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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:01 AM ET

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JJ
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John Johnson

Named as an officer, director or promoter on SEC Form D filings · NC · Aug 24, 2018 → Aug 24, 2018

1deal (issuers)
$4.33Mreported sold
11investors
1Form D filing
2018year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:42 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Johnson is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2018: RoundPoint Mortgage Servicing Corp (Charlotte, NC — other banking and financial services — 2018; $4.33M reported sold to 11 investors).

What this means One deal on file with the SEC, filed Aug 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Adam Cyrus (1 shared filing), Greg Walker (1 shared filing), James Avery (1 shared filing), Kevin Michael Brungardt (1 shared filing), Mark Zeidman (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 1 state regulator order, 5 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for John Johnson and found 5 differences: Same name, different state: "John Johnson" (NY) is a separate record; Same name, different state: "John Johnson" (CA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Johnson has not run yet — it is joining a line of 4,420 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:42 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date May 21, 2013 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-11-0855-13-CO01 · Parties (regulator's caption): Bonita Kay Bell-Andersen; Bell-Andersen Financial Services, LLC; Quadrant Wealth Management, Inc; John P. Johnson · Order entered with/against: John Johnson (“Johnson”) (CRD No. 2195650)
As listed by the regulator: On May 21, 2013, the Securities Division entered into a consent order with John Johnson (“Johnson”) (CRD No. 2195650). … Without admitting or denying the Securities Division’s allegations, Johnson agreed to a censure, a $3,000 fine, and agreed to pay the costs of the Division’s investigation in the amount of $1,500. Johnson also agreed that, prior to any future registrations as a securities salesperson or investment advisor representative, Johnson’s sponsoring firm shall provide to the Securities Division a continuing education plan tailored to the allegations made by the Division. Order / docket ↗ Regulator's list ↗
same full name in the order; 24 people with this name in Form D filings; regulator in WA (not a filing state)
Matthew G. Teeple, David T. Riley, and John V. Johnson Litigation release
SEC · Mar 26, 2013 · Parties as named in the release: Matthew G. Teeple, David T. Riley, and John V. Johnson Read the release ↗
same full name in the release title; 24 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Johnson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

John A. Johnson and Willis Johnson closed
United States Bankruptcy Court, E.D. North Carolina · No. 19-05131 · Filed Nov 5, 2019 · Closed Feb 6, 2020
Role of John A. Johnson and Willis Johnson: Debtor · Outcome: Case closed 2020-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3251 federal dockets); 24 people with this name in Form D filings; court in the person's filing state (NC)
John A. Johnson and Sandra A. Johnson closed
United States Bankruptcy Court, W.D. North Carolina · No. 17-10272 · Filed Jun 26, 2017 · Closed Jan 6, 2022
Role of John A. Johnson and Sandra A. Johnson: Debtor · Outcome: Case closed 2022-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3251 federal dockets); 24 people with this name in Form D filings; court in the person's filing state (NC)
John F. Johnson and Brenda G. Johnson closed
United States Bankruptcy Court, W.D. North Carolina · No. 15-20102 · Filed Dec 7, 2015 · Closed Sep 19, 2019
Role of John F. Johnson and Brenda G. Johnson: Debtor · Outcome: Case closed 2019-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3251 federal dockets); 24 people with this name in Form D filings; court in the person's filing state (NC)
John Johnson, Jr closed
United States Bankruptcy Court, W.D. North Carolina · No. 15-31322 · Filed Aug 26, 2015 · Closed Nov 29, 2016
Role of John Johnson, Jr: Debtor · Outcome: Case closed 2016-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3251 federal dockets); 24 people with this name in Form D filings; court in the person's filing state (NC)
John K. Johnson closed
United States Bankruptcy Court, W.D. North Carolina · No. 15-30071 · Filed Jan 20, 2015 · Closed May 11, 2015
Role of John K. Johnson: Debtor · Outcome: Case closed 2015-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3251 federal dockets); 24 people with this name in Form D filings; court in the person's filing state (NC)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:42 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for John Johnson (compared 1 filing on Oct 24, 2026)

Note · Jan 9, 2012 – May 5, 2026

Same name, different state: "John Johnson" (NY) is a separate record

This page covers filings where the address state is NC. A separate record, "John Johnson" with address state NY, is listed on 28 filings — most recently by INTER ALIA BROADWAY Ltd LIABILITY Co (May 5, 2026). Both records have filings in the same period (Aug 24, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 7, 2009 – Jan 19, 2018

Same name, different state: "John Johnson" (CA) is a separate record

This page covers filings where the address state is NC. A separate record, "John Johnson" with address state CA, is listed on 18 filings — most recently by NATIONAL PLANNING CORP/CA (Jan 19, 2018). The two records do not overlap in time: this page has one filing dated Aug 24, 2018; the other runs Dec 7, 2009 to Jan 19, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 2, 2009 – Feb 4, 2013

