John Lupien is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Feb 2015 and Jul 2017: BastCore LLC (Omaha, NE — manufacturing — 2015–2017; $270K reported sold to 6 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
The issuer belongs to the sponsor group Bastcore (2 issuers, $2.74M reported sold, 2015–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Bastcore has 2 companies on file and $2.74M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for John Lupien and found 3 differences, 1 worth asking the sponsor about: Form D filed 159 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.