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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:09 AM ET

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John Peine

Named as an officer, director or promoter on SEC Form D filings · MN · Jul 22, 2019 → Jun 21, 2021

1deal (issuers)
$500Kreported sold
11investors
2Form D filings
2019–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Peine is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jul 2019 and Jun 2021: Friska, LLC (Minneapolis, MN — retailing — 2019–2021; $500K reported sold to 11 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for John Peine has not run yet — it is joining a line of 7,962 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 dismissed

Gunapt Development, L.L.C. v. Peine Lakes, L.P. closed
District Court, E.D. Missouri · No. 4:20-cv-01778 · Filed Dec 15, 2020 · Closed Feb 15, 2023 · Nature of suit: Contract: Other · Cause: 28:1441 Petition for Removal- Breach of Contract
Role of Peine Lakes, L.P.: Defendant · Outcome: Terminated 2023-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in MO (not a filing state)
Gavilon Fertilizer LLC v. Peine Inc dismissed
District Court, C.D. Illinois · No. 1:09-cv-01390 · Filed Nov 23, 2009 · Closed Sep 9, 2011 · Nature of suit: 190 Other contract actions
Role of Peine Inc: Defendant · Outcome: Terminated 2011-09-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in IL (not a filing state)
Aid Association for Lutherans v. Peine closed
District Court, W.D. Missouri · No. 4:00-cv-00619 · Filed Jun 20, 2000 · Closed Aug 30, 2001
Role of Peine: Defendant · Outcome: Terminated 2001-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in MO (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Peine..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Shane A. Ross and Samantha S. Peine closed
United States Bankruptcy Court, S.D. Iowa · No. 13-03004 · Filed Oct 30, 2013 · Closed Feb 12, 2014
Role of Shane A. Ross and Samantha S. Peine: Debtor · Outcome: Case closed 2014-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); different first name (samantha); court in IA (not a filing state)
Discover Bank, issuer of the Discover Card v. Peine closed
United States Bankruptcy Court, E.D. Washington · No. 07-80035 · Filed Apr 13, 2007 · Closed May 14, 2007
Role of Peine: Defendant · Outcome: Case closed 2007-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in WA (not a filing state)
Derek Christopher Peine and Joanna Fielder Peine closed
United States Bankruptcy Court, W.D. North Carolina · No. 06-31036 · Filed Jun 30, 2006 · Closed Oct 4, 2006
Role of Derek Christopher Peine and Joanna Fielder Peine: Debtor · Outcome: Case closed 2006-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); different first name (christopher); court in NC (not a filing state)
Stephen Peine Johnson closed
United States Bankruptcy Court, W.D. Washington · No. 06-11296 · Filed May 1, 2006 · Closed Nov 24, 2006
Role of Stephen Peine Johnson: Debtor · Outcome: Case closed 2006-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); different first name (stephen); court in WA (not a filing state)
Richard C. Breeden, Esq. v. Peine closed
United States Bankruptcy Court, N.D. New York · No. 98-59183 · Filed Mar 26, 1998 · Closed Jun 14, 2000
Role of Peine: Defendant · Outcome: Case closed 2000-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
Richard C. Breeden, Esq. v. Peine closed
United States Bankruptcy Court, N.D. New York · No. 98-56909 · Filed Mar 26, 1998 · Closed May 11, 2000
Role of Peine: Defendant · Outcome: Case closed 2000-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
Richard C. Breeden, Esq. v. Peine closed
United States Bankruptcy Court, N.D. New York · No. 98-50625 · Filed Mar 25, 1998 · Closed Mar 16, 2000
Role of Peine: Defendant · Outcome: Case closed 2000-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
Fcc National Bank/first Card v. Peine closed
United States Bankruptcy Court, C.D. California · No. 1:97-ap-01660 · Filed Jul 10, 1997 · Closed Nov 21, 1997
Role of Peine: Defendant · Outcome: Case closed 1997-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for John Peine (compared 2 filings on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 21, 2021 D/A
Friska, LLC
File 021-344769
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Peine on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

F
Retailing

Friska, LLC

Minneapolis, MN · Jul 22, 2019 → Jun 21, 2021 · 2 filings
  • Jun 21, 2021 · D/A · $500,000 sold of $500,000 · 11 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jul 22, 2019 · D · $500,000 sold of $500,000 · 11 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $500K from 11 investors (100% of the $500K target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around John 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

The team behind the deals

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Peine by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Peine is listed on: none on file. No website or social profile named in Friska, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #189,183 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Minneapolis, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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