no CRD number reported
EDGAR ↗Jun 3, 2010 D
File 021-142942
$0$0$0N/A no CRD number reported
EDGAR ↗May 24, 2010 D
File 021-142459
$0$0$0N/A no CRD number reported
EDGAR ↗Apr 30, 2010 D
File 021-141344
$0$0$0N/A no CRD number reported
EDGAR ↗Apr 30, 2010 D
File 021-141348
$0$0$0N/A no CRD number reported
EDGAR ↗Apr 12, 2010 D
File 021-140430
$0$0$0N/A no CRD number reported
EDGAR ↗Apr 6, 2010 D
File 021-127039
$0$0$0N/A no CRD number reported

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 24, 2016D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 18, 2016D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 11, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 2, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 14, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 14, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 23, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 23, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 26, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 15, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 3, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 23, 2015D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 24, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 24, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 9, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 23, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 26, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 18, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 12, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5000
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 12, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 11, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 3, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 13, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 27, 2014D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 11, 2013D$2,500
similar: $2,144,500–$20,220,000
$2,5001
similar: 2–24
$2,500
similar: $10,000–$100,000
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 11, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 10, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 9, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 27, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 12, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 12, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 30, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 22, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 22, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 20, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 30, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 19, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 18, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 18, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 16, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 10, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 27, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 26, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 25, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 25, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 25, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 14, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 31, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 25, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 17, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 3, 2013D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 20, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 20, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 18, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 14, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 14, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorNov 27, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorNov 13, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorNov 7, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 17, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 1, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 11, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 27, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 23, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 23, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 21, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 20, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 10, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 6, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 6, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 27, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 28, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 28, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 22, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 22, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 3, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 24, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 17, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 4, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 4, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 22, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 14, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 2, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 2, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 16, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 8, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 7, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 19, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 4, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 4, 2012D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 16, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 5, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 24, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 19, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 18, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 15, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 13, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 6, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 6, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 25, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 1, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 1, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 1, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 19, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 19, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 18, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 15, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 15, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 9, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 6, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 6, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 23, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 18, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 10, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 25, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 8, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 8, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 30, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 30, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 25, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 25, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 4, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirector
Has the power and authority of a Manager.
Mar 2, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 23, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 23, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 23, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 15, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 31, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 31, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 20, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 20, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 20, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 14, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 10, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 5, 2011D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 23, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 23, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 16, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 15, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 6, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorNov 3, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorNov 3, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 21, 2010D/A$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 6, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 22, 2010D$2,500$2,5000$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 21, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 3, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 27, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorAug 10, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 15, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 25, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 3, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 24, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 30, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 30, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 12, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 6, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 19, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 19, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 11, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMar 10, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 24, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 24, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 12, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 4, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorFeb 4, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJan 22, 2010D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 22, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorDec 4, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorNov 19, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorNov 12, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorNov 6, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 16, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 15, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 2, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorOct 2, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 11, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 11, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 11, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorSep 1, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 21, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJul 10, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 19, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 12, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorJun 12, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorMay 19, 2009D$2,500$2,5001$2,500
EDGAR ↗MMLISI FINANCIAL ALLIANCES LLCDirectorApr 17, 2009D$2,500$2,5001$2,500

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 15 names on the same filings (0 management entities, 15 people)

People and management entities the issuers listed as related persons on the same Form D filings as John Rogan. Source: the EDGAR rows in the table above.

  • Jeffrey M. Sajdak — 187 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Robert S. Rosenthal — 187 shared filings (1 issuer) · role as listed: Executive Officer
  • John A. Vaccaro — 187 shared filings (1 issuer) · role as listed: Director
  • Diana Perlman — 102 shared filings (1 issuer) · role as listed: Executive Officer
  • William H. McCauley, Jr. — 98 shared filings (1 issuer) · role as listed: Executive Officer
  • Susan Scanlon — 78 shared filings (1 issuer) · role as listed: Executive Officer
  • Nathan Hall — 71 shared filings (1 issuer) · role as listed: Executive Officer
  • Edward Youmell — 37 shared filings (1 issuer) · role as listed: Executive Officer
  • John Carlson — 35 shared filings (1 issuer) · role as listed: Director
  • William Monroe — 31 shared filings (1 issuer) · role as listed: Executive Officer
  • Burvin P. Pugh — 20 shared filings (1 issuer) · role as listed: Director
  • Lise Hicks — 20 shared filings (1 issuer) · role as listed: Director
  • Peter Lahaie — 11 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Scott Rich — 11 shared filings (1 issuer) · role as listed: Director
  • Cindy Andrade — 7 shared filings (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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