PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:45 AM ET

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John Oxaal

Named as an officer, director or promoter on SEC Form D filings · CA, TX, NC · Dec 30, 2013 → Jan 10, 2025

7deals (issuers)
$106.5Mreported sold
124investors
30Form D filings
2013–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Oxaal is listed as an executive officer and director on 30 SEC Form D filings by 7 issuers between Apr 2009 and Jan 2025. Largest by amount reported sold: LUXTERA INC (Carlsbad, CA — other technology — 2009–2014; $37.4M reported sold to 26 investors), METABOLON, INC (Durham, NC — other health care — 2009–2025; $30M reported sold to 15 investors), Airwavz Solutions, Inc. (Charlotte, NC — other technology — 2015–2021; $19.5M reported sold to 43 investors), ASTUTE NETWORKS INC (San Diego, CA — computers — 2009; $7.26M reported sold to 15 investors), Element Genomics, Inc. (Durham, NC — other health care — 2016; $4.85M reported sold to 11 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $106.5M sold in total.

Listed alongside John A. Ryals (10 shared filings), C. Thomas Caskey (9 shared filings), Mark Horinko (8 shared filings), David Pierson (6 shared filings), Michael Gutschmit (6 shared filings) and 69 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 30 public filings for John Oxaal and found 13 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Oxaal has not run yet — it is joining a line of 20,093 names; searches run around the clock at the hosts' allowed rate. Searched so far: 209 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Oxaal..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for John Oxaal — 4 worth asking about (compared 30 filings on Oct 24, 2026)

Worth asking · Jul 1, 2009 – Nov 5, 2009

Amount sold went down between filings — METABOLON, INC

The Jul 1, 2009 filing says $6,273,642 sold; the Nov 5, 2009 Form D says $6,076,362 sold — $197,280 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 1, 2009 ↗Form D (later) · Nov 5, 2009 ↗METABOLON, INC — PartnerFacts page ↗
Sources
Worth asking · Jul 1, 2009 – Nov 5, 2009

Investor count went down between filings — METABOLON, INC

The Jul 1, 2009 filing reports 7 investors; the Nov 5, 2009 Form D reports 5 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 1, 2009 ↗Form D (later) · Nov 5, 2009 ↗METABOLON, INC — PartnerFacts page ↗
Sources
Worth asking · Dec 30, 2013

Paid seller listed without a CRD number: WB Resources, LLC — METABOLON, INC

WB Resources, LLC is listed as receiving sales compensation on 1 filing (Dec 30, 2013) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Dec 30, 2013 ↗BrokerCheck search: WB Resources, LLC ↗METABOLON, INC — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 2008 – Jun 30, 2021

4 Form Ds were filed more than 15 days after the first sale

Form D filed 161 days after the first sale — LUXTERA INC · Form D filed 130 days after the first sale — LUXTERA INC · Form D filed 376 days after the first sale — METABOLON, INC · Form D filed 19 days after the first sale — Airwavz Solutions, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 21, 2014 ↗LUXTERA INC — PartnerFacts page ↗Form D · May 1, 2012 ↗Form D · May 11, 2009 ↗
Sources
Note · Sep 16, 2009 – Jan 10, 2025

17 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — METABOLON, INC (latest filing Jan 10, 2025) · No amendment in the last 12 months on an offering that may still be open — METABOLON, INC (latest filing Nov 10, 2022) · No amendment in the last 12 months on an offering that may still be open — Airwavz Solutions, Inc. (latest filing Jun 30, 2021) · No amendment in the last 12 months on an offering that may still be open — METABOLON, INC (latest filing Sep 11, 2020) · No amendment in the last 12 months on an offering that may still be open — METABOLON, INC (latest filing Mar 30, 2020) · and 12 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 10, 2025 ↗METABOLON, INC — PartnerFacts page ↗Form D · Nov 10, 2022 ↗Form D · Jun 30, 2021 ↗
Sources
Note · Aug 27, 2019 – Mar 30, 2020

