John Matthews is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Dec 2009 and Sep 2019: JOHNSONDIVERSEY INC (Sturtevant, WI — manufacturing — 2009; $400M reported sold) and INTELLIVISIT INC. (Milwaukee, WI — other health care — 2015–2019; $1.16M reported sold to 11 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $401.2M sold in total.
Listed alongside J. Michael Eaton (4 shared filings), Jay C. Mason (4 shared filings), Jeff Miller (4 shared filings), Liem N. Nguyen (2 shared filings), Stuart B. Baker, MD (2 shared filings) and 30 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
1 of the issuers belongs to the sponsor group Johnsondiversey (2 issuers, $401.4M reported sold, 2009–2010).
What this means A sponsor group is one team that sets up a new company for each deal. Johnsondiversey has 2 companies on file and $401.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 3 SEC releases, 5 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for John Matthews and found 19 differences, 3 worth asking the sponsor about: Regulator action: John Wayne Zidar, John Wesley Matthews and Elizabeth Anne Phillips, in their personal capacities and doing business as Oakleaf International, Rosewood International and Meliorations Management Teem (Jun 19, 2000); Regulator action: John Wayne Zidar, John Wesley Matthews and Elizabeth Anne Phillips, in their personal capacities and doing business as Oakleaf International, Rosewood International and Meliorations Management Teem (May 10, 2000); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.