John Johnson is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2018: RoundPoint Mortgage Servicing Corp (Charlotte, NC — other banking and financial services — 2018; $4.33M reported sold to 11 investors).
What this means One deal on file with the SEC, filed Aug 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Adam Cyrus (1 shared filing), Greg Walker (1 shared filing), James Avery (1 shared filing), Kevin Michael Brungardt (1 shared filing), Mark Zeidman (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 1 state regulator order, 5 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for John Johnson and found 5 differences: Same name, different state: "John Johnson" (NY) is a separate record; Same name, different state: "John Johnson" (CA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.