Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:01 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

John Riggan

Named as an officer, director or promoter on SEC Form D filings · PA · Oct 1, 2014 → Oct 14, 2014

1deal (issuers)

$1Mreported sold

1investors

3Form D filings

2014year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Riggan is listed as a director on 3 SEC Form D filings by 1 issuer in Oct 2014: Innovare Finance PCC (Ebene, Mauritius (as filed: O4) — other banking and financial services — 2014; $1M reported sold to 1 investors).

What this means One deal on file with the SEC, filed Oct 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David E Resnik (3 shared filings), Mary Jane Potter (3 shared filings), Poonam Keenoo-Seegoolam (3 shared filings), Bishwarnath Bachun (2 shared filings), E Mauritius International Trust Company Limited (2 shared filings, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for John Riggan and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Address moved from Ebene, Mauritius (as filed: O4) to Spring City, PA; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Riggan has not run yet — it is joining a line of 4,420 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 open, 1 closed (disposition not in docket feed), 1 dismissed

Mountain Valley Pipeline, LLC v. 7.47 Acres of Land, Owned by Janette L. Riggan and Marsha E. Frith F/K/A Marsha F. Fernandez, Trustees of the Mary R. Frith 2004 Revocable Trust Under the Terms of a Certain Living Trust Agreement Dat open

District Court, W.D. Virginia · No. 4:22-cv-00078 · Filed Jun 22, 2022

Role of 7.47 Acres of Land, Owned by Janette L. Riggan and Marsha E. Frith F/K/A Marsha F. Fernandez, Trustees of the Mary R. Frith 2004 Revocable Trust Under the Terms of a Certain Living Trust Agreement Dat: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); different first name (janette); court in VA (not a filing state)

RIGGAN v. JANSSEN PHARMACEUTICALS INC f/k/a ORTHO-MCNEIL-JANSSEN PHARMACEUTICAL LLC f/k/a/ JANSSEN PHARMACEUTICA INC closed

District Court, D. New Jersey · No. 2:22-cv-01649 · Filed Mar 24, 2022 · Closed Jul 3, 2024

Role of RIGGAN: Plaintiff · Outcome: Terminated 2024-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); surname only in the caption; court in NJ (not a filing state)

DAVEL COMMUNICATIONS INC v. RIGGAN, LEWIS JR ! dismissed

District Court, S.D. Indiana · No. 1:00-cv-00342 · Filed Feb 28, 2000 · Closed Dec 15, 2000 · Nature of suit: 190 Other contract actions

Role of RIGGAN, LEWIS JR !: Defendant · Outcome: Terminated 2000-12-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); different first name (lewis); court in IN (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Riggan..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Chase Bank USA, N.A. v. Riggan closed

United States Bankruptcy Court, E.D. Texas · No. 10-06035 · Filed Dec 28, 2010 · Closed Jan 26, 2011

Role of Riggan: Defendant · Outcome: Case closed 2011-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); surname only in the caption; court in TX (not a filing state)

Riggan Construction Company, Inc. closed

United States Bankruptcy Court, M.D. Florida · No. 3:06-bk-02496 · Filed Aug 18, 2006 · Closed Apr 27, 2007

Role of Riggan Construction Company, Inc.: Debtor · Outcome: Case closed 2007-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); surname only in the caption; court in FL (not a filing state)

John Allen Joyner and Pamela Riggan Joyner closed

United States Bankruptcy Court, M.D. Florida · No. 3:05-bk-04315 · Filed Apr 25, 2005 · Closed Sep 20, 2005

Role of John Allen Joyner and Pamela Riggan Joyner: Debtor · Outcome: Case closed 2005-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); different first name (pamela); court in FL (not a filing state)

John D. Riggan and Jennifer R. Riggan closed

United States Bankruptcy Court, S.D. Georgia · No. 04-41319 · Filed Apr 29, 2004 · Closed Aug 11, 2005

Role of John D. Riggan and Jennifer R. Riggan: Debtor · Outcome: Case closed 2005-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); first name matches; court in GA (not a filing state)

John David Riggan and Shannon Baynor Riggan closed

United States Bankruptcy Court, E.D. North Carolina · No. 02-09273 · Filed Nov 5, 2002 · Closed Apr 24, 2006

