PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:46 AM ET

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John Levy

Named as an officer, director or promoter on SEC Form D filings · CA, AL · Nov 18, 2010 → Dec 9, 2019

9deals (issuers)
$40.2Mreported sold
146investors
9Form D filings
2010–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Levy is listed as an executive officer and director on 9 SEC Form D filings by 9 issuers between Nov 2010 and Dec 2023. Largest by amount reported sold: LMS-Foley Investors, LLC (Birmingham, AL — commercial — 2023; $13.7M reported sold to 18 investors), LMS-Port Wentworth Investors, LLC (Birmingham, AL — commercial — 2022; $11.3M reported sold to 28 investors), LMS-Gulf Shores Investors, LLC (Birmingham, AL — commercial — 2023; $4.46M reported sold to 16 investors), LMS Phoenix Hill, LLC (Homewood, AL — other real estate — 2019; $3.4M reported sold to 25 investors), LMS SFTC Investor, LLC (Homewood, AL — other real estate — 2019; $2.11M reported sold to 13 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $40.2M sold in total.

Listed alongside Patrick Stacker (8 shared filings), Patrick Harwell (4 shared filings), James Patrick Harwell (3 shared filings), John Murphy McMillan (3 shared filings), John Mock (2 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

8 of the issuers belong to the sponsor group Lms (14 issuers, $77M reported sold, 2010–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Lms has 14 companies on file and $77M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name, 17 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for John Levy and found 13 differences, 4 worth asking the sponsor about: 27% of the money raised went to insiders; Paid seller listed without a CRD number: Jim Nerrie; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Levy has not run yet — it is joining a line of 27,073 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

United States v. John Levy closed
District Court, C.D. California · No. 2:03-cv-04216 · Filed Jun 13, 2003 · Closed Jul 26, 2004
Role of John Levy: Defendant · Outcome: Terminated 2004-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
LEVY, JOHN v. AMER LLOYDS INC closed
District Court, E.D. Louisiana · No. · Filed Sep 19, 1988 · Closed Jul 14, 1989 · Nature of suit: 470 Civil (RICO)
Role of LEVY, JOHN: Plaintiff · Outcome: Terminated 1989-07-14 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in LA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Levy..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 2 open, 15 closed (disposition not in docket feed)