Offering amount changed between filings — METABOLON, INC

The Aug 27, 2019 filing says $6,000,000 offered; the Mar 30, 2020 Form D/A says $9,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 27, 2019 ↗Form D/A (later) · Mar 30, 2020 ↗METABOLON, INC — PartnerFacts page ↗
Sources
Note · Aug 25, 2016 – Dec 15, 2016

Offering amount changed between filings — METABOLON, INC

The Aug 25, 2016 filing says $25,000,000 offered; the Dec 15, 2016 Form D/A says $30,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 25, 2016 ↗Form D/A (later) · Dec 15, 2016 ↗METABOLON, INC — PartnerFacts page ↗
Sources
Note · Jul 1, 2009 – Nov 5, 2009

Offering amount lowered between filings — METABOLON, INC

The Jul 1, 2009 filing says $11,020,577 offered; the Nov 5, 2009 Form D says $6,076,362.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Jul 1, 2009 ↗Form D (later) · Nov 5, 2009 ↗METABOLON, INC — PartnerFacts page ↗
Sources
Note · May 7, 2015 – Jul 26, 2017

Industry group changed between filings — Airwavz Solutions, Inc.

"Other Technology" (May 7, 2015 to Jul 19, 2016); then "Telecommunications" (Oct 18, 2016); then "Other Technology" (Jul 26, 2017 to Jun 30, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 7, 2015 ↗Form D · Oct 18, 2016 ↗Form D · Jul 26, 2017 ↗Airwavz Solutions, Inc. — PartnerFacts page ↗
Sources
Note · Jun 16, 2009 – Mar 21, 2014

Industry group changed between filings — LUXTERA INC

"Computers" (Jun 16, 2009); then "Other" (May 1, 2012); then "Other Technology" (Mar 21, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · Jun 16, 2009 ↗Form D · May 1, 2012 ↗Form D · Mar 21, 2014 ↗LUXTERA INC — PartnerFacts page ↗
Sources
Note · Jan 28, 2016 – Jul 19, 2016

Address moved from Southern Pines, NC to Charlotte, NC — Airwavz Solutions, Inc.

The people listed on the Jan 28, 2016 filing give Southern Pines, NC; on the Jul 19, 2016 filing they give Charlotte, NC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 28, 2016 ↗Form D · Jul 19, 2016 ↗Airwavz Solutions, Inc. — PartnerFacts page ↗
Sources
Note · May 7, 2015 – Jan 28, 2016

Address moved from Durham, NC to Southern Pines, NC — Airwavz Solutions, Inc.

The people listed on the May 7, 2015 filing give Durham, NC; on the Jan 28, 2016 filing they give Southern Pines, NC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 7, 2015 ↗Form D · Jan 28, 2016 ↗Airwavz Solutions, Inc. — PartnerFacts page ↗
Sources
Note · Apr 7, 2009 – Jan 10, 2025