Same name, different state: "John W. Johnson" (WI) is a separate record

This page covers filings where the address state is NC. A separate record, "John W. Johnson" with address state WI, is listed on 4 filings — most recently by Electrotek Corp (Feb 4, 2013). The two records do not overlap in time: this page has one filing dated Aug 24, 2018; the other runs Jul 2, 2009 to Feb 4, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 19, 2010

Same name, different state: "John H Johnson" (NJ) is a separate record

This page covers filings where the address state is NC. A separate record, "John H Johnson" with address state NJ, is listed on 1 filing — most recently by MELINTA THERAPEUTICS, INC. /NEW/ (May 19, 2010). The two records do not overlap in time: this page has one filing dated Aug 24, 2018; the other has one filing dated May 19, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 2, 2009

Same name, different state: "John Bruce Johnson" (GA) is a separate record

This page covers filings where the address state is NC. A separate record, "John Bruce Johnson" with address state GA, is listed on 1 filing — most recently by FIRST UNITED ETHANOL LLC (Jun 2, 2009). The two records do not overlap in time: this page has one filing dated Aug 24, 2018; the other has one filing dated Jun 2, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $194,625; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 24, 2018 D
RoundPoint Mortgage Servicing Corp
File 021-319967
$194,625$0$0Keefe, Bruyette & Woods, Inc. BrokerCheck CRD 481 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services

RoundPoint Mortgage Servicing Corp

Charlotte, NC · Aug 24, 2018
  • Aug 24, 2018 · D · $4,325,000 sold of $4,325,000 · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $4.33M from 11 investors (100% of the $4.33M target) as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Johnson — NY, 22 issuers, Jan 9, 2012 → May 5, 2026 · no shared issuer
  • John Johnson — MA, 8 issuers, Jan 6, 2014 → Jun 15, 2017 · no shared issuer
  • John Johnson — CA, 4 issuers, Dec 7, 2009 → Jan 19, 2018 · no shared issuer
  • John Johnson — FL, 2 issuers, Aug 2, 2013 → Sep 12, 2014 · no shared issuer
  • John Johnson — PA, 2 issuers, Jul 17, 2015 → Jan 14, 2019 · no shared issuer
  • John Bruce Johnson — GA, 1 issuer, Jun 2, 2009 → Jun 2, 2009 · no shared issuer
  • John W. Johnson — WI, 1 issuer, Jul 2, 2009 → Feb 4, 2013 · no shared issuer
  • John H Johnson — NJ, 1 issuer, May 19, 2010 → May 19, 2010 · no shared issuer
  • John L. Johnson — MO, 1 issuer, Apr 27, 2017 → Apr 27, 2017 · no shared issuer
  • JOHN JOHNSON — VA, 1 issuer, Oct 15, 2021 → May 26, 2023 · no shared issuer
  • John Johnson — OH, 1 issuer, May 20, 2022 → May 20, 2022 · no shared issuer
  • John Douglas Johnson — CO, 1 issuer, May 3, 2022 → May 3, 2022 · no shared issuer
  • John H. Johnson — United Kingdom (as filed: X0), 1 issuer, Feb 23, 2024 → Feb 23, 2024 · no shared issuer
  • John Jacob Johnson — OK, 1 issuer, Aug 6, 2025 → Aug 6, 2025 · no shared issuer
  • John Johnson — MN, 1 issuer, Jul 30, 2026 → Jul 30, 2026 · no shared issuer
  • John O. Johnson — CA, 1 issuer, Nov 19, 2008 → Apr 3, 2009 · no shared issuer
  • John Johnson — NJ, 1 issuer, Aug 16, 2011 → Oct 30, 2012 · no shared issuer
  • John H. Johnson — CA, 1 issuer, May 24, 2019 → May 7, 2020 · no shared issuer
  • JOHN L JOHNSON — Quebec, Canada (as filed: A8), 1 issuer, Dec 12, 2016 → Sep 21, 2021 · no shared issuer
  • John J. Johnson — MA, 1 issuer, Oct 12, 2016 → Oct 12, 2016 · no shared issuer

People around John 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James Avery

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Johnson. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Walker

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Johnson. Their page shows their other deals.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Reisman

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Johnson. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Michael Brungardt

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Johnson. Their page shows their other deals.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Zeidman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Johnson. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Cyrus

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Johnson. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Johnson is listed on: none on file. No website or social profile named in RoundPoint Mortgage Servicing Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #249,772 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Charlotte, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Members get an email when John Johnson appears on a new Form D, or when a court case or SEC action is matched to them. See plans →