Sponsor Check › Person
Related person on Form D filings · address state as listed: MA · listed Apr 17, 2009 → Mar 24, 2016
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 156 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 24, 2016 D File 021-259964 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 18, 2016 D File 021-257698 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2015 D File 021-252899 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 2, 2015 D File 021-246901 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 14, 2015 D File 021-245826 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 14, 2015 D File 021-245830 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 23, 2015 D File 021-244332 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 23, 2015 D File 021-244334 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 26, 2015 D File 021-242597 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2015 D File 021-241774 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2015 D File 021-235051 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2015 D File 021-234528 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 24, 2014 D File 021-230849 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 24, 2014 D File 021-230853 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 9, 2014 D File 021-229734 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 23, 2014 D File 021-227029 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 26, 2014 D File 021-223624 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 18, 2014 D File 021-223098 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 12, 2014 D File 021-222756 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 12, 2014 D File 021-222758 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 11, 2014 D File 021-220863 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 3, 2014 D File 021-220356 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2014 D File 021-219134 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2014 D File 021-218049 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 11, 2013 D File 021-204444 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 11, 2013 D File 021-199465 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 10, 2013 D File 021-199363 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 9, 2013 D File 021-199261 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 27, 2013 D File 021-198745 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 12, 2013 D File 021-197841 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 12, 2013 D File 021-197891 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 30, 2013 D File 021-197272 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 22, 2013 D File 021-196893 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 22, 2013 D File 021-196896 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 20, 2013 D File 021-196721 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 30, 2013 D File 021-195749 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2013 D File 021-195294 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 18, 2013 D File 021-195189 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 18, 2013 D File 021-195190 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 16, 2013 D File 021-195086 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 10, 2013 D File 021-194803 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 27, 2013 D File 021-194055 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 26, 2013 D File 021-193887 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 25, 2013 D File 021-193848 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 25, 2013 D File 021-193851 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 25, 2013 D File 021-193883 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 14, 2013 D File 021-191902 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 31, 2013 D File 021-191165 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 25, 2013 D File 021-190773 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 17, 2013 D File 021-190484 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 3, 2013 D File 021-189353 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 20, 2012 D File 021-188773 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 20, 2012 D File 021-188775 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 18, 2012 D File 021-188544 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 14, 2012 D File 021-188397 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 14, 2012 D File 021-188399 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 27, 2012 D File 021-187495 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 13, 2012 D File 021-186888 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 7, 2012 D File 021-186644 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 17, 2012 D File 021-185690 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 1, 2012 D File 021-184852 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 11, 2012 D File 021-183949 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 27, 2012 D File 021-183292 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 23, 2012 D File 021-183167 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 23, 2012 D File 021-183170 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 21, 2012 D File 021-183033 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 20, 2012 D File 021-182981 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 10, 2012 D File 021-182523 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 6, 2012 D File 021-182245 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 6, 2012 D File 021-182247 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 27, 2012 D File 021-181908 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 28, 2012 D File 021-180465 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 28, 2012 D File 021-180469 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 22, 2012 D File 021-178639 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 22, 2012 D File 021-178644 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 3, 2012 D File 021-177616 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 24, 2012 D File 021-177169 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 17, 2012 D File 021-176857 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 4, 2012 D File 021-176158 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 4, 2012 D File 021-176160 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 22, 2012 D File 021-175376 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 14, 2012 D File 021-174943 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2012 D File 021-174279 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2012 D File 021-174305 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 16, 2012 D File 021-173608 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 8, 2012 D File 021-173107 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 7, 2012 D File 021-172983 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 19, 2012 D File 021-172161 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 4, 2012 D File 021-171175 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 4, 2012 D File 021-171176 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 16, 2011 D File 021-170239 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 5, 2011 D File 021-169627 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 24, 2011 D File 021-167736 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 19, 2011 D File 021-167513 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 18, 2011 D File 021-167472 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 15, 2011 D File 021-165932 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 13, 2011 D File 021-165770 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 6, 2011 D File 021-165388 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 6, 2011 D File 021-165392 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 25, 2011 D File 021-164947 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 1, 2011 D File 021-163741 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 1, 2011 D File 021-163753 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 1, 2011 D File 021-163758 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 19, 2011 D File 021-163117 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 19, 2011 D File 021-163118 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 18, 2011 D File 021-163044 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2011 D File 021-161313 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2011 D File 021-161314 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 9, 2011 D File 021-161025 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 6, 2011 D File 021-160840 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 6, 2011 D File 021-160841 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 23, 2011 D File 021-160216 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 18, 2011 D File 021-160019 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 10, 2011 D File 021-159527 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 25, 2011 D File 021-158842 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 8, 2011 D File 021-158057 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 8, 2011 D File 021-158058 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 30, 2011 D File 021-157572 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 30, 2011 D File 021-157574 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 25, 2011 D File 021-157352 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 25, 2011 D File 021-157353 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 4, 2011 D File 021-156199 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2011 D File 021-156096 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2011 D File 021-155743 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2011 D File 021-155747 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2011 D File 021-155752 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 15, 2011 D File 021-155385 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 31, 2011 D File 021-154612 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 31, 2011 D File 021-154613 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 20, 2011 D File 021-154097 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 20, 2011 D File 021-154099 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 20, 2011 D File 021-154103 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 14, 2011 D File 021-153799 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 10, 2011 D File 021-153298 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 5, 2011 D File 021-153058 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 23, 2010 D File 021-152438 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 23, 2010 D File 021-152440 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 16, 2010 D File 021-152042 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 15, 2010 D File 021-151908 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 6, 2010 D File 021-151415 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 3, 2010 D File 021-149954 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 3, 2010 D File 021-149972 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 21, 2010 D/A File 021-148038 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 6, 2010 D File 021-148658 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 21, 2010 D File 021-148010 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 3, 2010 D File 021-147298 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Aug 27, 2010 D File 021-147008 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Aug 