John Oxaal is listed with 3 different address states: TX, CA, NC

TX on 6 filings (Apr 7, 2009 to Sep 7, 2011); CA on 4 filings (Jun 16, 2009 to Mar 21, 2014); NC on 20 filings (Dec 30, 2013 to Jan 10, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 7, 2009 ↗Form D/A · Jun 16, 2009 ↗Form D · Dec 30, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 25 offerings report sales commissions totalling $371,500; 2 report finder's fees totalling $2,362,500; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 10, 2025 D
METABOLON, INC
File 021-534676
$0$0$0
Other than payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Nov 10, 2022 D
METABOLON, INC
File 021-464495
$0$0$0
Other than payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Jun 30, 2021 D
Airwavz Solutions, Inc.
File 021-404745
$0$0$0None listed on this filingEDGAR ↗
Sep 11, 2020 D
METABOLON, INC
File 021-375304
$0$0$0
Other than payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Mar 30, 2020 D/A
METABOLON, INC
File 021-347484
$0$0$0
Other than payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Mar 20, 2020 D/A
Airwavz Solutions, Inc.
File 021-358218
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2018 D
Airwavz Solutions, Inc.
File 021-320766
$305,000$0$0
Other than the payment of salaries, other compensation, benefits, and the repayment of indebtedness, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
Citizens Capital Markets, Inc. BrokerCheck CRD 277073 ↗EDGAR ↗
Aug 29, 2018 D
METABOLON, INC
File 021-320288
$0$0$0
Other than payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Jul 26, 2017 D
Airwavz Solutions, Inc.
File 021-291537
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Dec 15, 2016 D/A
METABOLON, INC
File 021-269590
$0$0$0
Other than payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Nov 2, 2016 D
Element Genomics, Inc.
File 021-273640
$0$0$0
Other than the payment of salaries and other compensation and benefits no officer, director, or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Oct 18, 2016 D
Airwavz Solutions, Inc.
File 021-272768
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Jul 19, 2016 D
Airwavz Solutions, Inc.
File 021-267304
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Jan 28, 2016 D
Airwavz Solutions, Inc.
File 021-256157
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
May 7, 2015 D
Airwavz Solutions, Inc.
File 021-239350
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Mar 12, 2015 D
METABOLON, INC
File 021-235734
$0$0$0
Other than payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Mar 21, 2014 D
LUXTERA INC
File 021-214035
$0$2,275,000$0Morgan Stanley BrokerCheck CRD 8209 ↗EDGAR ↗
Dec 30, 2013 D
METABOLON, INC
File 021-208960
$40,000$0$0
Other than the payment of salaries and other compensation and benefits, no officer or director will receive any payments from the proceeds of this offering.
WB Resources, LLC no CRD number reported
via WB Resources, LLC
EDGAR ↗
Jun 25, 2013 D
SCINTERA NETWORKS INC
File 021-198546
$0$0$0None listed on this filingEDGAR ↗
May 1, 2012 D
LUXTERA INC
File 021-177535
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2011 D
METABOLON, INC
File 021-165464
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer or director will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Nov 5, 2009 D
METABOLON, INC
File 021-53696
$0$0$0
Other than the payment of salaries and other compensation and benefits no officer, director or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Sep 29, 2009 D
ASTUTE NETWORKS INC
File 021-47867
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2009 D/A
LUXTERA INC
File 021-38976
$26,500$87,500$0Advanced Equities, Inc. BrokerCheck CRD 35545 ↗EDGAR ↗
Apr 7, 2009 D
ETHERTRONICS INC
File 021-49193
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named John Oxaal on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

M
Other Health Care

METABOLON, INC

Durham, NC · May 11, 2009 → Jan 10, 2025 · 14 filings
  • Jan 10, 2025 · D · $7,500,000 sold of $16,400,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 10, 2022 · D · $10,043,517 sold of $41,555,639 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 11, 2020 · D · $21,766,390 sold of $48,016,399 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 30, 2020 · D/A · $7,750,000 sold of $9,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 27, 2019 · D · $1,500,000 sold of $6,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 29, 2018 · D · $7,300,003 sold of $8,300,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 15, 2016 · D/A · $30,000,000 sold of $30,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 25, 2016 · D · $15,000,000 sold of $25,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 12, 2015 · D · $5,049,994 sold of $5,049,994 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2013 · D · $14,999,980 sold of $14,999,980 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 7, 2011 · D · $13,154,991 sold of $13,154,991 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 5, 2009 · D · $6,076,362 sold of $6,076,362 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 1, 2009 · D/A · $6,273,642 sold of $11,020,577 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 11, 2009 · D · $5,270,577 sold of $11,020,577 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30M from 15 investors (100% of the $16.4M target) as of the latest filing. John is listed as director on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Other Technology

Airwavz Solutions, Inc.

Charlotte, NC · May 7, 2015 → Jun 30, 2021 · 9 filings
  • Jun 30, 2021 · D · $15,000,000 sold of $23,840,181 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 20, 2020 · D/A · $11,635,894 sold of $19,731,997 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 16, 2020 · D · $9,999,998 sold of $19,731,997 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 6, 2018 · D · $19,452,057 sold of $29,652,057 · 43 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 26, 2017 · D · $3,580,118 sold of $4,000,000 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 18, 2016 · D · $1,558,832 sold of $2,034,616 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 19, 2016 · D · $94,200 sold of $350,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 28, 2016 · D · $276,012 sold of $300,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 7, 2015 · D · $600,500 sold of $750,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.5M from 43 investors (82% of the $23.8M target) as of the latest filing. John is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Other Health Care

Element Genomics, Inc.

