John Warner is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 4 issuers between Aug 2011 and Oct 2019: Accessible Diagnostics LLC (Columbia, SC — other health care — 2017–2019; $219K reported sold to 9 investors), Concepts to Companies LLC (Greer, SC — pooled investment fund — 2015), InnoVenture 2012 Investors LP (Greenville, SC — industry reported as "Other" — 2012) and Hoowaki, LLC (Greenville, SC — other technology — 2011).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $219K sold in total.
2 of the issuers belong to the sponsor group Sage (3 issuers, $9.87M reported sold, 2009–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Sage has 3 companies on file and $9.87M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for John Warner and found 7 differences: John Warner's role changed at Accessible Diagnostics LLC: executive officer, director, promoter → executive officer; John Warner's role changed at Accessible Diagnostics LLC: executive officer, director → executive officer, director, promoter; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.