10, 2010 D File 021-146184 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Jul 15, 2010 D File 021-145051 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Jun 25, 2010 D File 021-144056 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Jun 3, 2010 D File 021-142942 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | May 24, 2010 D File 021-142459 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Apr 30, 2010 D File 021-141344 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Apr 30, 2010 D File 021-141348 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Apr 12, 2010 D File 021-140430 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Apr 6, 2010 D File 021-127039 | $0 | $0 | $0 | N/A no CRD number reported |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 24, 2016 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 18, 2016 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 11, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 2, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 14, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 14, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 23, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 23, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 26, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 15, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 3, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 23, 2015 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 24, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 24, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 9, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 23, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 26, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 18, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 12, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 0 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 12, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 11, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 3, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 13, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 27, 2014 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 11, 2013 | D | $2,500 similar: $2,144,500–$20,220,000 | $2,500 | 1 similar: 2–24 | $2,500 similar: $10,000–$100,000 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 11, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 10, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 9, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 27, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 12, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 12, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 30, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 22, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 22, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 20, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 30, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 19, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 18, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 18, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 16, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 10, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 27, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 26, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 25, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 25, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 25, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 14, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 31, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 25, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 17, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 3, 2013 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 20, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 20, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 18, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 14, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 14, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Nov 27, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Nov 13, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Nov 7, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 17, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 1, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 11, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 27, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 23, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 23, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 21, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 20, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 10, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 6, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 6, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 27, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 28, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 28, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 22, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 22, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 3, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 24, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 17, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 4, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 4, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 22, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 14, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 2, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 2, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 16, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 8, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 7, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 19, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 4, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 4, 2012 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 16, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 5, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 24, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 19, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 18, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 15, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 13, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 6, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 6, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 25, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 1, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 1, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 1, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 19, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 19, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 18, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 15, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 15, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 9, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 6, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 6, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 23, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 18, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 10, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 25, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 8, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 8, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 30, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 30, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 25, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 25, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 4, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director Has the power and authority of a Manager. | Mar 2, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 23, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 23, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 23, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 15, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 31, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 31, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 20, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 20, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 20, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 14, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 10, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 5, 2011 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 23, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 23, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 16, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 15, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 6, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Nov 3, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Nov 3, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 21, 2010 | D/A | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 6, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 22, 2010 | D | $2,500 | $2,500 | 0 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 21, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 3, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 27, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Aug 10, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 15, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 25, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 3, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 24, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 30, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 30, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 12, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 6, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 19, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 19, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 11, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Mar 10, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 24, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 24, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 12, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 4, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Feb 4, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jan 22, 2010 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 22, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Dec 4, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Nov 19, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Nov 12, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Nov 6, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 16, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 15, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 2, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Oct 2, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 11, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 11, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 11, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Sep 1, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 21, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jul 10, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 19, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 12, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Jun 12, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | May 19, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
| EDGAR ↗ | MMLISI FINANCIAL ALLIANCES LLC | Director | Apr 17, 2009 | D | $2,500 | $2,500 | 1 | $2,500 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as John Rogan. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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