John M. Levy open
United States Bankruptcy Court, E.D. Louisiana · No. 25-12783 · Filed Nov 17, 2025
Role of John M. Levy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in LA (not a filing state)
John M. Levy open
United States Bankruptcy Court, E.D. Louisiana · No. 24-10707 · Filed Apr 11, 2024
Role of John M. Levy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in LA (not a filing state)
John E Levy and Deborah L Levy closed
United States Bankruptcy Court, D. New Jersey · No. 14-16352 · Filed Apr 1, 2014 · Closed Apr 22, 2019
Role of John E Levy and Deborah L Levy: Debtor · Outcome: Case closed 2019-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
John R Levy and Lori S Levy closed
United States Bankruptcy Court, S.D. Ohio · No. 1:09-bk-14066 · Filed Jun 26, 2009 · Closed May 10, 2012
Role of John R Levy and Lori S Levy: Debtor · Outcome: Case closed 2012-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
John E. Levy closed
United States Bankruptcy Court, E.D. Michigan · No. 05-50060 · Filed Mar 31, 2005 · Closed Apr 14, 2006
Role of John E. Levy: Debtor · Outcome: Case closed 2006-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in MI (not a filing state)
John Levy closed
United States Bankruptcy Court, E.D. New York · No. 8-04-87326 · Filed Nov 17, 2004 · Closed Sep 22, 2005
Role of John Levy: Debtor · Outcome: Case closed 2005-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
John J. Levy and Susan J. Carr closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-15873 · Filed Apr 16, 2003 · Closed Aug 4, 2003
Role of John J. Levy and Susan J. Carr: Debtor · Outcome: Case closed 2003-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
John J. Levy closed
United States Bankruptcy Court, N.D. California · No. 02-42205 · Filed Apr 24, 2002 · Closed Nov 1, 2007
Role of John J. Levy: Debtor · Outcome: Case closed 2007-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
John W. Levy and Mildred R. Levy closed
United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-20636 · Filed Nov 5, 2001 · Closed Feb 8, 2002
Role of John W. Levy and Mildred R. Levy: Debtor · Outcome: Case closed 2002-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
John C. Levy and Kelly J. Levy closed
United States Bankruptcy Court, D. New Jersey · No. 01-62430 · Filed Nov 5, 2001 · Closed Feb 28, 2002
Role of John C. Levy and Kelly J. Levy: Debtor · Outcome: Case closed 2002-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
John W. Levy closed
United States Bankruptcy Court, M.D. Georgia · No. 01-52563 · Filed Jun 20, 2001 · Closed Nov 10, 2004
Role of John W. Levy: Debtor · Outcome: Case closed 2004-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in GA (not a filing state)
JOHN LEVY closed
United States Bankruptcy Court, D. Arizona · No. 2:01-bk-01433 · Filed Feb 9, 2001 · Closed Jan 30, 2002
Role of JOHN LEVY: Debtor · Outcome: Case closed 2002-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in AR (not a filing state)
John E. Levy and Kimberly A. Levy closed
United States Bankruptcy Court, N.D. West Virginia · No. 3:99-bk-30761 · Filed Mar 26, 1999 · Closed May 11, 2000
Role of John E. Levy and Kimberly A. Levy: Debtor · Outcome: Case closed 2000-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in WV (not a filing state)
John B. Levy closed
United States Bankruptcy Court, E.D. Louisiana · No. 93-13147 · Filed Aug 31, 1993 · Closed Jan 24, 1994
Role of John B. Levy: Debtor · Outcome: Case closed 1994-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in LA (not a filing state)
John J. Levy and Dora v. Levy closed
United States Bankruptcy Court, S.D. Florida. · No. 92-17181 · Filed Dec 22, 1992 · Closed Apr 28, 1993
Role of John J. Levy and Dora: Plaintiff · Outcome: Case closed 1993-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
John A. Levy and Etta J. Levy closed
United States Bankruptcy Court, N.D. Mississippi · No. 91-11972 · Filed Jun 5, 1991 · Closed Sep 30, 1992
Role of John A. Levy and Etta J. Levy: Debtor · Outcome: Case closed 1992-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in MS (not a filing state)
John W. Levy and Mildred M. Levy closed
United States Bankruptcy Court, M.D. Florida · No. 8:88-bk-00911 · Filed Feb 19, 1988 · Closed Dec 28, 1990
Role of John W. Levy and Mildred M. Levy: Debtor · Outcome: Case closed 1990-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 36 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for John Levy — 4 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Sep 8, 2021

27% of the money raised went to insiders — LMS 758, LLC

The Sep 8, 2021 Form D reports $1,474,952 sold and $400,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "LMS Real Estate Investment Management, LLC is entitled to various fees in connection with the management of the property, including property management fees and development fees".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Sep 8, 2021 ↗LMS 758, LLC — PartnerFacts page ↗
Sources
Note · Sep 11, 2019

11% of the money raised went to insiders — LMS Phoenix Hill, LLC

The Sep 11, 2019 Form D reports $3,403,926 sold and $360,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "LMS Real Estate Investment Management, LLC is entitled to various fees in connection with the management of the property owned by the issuer, including property management fees and development fees.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Sep 11, 2019 ↗LMS Phoenix Hill, LLC — PartnerFacts page ↗
Sources
Note · Sep 8, 2021

John Levy appears on 1 deal that stopped filing before reaching its target

LMS 758, LLC (last filing Sep 8, 2021; $1,474,952 sold of $6,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