Durham, NC · Nov 2, 2016
  • Nov 2, 2016 · D · $4,850,000 sold of $5,100,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $4.85M from 11 investors (95% of the $5.1M target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

L
Other Technology

LUXTERA INC

Carlsbad, CA · Jun 16, 2009 → Mar 21, 2014 · 3 filings
  • Mar 21, 2014 · D · $37,381,806 sold of $38,193,472 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 1, 2012 · D · $24,448,333 sold of $27,084,048 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2009 · D/A · $29,931,000 sold of $29,931,000 · 26 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $37.4M from 26 investors (98% of the $38.2M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SN
Other Technology

SCINTERA NETWORKS INC

Sunnyvale, CA · Jun 25, 2013
  • Jun 25, 2013 · D · $3,535,451 sold of $3,535,451 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.54M from 9 investors (100% of the $3.54M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AN
Computers

ASTUTE NETWORKS INC

San Diego, CA · Sep 29, 2009
  • Sep 29, 2009 · D · $3,600,000 sold of $10,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.26M from 15 investors (73% of the $10M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

E
Other Technology

ETHERTRONICS INC

San Diego, CA · Apr 7, 2009
  • Apr 7, 2009 · D · $4,000,000 sold of $4,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4M from 5 investors (100% of the $4M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John A. Ryals

Executive Officer, Director · 10 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

C. Thomas Caskey

Director · 9 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Horinko

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Rudy Howard

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Oxaal. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gutschmit

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Pierson

Director · 6 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Rohan F. Hastie

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

B. Jefferson Clark

Director · 5 shared filings (1 issuer) · also on 10 other issuers

B. Jefferson Clark is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jefferson B. Clark

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Santo J. Costa

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

R. John Fletcher

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Schermerhorn

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

R. Scott Barry

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jan Lundberg

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

EY
No photo found yet (own website and image search run after this page is viewed)
Person

Eli Yablonovitch

Director · 4 shared filings (2 issuers)

Listed on the same filings as John Oxaal. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian N. Wilson

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Oxaal. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Guy Fish

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Oxaal. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Carol A. Marino

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Walker Simmons

Director · 4 shared filings (1 issuer) · also on 10 other issuers

Walker Simmons is on 11 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Tindel

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

W. Bradley Davis

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kurtzweil

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

GY
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Young

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Oxaal. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Berglund

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Forest Baskett

Director · 3 shared filings (1 issuer) · also on 29 other issuers

Forest Baskett is on 30 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Dickinson

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Oxaal. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rohini Chakravarthy

Director · 3 shared filings (1 issuer) · also on 8 other issuers

Rohini Chakravarthy is on 9 issuers in total — a repeat sponsor. Their page lists every one.

EE
No photo found yet (own website and image search run after this page is viewed)
Person

Edward L Erickson

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Rappaport

Director · 3 shared filings (2 issuers) · also on 3 other issuers

Andy Rappaport is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Fletcher

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn Kocher

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Hicks

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Cascella

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Elton Sherwin

Director · 2 shared filings (2 issuers) · also on 3 other issuers

Elton Sherwin is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Marty Colombatto

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scott M. Weiland

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Kersey

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Barry

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Oxaal. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Rappaport

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Andrew Rappaport is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

George Pavlov

Director · 1 shared filing (1 issuer) · also on 9 other issuers

George Pavlov is on 10 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 5 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to John Oxaal by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — 1 issuer has property records: Airwavz Solutions, Inc. (5).

Public profiles and social

Websites and social links of the issuers John Oxaal is listed on: none on file. No website or social profile named in LUXTERA INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #320,193 of 374,652 in line (345 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Carlsbad, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Texas re:SearchTX court records ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Texas Secretary of State business search ↗North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

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