PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:58 AM ET

Sponsor Check › Person

John Kelley

Related person on Form D filings · address state as listed: CO · listed Aug 6, 2009 → May 17, 2012

2issuers
6Form D filings
2009–2012years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:09 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:09 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:09 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 4 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗May 17, 2012 D
File 021-178412
$0$0$0None listed on this filing
EDGAR ↗Aug 18, 2011 D
File 021-164650
$0$0$0None listed on this filing
EDGAR ↗Aug 17, 2010 D
File 021-146541
$0$0$0None listed on this filing
EDGAR ↗Sep 9, 2009 D
File 021-94981
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗CIRCADENCE CORPDirectorMay 17, 2012D$3,000,000$2,225,00017$100,000
EDGAR ↗AZTEK NETWORKS INCDirectorAug 18, 2011D$2,999,999$2,999,99913No minimum reported
EDGAR ↗AZTEK NETWORKS INCDirectorAug 17, 2010D$6,000,000$6,000,00014No minimum reported
EDGAR ↗AZTEK NETWORKS INCDirectorSep 9, 2009D$11,124,998$10,049,94912No minimum reported
EDGAR ↗AZTEK NETWORKS INCDirectorAug 14, 2009D$15,688$15,6881No minimum reported
EDGAR ↗AZTEK NETWORKS INCDirectorAug 6, 2009D$1,500,000$1,500,0005No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

Market context: not shown for these offerings — fewer than 30 Form D filings in the last 5 years share the offering's industry and exemption, or the exemption claimed is not Rule 506(b)/506(c). No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • John J. Kelley — address state DE, GA, PA, 12 issuers, Jan 13, 2009 → Aug 21, 2026 · no shared issuer found
  • John Kelley — address state TX, 1 issuer, Apr 23, 2009 → Aug 6, 2012 · no shared issuer found
  • John A. Kelley, Jr. — address state CO, 1 issuer, Jan 13, 2012 → Apr 29, 2020 · no shared issuer found
  • John Kelley — address state NC, 1 issuer, Nov 29, 2013 → Nov 29, 2013 · no shared issuer found
  • John Kelley — address state CA, 1 issuer, Nov 7, 2013 → Nov 20, 2013 · no shared issuer found
  • John Kelley — address state VA, 1 issuer, Jul 29, 2014 → Jul 29, 2014 · no shared issuer found
  • John Kelley — address state MA, 1 issuer, Jan 8, 2018 → Jan 8, 2018 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 19 names on the same filings (0 management entities, 19 people)

People and management entities the issuers listed as related persons on the same Form D filings as John Kelley. Source: the EDGAR rows in the table above.

  • Daryl W. Overholt — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Steven Bruny — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • J. Mark Elder — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • James Pastoriza — 5 shared filings (1 issuer) · role as listed: Director
  • Tim Connor — 5 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Dennis Tinley — 5 shared filings (1 issuer) · role as listed: Director
  • Joseph Zell — 5 shared filings (1 issuer) · role as listed: Director · also listed on 12 other issuers
  • William Heflin — 3 shared filings (1 issuer) · role as listed: Director
  • Carl Ledbetter — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Christopher T. Blisard — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Michael J. Moniz — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Peter-Christian Olivo — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Todd L Kannegieter — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Alf Andreassen — 1 shared filing (1 issuer) · role as listed: Director
  • Kenneth A Minihan — 1 shared filing (1 issuer) · role as listed: Director
  • Mike Ryan — 1 shared filing (1 issuer) · role as listed: Director
  • Michael R Steed — 1 shared filing (1 issuer) · role as listed: Director
  • Robert J Shaughnessy — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Owen Wormser — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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