LMS 758, LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 18, 2010

Paid seller listed without a CRD number: Jim Nerrie — LMS Forest Pointe, LLC

Jim Nerrie is listed as receiving sales compensation on 1 filing (Nov 18, 2010) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Nov 18, 2010 ↗BrokerCheck search: Jim Nerrie ↗LMS Forest Pointe, LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 18, 2010

Paid seller listed without a CRD number: Ginnette Skelton — LMS Forest Pointe, LLC

Ginnette Skelton is listed as receiving sales compensation on 1 filing (Nov 18, 2010) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Nov 18, 2010 ↗BrokerCheck search: Ginnette Skelton ↗LMS Forest Pointe, LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 18, 2010

Paid seller listed without a CRD number: George Talin — LMS Forest Pointe, LLC

George Talin is listed as receiving sales compensation on 1 filing (Nov 18, 2010) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Nov 18, 2010 ↗BrokerCheck search: George Talin ↗LMS Forest Pointe, LLC — PartnerFacts page ↗
Sources
Note · Nov 4, 2010 – Dec 20, 2023

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LMS-Gulf Shores Investors, LLC (latest filing Dec 20, 2023) · No amendment in the last 12 months on an offering that may still be open — LMS-Foley Investors, LLC (latest filing Jan 11, 2023) · No amendment in the last 12 months on an offering that may still be open — LMS-Port Wentworth Investors, LLC (latest filing Mar 18, 2022) · No amendment in the last 12 months on an offering that may still be open — LMS 758, LLC (latest filing Sep 8, 2021) · No amendment in the last 12 months on an offering that may still be open — LMS SFTC Investor, LLC (latest filing Mar 25, 2019) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 20, 2023 ↗LMS-Gulf Shores Investors, LLC — PartnerFacts page ↗Form D · Jan 11, 2023 ↗LMS-Foley Investors, LLC — PartnerFacts page ↗
Sources
Note · Apr 10, 2009 – Jan 22, 2026

Same name, different state: "John Levy" (NY) is a separate record

This page covers filings where the address state is CA or AL. A separate record, "John Levy" with address state NY, is listed on 26 filings — most recently by SeeQC, Inc. (Jan 22, 2026). Both records have filings in the same period (Nov 18, 2010 to Dec 9, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Levy (NY) — PartnerFacts page ↗Form D · Jan 22, 2026 ↗SeeQC, Inc. — PartnerFacts page ↗John Levy (CA,AL) — this page ↗
Sources
Note · Sep 4, 2019

Same name, different state: "John Levy" (A6) is a separate record

This page covers filings where the address state is CA or AL. A separate record, "John Levy" with address state A6, is listed on 1 filing — most recently by theScore, Inc. (Sep 4, 2019). Both records have filings in the same period (Sep 4, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Levy (A6) — PartnerFacts page ↗Form D · Sep 4, 2019 ↗theScore, Inc. — PartnerFacts page ↗John Levy (CA,AL) — this page ↗
Sources
Note · Oct 13, 2009 – Oct 6, 2010

Same name, different state: "John Levy" (MA) is a separate record

This page covers filings where the address state is CA or AL. A separate record, "John Levy" with address state MA, is listed on 2 filings — most recently by ALERE INC. (Oct 6, 2010). The two records do not overlap in time: this page runs Nov 18, 2010 to Dec 9, 2019; the other runs Oct 13, 2009 to Oct 6, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Levy (MA) — PartnerFacts page ↗Form D · Oct 6, 2010 ↗ALERE INC. — PartnerFacts page ↗John Levy (CA,AL) — this page ↗
Sources
Note · Jan 25, 2010

Same name, different state: "John Levy" (MO) is a separate record

This page covers filings where the address state is CA or AL. A separate record, "John Levy" with address state MO, is listed on 1 filing — most recently by Evogen, Inc. (Jan 25, 2010). The two records do not overlap in time: this page runs Nov 18, 2010 to Dec 9, 2019; the other has one filing dated Jan 25, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Levy (MO) — PartnerFacts page ↗Form D · Jan 25, 2010 ↗Evogen, Inc. — PartnerFacts page ↗John Levy (CA,AL) — this page ↗
Sources
Note · Sep 15, 2009

Same name, different state: "John Levy" (NJ) is a separate record

This page covers filings where the address state is CA or AL. A separate record, "John Levy" with address state NJ, is listed on 1 filing — most recently by ONPATH TECHNOLOGIES INC (Sep 15, 2009). The two records do not overlap in time: this page runs Nov 18, 2010 to Dec 9, 2019; the other has one filing dated Sep 15, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Levy (NJ) — PartnerFacts page ↗Form D · Sep 15, 2009 ↗ONPATH TECHNOLOGIES INC — PartnerFacts page ↗John Levy (CA,AL) — this page ↗
Sources
Note · Nov 18, 2010 – Dec 20, 2023

John Levy is listed with 2 different address states: CA, AL

CA on 5 filings (Nov 18, 2010 to Dec 9, 2019); AL on 4 filings (Sep 8, 2021 to Dec 20, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Nov 18, 2010 ↗Form D · Sep 8, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 1 reports finder's fees totalling $36,000; 3 report proceeds to related persons totalling $871,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 20, 2023 D
LMS-Gulf Shores Investors, LLC
File 021-500247
$0$0$0None listed on this filingEDGAR ↗
Jan 11, 2023 D
LMS-Foley Investors, LLC
File 021-470358
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2022 D
LMS-Port Wentworth Investors, LLC
File 021-437890
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2021 D
LMS 758, LLC
File 021-412621
$0$0$400,000 (est.)
LMS Real Estate Investment Management, LLC is entitled to various fees in connection with the management of the property, including property management fees and development fees
None listed on this filingEDGAR ↗
Dec 9, 2019 D
Optimist, Inc.
File 021-355101
$0$0$0None listed on this filingEDGAR ↗
Sep 11, 2019 D
LMS Phoenix Hill, LLC
File 021-348527
$0$0$360,000 (est.)
LMS Real Estate Investment Management, LLC is entitled to various fees in connection with the management of the property owned by the issuer, including property management fees and development fees.
None listed on this filingEDGAR ↗
Mar 25, 2019 D
LMS SFTC Investor, LLC
File 021-335577
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2018 D
LMS Grande Pointe, LLC
File 021-303273
$0$0$0None listed on this filingEDGAR ↗
Nov 18, 2010 D
LMS Forest Pointe, LLC
File 021-150726
$0$36,000$111,000
Fees (excluding reimbursements for out of pocket expenses) in connection with acquisition of property
Jim Nerrie no CRD number reported
Ginnette Skelton no CRD number reported
George Talin no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named John Levy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LG
Commercial · group: Lms

LMS-Gulf Shores Investors, LLC

Birmingham, AL · Dec 20, 2023
  • Dec 20, 2023 · D · $4,463,026 sold of $5,220,000 · 16 investors · min. $1,000 · role: Director (Manager of the manager of the issuer) EDGAR ↗

Raised $4.46M from 16 investors (85% of the $5.22M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Commercial · group: Lms

LMS-Foley Investors, LLC

Birmingham, AL · Jan 11, 2023
  • Jan 11, 2023 · D · $13,667,649 sold of $13,800,000 · 18 investors · min. $1,000 · role: Director (Manager and Member of LMS Real Estate Investment Management LLC) EDGAR ↗

Raised $13.7M from 18 investors (99% of the $13.8M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Commercial · group: Lms

LMS-Port Wentworth Investors, LLC

Birmingham, AL · Mar 18, 2022
  • Mar 18, 2022 · D · $11,251,342 sold of $11,500,000 · 28 investors · min. $1,000 · role: Director (Manager and Member of LMS Real Estate Investment Management, LLC) EDGAR ↗

Raised $11.3M from 28 investors (98% of the $11.5M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

L7
Commercial · group: Lms

LMS 758, LLC

Birmingham, AL · Sep 8, 2021
  • Sep 8, 2021 · D · $1,474,952 sold of $6,000,000 · 17 investors · min. $1,000 · role: Director (Member of the Manager) EDGAR ↗

Raised $1.47M from 17 investors (25% of the $6M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

O
Other

Optimist, Inc.

Los Angeles, CA · Dec 9, 2019
  • Dec 9, 2019 · D · $930,600 sold of $930,600 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $931K from 1 investor (100% of the $931K target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Other Real Estate · group: Lms

LMS Phoenix Hill, LLC

Homewood, AL · Sep 11, 2019
  • Sep 11, 2019 · D · $3,403,926 sold of $3,403,926 · 25 investors · min. $1,000 · role: Director (Member of manager of the issuer) EDGAR ↗

Raised $3.4M from 25 investors (100% of the $3.4M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Other Real Estate · group: Lms

LMS SFTC Investor, LLC

Homewood, AL · Mar 25, 2019
  • Mar 25, 2019 · D · $2,114,136 sold of $2,200,000 · 13 investors · min. $50,000 · role: Director (Member of the Manager of the Issuer) EDGAR ↗

Raised $2.11M from 13 investors (96% of the $2.2M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LG
Residential · group: Lms

LMS Grande Pointe, LLC

Homewood, AL · Jan 16, 2018
  • Jan 16, 2018 · D · $1,452,500 sold of $1,500,000 · 13 investors · min. $5,000 · role: Director (Member of the Manager of the issuer) EDGAR ↗

Raised $1.45M from 13 investors (97% of the $1.5M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LF
Residential · group: Lms

LMS Forest Pointe, LLC

Seal Beach, CA · Nov 18, 2010
  • Nov 18, 2010 · D · $1,430,716 sold of $1,500,000 · 15 investors · min. $50,000 · role: Director (Manager of LMS Real Estate Investment Management LLC, the Manager of the Issuer) EDGAR ↗

Raised $1.43M from 15 investors (95% of the $1.5M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Levy — NY, 6 issuers, Apr 10, 2009 → Jan 22, 2026 · no shared issuer
  • John Levy — NJ, 1 issuer, Sep 15, 2009 → Sep 15, 2009 · no shared issuer
  • John Levy — MA, 1 issuer, Oct 13, 2009 → Oct 6, 2010 · no shared issuer
  • John Levy — MO, 1 issuer, Jan 25, 2010 → Jan 25, 2010 · no shared issuer
  • John Levy — Ontario, Canada (as filed: A6), 1 issuer, Sep 4, 2019 → Sep 4, 2019 · no shared issuer
  • John D Levy — AZ, 1 issuer, Oct 2, 2023 → Oct 2, 2023 · no shared issuer

People around John 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LC
Management entity

LMS-Cottages JV LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as John Levy. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Stacker

Director · 8 shared filings (8 issuers) · also on 1 other issuer

Patrick Stacker is on 9 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Harwell

Director · 4 shared filings (4 issuers) · also on 2 other issuers

Patrick Harwell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Patrick Harwell

Director · 3 shared filings (3 issuers) · also on 3 other issuers

James Patrick Harwell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Murphy McMillan

Director · 3 shared filings (3 issuers) · also on 2 other issuers

John Murphy McMillan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Mock

Director · 2 shared filings (2 issuers)

Listed on the same filings as John Levy. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Schaedler

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Levy. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Toygar Bazarkaya

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Levy. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Juergen Dold

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Levy. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Dar

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Levy. Their page shows their other deals.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Rosemary Odeh

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Levy. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Murphy McMillian III

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Levy. Their page shows their other deals.

The team behind the deals

L
Sponsor group

Lms

14 issuers · 17 filings · $77M reported sold · 2010–2024

One team, 14 deal companies. John Levy is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Levy.

Registrations and other filings

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Levy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Levy is listed on: none on file. No website or social profile named in LMS-Foley Investors, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #135,232 of 374,652 in line (1,325 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Birmingham, AL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Alabama state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Alabama Secretary of State business search ↗OpenCorporates ↗

Change history

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