Role of John David Riggan and Shannon Baynor Riggan: Debtor · Outcome: Case closed 2006-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); different first name (david); court in NC (not a filing state)

John David Riggan and Shannon Baynor Riggan closed

United States Bankruptcy Court, E.D. North Carolina · No. 02-05508 · Filed Jul 3, 2002 · Closed Dec 19, 2002

Role of John David Riggan and Shannon Baynor Riggan: Debtor · Outcome: Case closed 2002-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); different first name (david); court in NC (not a filing state)

LAURA A RIGGAN-BLACK closed

United States Bankruptcy Court, E.D. Washington · No. 01-02067 · Filed Mar 15, 2001 · Closed Jun 27, 2001

Role of LAURA A RIGGAN-BLACK: Debtor · Outcome: Case closed 2001-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); different first name (laura); court in WA (not a filing state)

Paul Leslie Scott and Brenda Riggan Scott closed

United States Bankruptcy Court, D. South Carolina · No. 00-06168 · Filed Jul 18, 2000 · Closed Dec 13, 2000

Role of Paul Leslie Scott and Brenda Riggan Scott: Debtor · Outcome: Case closed 2000-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); different first name (brenda); court in SC (not a filing state)

John Robert Riggan closed

United States Bankruptcy Court, E.D. Virginia · No. 00-33047 · Filed May 24, 2000 · Closed Sep 5, 2000

Role of John Robert Riggan: Debtor · Outcome: Case closed 2000-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 20 federal dockets); different first name (robert); court in VA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for John Riggan (compared 3 filings on Oct 24, 2026)

Note · Sep 18, 2014 – Oct 14, 2014

No amendment in the last 12 months on an offering that may still be open — Innovare Finance PCC (latest filing Oct 14, 2014)

The latest filing for this offering is dated Oct 14, 2014 (first sale Sep 18, 2014). It reports $1,000,000 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 14, 2014 ↗Innovare Finance PCC — PartnerFacts page ↗

Sources

Form D/A · Oct 14, 2014 ↗ (Oct 14, 2014)
Innovare Finance PCC — PartnerFacts page ↗ (Oct 14, 2014)

Note · Oct 8, 2014 – Oct 14, 2014

Address moved from Ebene, Mauritius (as filed: O4) to Spring City, PA — Innovare Finance PCC

The people listed on the Oct 8, 2014 filing give Ebene, Mauritius (as filed: O4); on the Oct 14, 2014 filing they give Spring City, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Oct 8, 2014 ↗Form D/A · Oct 14, 2014 ↗Innovare Finance PCC — PartnerFacts page ↗

Sources

Form D/A · Oct 8, 2014 ↗ (Oct 8, 2014)
Form D/A · Oct 14, 2014 ↗ (Oct 14, 2014)
Innovare Finance PCC — PartnerFacts page ↗ (Oct 14, 2014)

Note · Oct 1, 2014 – Oct 8, 2014

Address moved from Spring City, PA to Ebene, Mauritius (as filed: O4) — Innovare Finance PCC

The people listed on the Oct 1, 2014 filing give Spring City, PA; on the Oct 8, 2014 filing they give Ebene, Mauritius (as filed: O4).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Oct 1, 2014 ↗Form D/A · Oct 8, 2014 ↗Innovare Finance PCC — PartnerFacts page ↗

Sources

Form D · Oct 1, 2014 ↗ (Oct 1, 2014)
Form D/A · Oct 8, 2014 ↗ (Oct 8, 2014)
Innovare Finance PCC — PartnerFacts page ↗ (Oct 14, 2014)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $400,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 14, 2014 D/A Innovare Finance PCC File 021-225629	$0	$0	$400,000 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Riggan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services

Innovare Finance PCC

Ebene, Mauritius (as filed: O4) · Oct 1, 2014 → Oct 14, 2014 · 3 filings

Oct 14, 2014 · D/A · $1,000,000 sold of $4,000,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗
Oct 8, 2014 · D/A · $1,000,000 sold of $4,000,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗
Oct 1, 2014 · D · $1,000,000 sold of $4,000,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗

Raised $1M from 1 investor (25% of the $4M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around John 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity