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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:36 AM ET

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John A. Levin

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 15, 2010 → Feb 27, 2026

20deals (issuers)
$863.8Mreported sold
618investors
108Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John A. Levin is listed as an executive officer on 108 SEC Form D filings by 20 issuers between Jan 2010 and Oct 2026. Largest by amount reported sold: Bi-Directional Disequilibrium Fund, L.P. (New York, NY — pooled investment fund — 2010–2026; $292.6M reported sold to 120 investors), River Partners Private Investment Fund, L.L.C. (New York, NY — pooled investment fund — 2015–2021; $132.3M reported sold to 86 investors), River Partners Hedge Fund, L.L.C. (New York, NY — pooled investment fund — 2014–2026; $126.6M reported sold to 79 investors), River Partners Global Equity, L.L.C. (New York, NY — pooled investment fund — 2015–2026; $115.4M reported sold to 70 investors), Island Drive Partners, L.P. (New York, NY — pooled investment fund — 2010–2016; $82.5M reported sold to 48 investors) and 15 more (all listed below).

What this means That is a lot of deals — 20 separate companies raised money with this person listed as executive officer, over about 16 years. Across those companies the filings report $863.8M sold in total.

Listed alongside LCS, LLC (36 shared filings, management entity), River Partners Capital Management, LP (35 shared filings, management entity), David Sochol (26 shared filings), Levin Capital Strategies, L.P. (22 shared filings, management entity), NJS Capital, L.L.C. (11 shared filings, management entity) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 20 issuers belong to the sponsor group River (25 issuers, $994.3M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. River has 25 companies on file and $994.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 108 public filings for John A. Levin and found 6 differences, 3 worth asking the sponsor about: Investor count went down between filings; 8 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John A. Levin has not run yet — it is joining a line of 19,077 names; searches run around the clock at the hosts' allowed rate. Searched so far: 31 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John A. Levin..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

John A Levin and Paula M Levin closed
United States Bankruptcy Court, M.D. Florida · No. 6:08-bk-09760 · Filed Oct 20, 2008 · Closed Jun 12, 2012
Role of John A Levin and Paula M Levin: Debtor · Outcome: Case closed 2012-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
JOHN A. LEVIN closed
United States Bankruptcy Court, D. Nevada · No. 02-13853 · Filed Apr 11, 2002 · Closed Sep 11, 2002
Role of JOHN A. LEVIN: Debtor · Outcome: Case closed 2002-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
JOHN A. LEVIN closed
United States Bankruptcy Court, D. Nevada · No. 98-21760 · Filed Mar 5, 1998 · Closed Apr 8, 1999
Role of JOHN A. LEVIN: Debtor · Outcome: Case closed 1999-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
JOHN A. LEVIN closed
United States Bankruptcy Court, D. Nevada · No. 95-22170 · Filed May 31, 1995 · Closed Jan 16, 1998
Role of JOHN A. LEVIN: Debtor · Outcome: Case closed 1998-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for John A. Levin — 3 worth asking about (compared the newest 50 of 108 filings on Oct 24, 2026; older filings not covered)

Worth asking · May 14, 2021 – May 13, 2022

Investor count went down between filings — River Partners Global Equity, L.L.C.

The May 14, 2021 filing reports 70 investors; the May 13, 2022 Form D/A reports 69 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 14, 2021 ↗Form D/A (later) · May 13, 2022 ↗River Partners Global Equity, L.L.C. — PartnerFacts page ↗
Sources
Worth asking · May 14, 2021 – May 13, 2022

Investor count went down between filings — River Partners Hedge Fund, L.L.C.

The May 14, 2021 filing reports 79 investors; the May 13, 2022 Form D/A reports 77 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 14, 2021 ↗Form D/A (later) · May 13, 2022 ↗River Partners Hedge Fund, L.L.C. — PartnerFacts page ↗
Sources
Worth asking · Dec 19, 2014 – May 7, 2026

8 Form Ds were filed more than 15 days after the first sale

Form D filed 200 days after the first sale — RIVER PARTNERS USRA FUND V, LLC · Form D filed 79 days after the first sale — River Partners JPE Opportunity, LLC · Form D filed 1,168 days after the first sale — River Partners Hedge Fund, L.L.C. · Form D filed 17 days after the first sale — River Partners PCRE Lifestyle Fund, LLC · Form D filed 30 days after the first sale — River Partners SD3 VC Fund, LLC · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 2, 2026 ↗RIVER PARTNERS USRA FUND V, LLC — PartnerFacts page ↗Form D · Oct 2, 2024 ↗River Partners JPE Opportunity, LLC — PartnerFacts page ↗
Sources
Note · Jan 1, 2010 – May 14, 2021

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — River Partners Private Investment Fund, L.L.C. (latest filing May 14, 2021) · No amendment in the last 12 months on an offering that may still be open — River Partners Global Equity, L.L.C. (latest filing May 18, 2020) · No amendment in the last 12 months on an offering that may still be open — River Partners Hedge Fund, L.L.C. (latest filing May 18, 2020) · No amendment in the last 12 months on an offering that may still be open — Levcap Alternative Fund, L.P. (latest filing Mar 9, 2018) · No amendment in the last 12 months on an offering that may still be open — Safinia Partners, L.P. (latest filing Mar 9, 2018)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 14, 2021 ↗River Partners Private Investment Fund, L.L.C. — PartnerFacts page ↗Form D/A · May 18, 2020 ↗River Partners Global Equity, L.L.C. — PartnerFacts page ↗
Sources
Note · Jan 15, 2010 – May 7, 2025

John A. Levin is written 3 different ways on the filings

listed as "John A. Levin" on 39 filings (from Jan 15, 2010), and "John Levin" on 46 filings (from Dec 23, 2014), and "John Andrew Levin" on the May 7, 2025 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 15, 2010 ↗Form D · Dec 23, 2014 ↗Form D · May 7, 2025 ↗John A. Levin — PartnerFacts page ↗
Sources
Note · Mar 25, 2024

Same name, different state: "John Levin" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "John Levin" with address state CA, is listed on 1 filing — most recently by FFR GROUP LLC (Mar 25, 2024). Both records have filings in the same period (Mar 25, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Levin (CA) — PartnerFacts page ↗Form D · Mar 25, 2024 ↗FFR GROUP LLC — PartnerFacts page ↗John A. Levin (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 108 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 24 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 16, 2026 D/A
River Partners CV1 Opportunity, LLC
File 021-528302
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2026 D/A
River Partners MK 2025 Opportunity, LLC
File 021-554565
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2026 D
River Partners DC United Collab Fund, LLC
File 021-592464
$0$0$0None listed on this filingEDGAR ↗
May 14, 2026 D/A
River Partners Hedge Fund, L.L.C.
File 021-230766
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 14, 2026 D/A
River Partners Global Equity, L.L.C.
File 021-235348
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 7, 2026 D
River Partners SD3 VC Fund, LLC
File 021-583225
$0$0$0None listed on this filingEDGAR ↗
May 7, 2026 D
River Partners PCRE Lifestyle Fund, LLC
File 021-583227
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2026 D/A
Bi-Directional Disequilibrium Fund, L.P.
File 021-96910
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Capital Growth Securities LLC BrokerCheck CRD 000041847 ↗
LCS Securities, LLC BrokerCheck CRD 000140147 ↗
Pickwick Capital Partners, LLC BrokerCheck CRD 000130672 ↗
Easterly Securities LLC BrokerCheck CRD 000281103 ↗		EDGAR ↗
Feb 24, 2026 D/A
River Partners BWDF Opportunity, LLC
File 021-540215
$0$0$0None listed on this filingEDGAR ↗
Feb 2, 2026 D
RIVER PARTNERS USRA FUND V, LLC
File 021-572016
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2025 D
River Partners Quantum Art Fund, LLC
File 021-564769
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2025 D/A
River Partners JPE Opportunity, LLC
File 021-525610
$0$0$0None listed on this filingEDGAR ↗
May 7, 2025 D
River Partners WGP Opportunity, LLC
File 021-545397
$0$0$0None listed on this filingEDGAR ↗
May 14, 2021 D/A
River Partners Private Investment Fund, L.L.C.
File 021-239921
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 21, 2020 D/A
River Partners Deflation Hedge, L.L.C.
File 021-306731
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 18, 2020 D/A
River Partners Global Equity, L.L.C.
File 021-306726
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 18, 2020 D/A
River Partners Hedge Fund, L.L.C.
File 021-306730
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 9, 2018 D/A
Levcap Alternative Fund, L.P.
File 021-137864
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
LCS Securities, L.L.C. BrokerCheck CRD 140147 ↗
Capital Growth Securities LLC BrokerCheck CRD 41847 ↗
Pickwick Capital Partners, LLC BrokerCheck CRD 130672 ↗
Easterly Securities LLC BrokerCheck CRD 281103 ↗		EDGAR ↗
Mar 9, 2018 D/A
Safinia Partners, L.P.
File 021-173085
$0$0$0LCS Securities, L.L.C. BrokerCheck CRD 140147 ↗
Easterly Securities LLC BrokerCheck CRD 281103 ↗		EDGAR ↗
Mar 1, 2018 D
River Partners Hedge Fund, L.L.C.
File 021-306728
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Feb 28, 2017 D/A
River Partners Deflation Hedge, L.L.C.
File 021-249652
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 10, 2016 D/A
NS Capital Partners, L.P.
File 021-94980
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Capital Growth Securities LLC BrokerCheck CRD 41847 ↗
LCS Securities, LLC BrokerCheck CRD 140147 ↗
Pickwick Capital Partners, LLC BrokerCheck CRD 130672 ↗		EDGAR ↗
Mar 10, 2016 D/A
Island Drive Partners, L.P.
File 021-48210
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Capital Growth Securities LLC BrokerCheck CRD 41847 ↗
LCS Securities, LLC BrokerCheck CRD 140147 ↗
Pickwick Capital Partners, LLC BrokerCheck CRD 130672 ↗		EDGAR ↗
Mar 8, 2013 D/A
NS Capital Partners II, L.P.
File 021-103152
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Capital Growth Securities LLC BrokerCheck CRD 41847 ↗
LCS Securities, LLC BrokerCheck CRD 140147 ↗
Pickwick Capital Partners, LLC BrokerCheck CRD 130672 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 20

Every issuer that named John A. Levin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RP
Pooled Investment Fund · group: River

River Partners CV1 Opportunity, LLC

New York, NY · Oct 31, 2024 → Oct 16, 2026 · 3 filings
  • Oct 16, 2026 · D/A · $2,740,500 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Chairman of the board) EDGAR ↗
  • Oct 16, 2025 · D/A · $2,740,500 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Chairman of the board) EDGAR ↗
  • Oct 31, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Chairman of the board) EDGAR ↗

Raised $2.74M from 11 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners MK 2025 Opportunity, LLC

New York, NY · Aug 13, 2025 → Aug 13, 2026 · 2 filings
  • Aug 13, 2026 · D/A · $2,878,500 sold of $2,878,500 · 11 investors · min. No minimum reported · role: Executive Officer (Chairman) EDGAR ↗
  • Aug 13, 2025 · D · $2,878,500 sold of $2,878,500 · 11 investors · min. No minimum reported · role: Executive Officer (Chairman) EDGAR ↗

Raised $2.88M from 11 investors (100% of the $2.88M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners DC United Collab Fund, LLC

New York, NY · Jul 29, 2026
  • Jul 29, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Chairman of the Board) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners Global Equity, L.L.C.

New York, NY · Mar 6, 2015 → May 14, 2026 · 13 filings
  • May 14, 2026 · D/A · $115,440,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 9, 2025 · D/A · $115,440,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 10, 2024 · D/A · $115,440,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 12, 2023 · D/A · $115,440,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 13, 2022 · D/A · $115,440,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 14, 2021 · D/A · $111,386,000 sold of Indefinite · 70 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 18, 2020 · D/A · $115,440,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Feb 28, 2019 · D/A · $115,440,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 1, 2018 · D · $111,386,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Feb 28, 2017 · D/A · $111,386,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 7, 2016 · D/A · $111,386,000 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 4, 2016 · D/A · $0 sold of Indefinite · 69 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 6, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗

Raised $115.4M from 70 investors as of the latest filing. John is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners Hedge Fund, L.L.C.

New York, NY · Dec 23, 2014 → May 14, 2026 · 14 filings
  • May 14, 2026 · D/A · $126,564,444 sold of Indefinite · 77 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 9, 2025 · D/A · $126,564,444 sold of Indefinite · 77 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 10, 2024 · D/A · $126,564,444 sold of Indefinite · 77 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 12, 2023 · D/A · $126,564,444 sold of Indefinite · 77 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 13, 2022 · D/A · $126,564,444 sold of Indefinite · 77 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 14, 2021 · D/A · $120,000,000 sold of Indefinite · 79 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 18, 2020 · D/A · $126,564,444 sold of Indefinite · 77 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Feb 28, 2019 · D/A · $126,564,444 sold of Indefinite · 77 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 1, 2018 · D · $120,000,000 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 1, 2018 · D · $120,000,000 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Feb 28, 2017 · D/A · $120,000,000 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 4, 2016 · D/A · $120,000,000 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 6, 2015 · D/A · $120,000,000 sold of Indefinite · 71 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Dec 23, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗

Raised $126.6M from 79 investors as of the latest filing. John is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners PCRE Lifestyle Fund, LLC

New York, NY · May 7, 2026
  • May 7, 2026 · D · $3,045,000 sold of $3,045,000 · 3 investors · min. $304,500 · role: Executive Officer (Chairman of the Board) EDGAR ↗

Raised $3.04M from 3 investors (100% of the $3.04M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners SD3 VC Fund, LLC

New York, NY · May 7, 2026
  • May 7, 2026 · D · $4,247,775 sold of $4,247,775 · 10 investors · min. $25,375 · role: Executive Officer (Chairman of the Board) EDGAR ↗

Raised $4.25M from 10 investors (100% of the $4.25M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund · group: River

Bi-Directional Disequilibrium Fund, L.P.

New York, NY · Mar 8, 2010 → Feb 27, 2026 · 17 filings
  • Feb 27, 2026 · D/A · $292,634,893 sold of Indefinite · 120 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Feb 28, 2025 · D/A · $292,634,893 sold of Indefinite · 120 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 1, 2024 · D/A · $292,634,893 sold of Indefinite · 120 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 3, 2023 · D/A · $291,372,207 sold of Indefinite · 120 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 4, 2022 · D/A · $289,372,207 sold of Indefinite · 120 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 5, 2021 · D/A · $289,372,207 sold of Indefinite · 120 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 6, 2020 · D/A · $276,624,232 sold of Indefinite · 120 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 8, 2019 · D/A · $275,072,911 sold of Indefinite · 118 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 9, 2018 · D/A · $272,617,911 sold of Indefinite · 115 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 10, 2017 · D/A · $259,931,861 sold of Indefinite · 115 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 10, 2016 · D/A · $255,104,082 sold of Indefinite · 114 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 10, 2015 · D/A · $253,025,082 sold of Indefinite · 114 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 10, 2014 · D/A · $242,621,323 sold of Indefinite · 107 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 8, 2013 · D/A · $239,852,053 sold of Indefinite · 100 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 8, 2012 · D/A · $239,602,053 sold of Indefinite · 100 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 8, 2011 · D/A · $208,952,053 sold of Indefinite · 96 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 8, 2010 · D/A · $132,202,053 sold of Indefinite · 84 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $292.6M from 120 investors as of the latest filing. John is listed as executive officer on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners BWDF Opportunity, LLC

New York, NY · Mar 7, 2025 → Feb 24, 2026 · 2 filings
  • Feb 24, 2026 · D/A · $5,277,250 sold of $5,277,250 · 15 investors · min. $50,500 · role: Executive Officer (Chairman) EDGAR ↗
  • Mar 7, 2025 · D · $5,277,250 sold of $5,277,250 · 15 investors · min. $50,500 · role: Executive Officer (Chairman) EDGAR ↗

Raised $5.28M from 15 investors (100% of the $5.28M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

RIVER PARTNERS USRA FUND V, LLC

New York, NY · Feb 2, 2026
  • Feb 2, 2026 · D · $3,045,000 sold of $3,045,000 · 7 investors · min. No minimum reported · role: Executive Officer (Chairman of the Board) EDGAR ↗

Raised $3.04M from 7 investors (100% of the $3.04M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners Quantum Art Fund, LLC

New York, NY · Nov 21, 2025
  • Nov 21, 2025 · D · $832,300 sold of $832,300 · 7 investors · min. No minimum reported · role: Executive Officer (Chairman of the Board) EDGAR ↗

Raised $832K from 7 investors (100% of the $832K target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners JPE Opportunity, LLC

New York, NY · Oct 2, 2024 → Sep 29, 2025 · 2 filings
  • Sep 29, 2025 · D/A · $6,090,000 sold of $6,090,000 · 19 investors · min. No minimum reported · role: Executive Officer (Chairman of the board) EDGAR ↗
  • Oct 2, 2024 · D · $6,090,000 sold of $6,090,000 · 19 investors · min. No minimum reported · role: Executive Officer (Chairman of the board) EDGAR ↗

Raised $6.09M from 19 investors (100% of the $6.09M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners WGP Opportunity, LLC

New York, NY · May 7, 2025
  • May 7, 2025 · D · $5,070,240 sold of $5,070,240 · 18 investors · min. $25,150 · role: Executive Officer (Chairman of the Investment Adviser) EDGAR ↗

Raised $5.07M from 18 investors (100% of the $5.07M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners Private Investment Fund, L.L.C.

New York, NY · May 14, 2015 → May 14, 2021 · 7 filings
  • May 14, 2021 · D/A · $132,256,000 sold of Indefinite · 86 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 18, 2020 · D/A · $132,256,000 sold of Indefinite · 82 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Feb 28, 2019 · D/A · $132,256,000 sold of Indefinite · 82 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 1, 2018 · D/A · $132,256,000 sold of Indefinite · 82 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Feb 28, 2017 · D/A · $132,256,000 sold of Indefinite · 82 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 1, 2016 · D/A · $132,256,000 sold of Indefinite · 82 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • May 14, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗

Raised $132.3M from 86 investors as of the latest filing. John is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Pooled Investment Fund · group: River

River Partners Deflation Hedge, L.L.C.

New York, NY · Oct 19, 2015 → Dec 21, 2020 · 6 filings
  • Dec 21, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Feb 28, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 1, 2018 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Feb 28, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chairman of the Managing Member) EDGAR ↗
  • Mar 4, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer ("Chairman of River Partners Capital Management, LP, the Managing Member of the Issuer (""Managing Member"").") EDGAR ↗
  • Oct 19, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer ("Chairman of River Partners Capital Management, LP, the Managing Member of the Issuer (""Managing Member"").") EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LA
Pooled Investment Fund · group: River

Levcap Alternative Fund, L.P.

New York, NY · Jan 15, 2010 → Mar 9, 2018 · 10 filings
  • Mar 9, 2018 · D/A · $16,275,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS Event Partners, LLC, the Managing General Partner) EDGAR ↗
  • Mar 10, 2017 · D/A · $16,275,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS Event Partners, LLC, the Managing General Partner) EDGAR ↗
  • Mar 10, 2016 · D/A · $16,275,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS Event Partners, LLC, the Managing General Partner) EDGAR ↗
  • Mar 10, 2015 · D/A · $16,175,000 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS Event Partners, LLC, the Managing General Partner) EDGAR ↗
  • Mar 10, 2014 · D/A · $14,175,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS Event Partners, LLC, the Managing General Partner) EDGAR ↗
  • Mar 8, 2013 · D/A · $13,850,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS Event Partners, LLC, the Managing General Partner) EDGAR ↗
  • Mar 8, 2012 · D/A · $13,850,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS Event Partners, LLC, the Managing General Partner) EDGAR ↗
  • Jan 12, 2012 · D/A · $13,850,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS Event Partners, LLC, the Managing General Partner) EDGAR ↗
  • Jan 12, 2011 · D/A · $12,650,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS Event Partners, LLC, the Managing General Partner) EDGAR ↗
  • Jan 15, 2010 · D · $12,100,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, the Managing General Partner) EDGAR ↗

Raised $16.3M from 20 investors as of the latest filing. John is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: River

Safinia Partners, L.P.

New York, NY · Feb 8, 2012 → Mar 9, 2018 · 8 filings
  • Mar 9, 2018 · D/A · $5,199,822 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS L/S, LLC) EDGAR ↗
  • Mar 10, 2017 · D/A · $5,199,822 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS L/S, LLC) EDGAR ↗
  • Mar 10, 2016 · D/A · $4,449,822 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS L/S, LLC) EDGAR ↗
  • Mar 10, 2015 · D/A · $4,449,822 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS L/S, LLC) EDGAR ↗
  • Apr 11, 2014 · D/A · $3,994,822 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS L/S, LLC) EDGAR ↗
  • Feb 10, 2014 · D/A · $1,074,822 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Feb 8, 2013 · D/A · $1,010,564 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Feb 8, 2012 · D · $480,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $5.2M from 20 investors as of the latest filing. John is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: River

NS Capital Partners, L.P.

New York, NY · Mar 8, 2010 → Mar 10, 2016 · 7 filings
  • Mar 10, 2016 · D/A · $27,370,164 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, of the Managing General Partner) EDGAR ↗
  • Mar 10, 2015 · D/A · $27,370,164 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, of the Managing General Partner) EDGAR ↗
  • Mar 10, 2014 · D/A · $16,465,817 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, of the Managing General Partner) EDGAR ↗
  • Mar 8, 2013 · D/A · $15,517,569 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, of the Managing General Partner) EDGAR ↗
  • Mar 8, 2012 · D/A · $15,517,569 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, of the Managing General Partner) EDGAR ↗
  • Mar 8, 2011 · D/A · $15,517,569 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, the Managing General Partner) EDGAR ↗
  • Mar 8, 2010 · D/A · $15,517,569 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing General Partner) EDGAR ↗

Raised $27.4M from 47 investors as of the latest filing. John is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ID
Pooled Investment Fund · group: River

Island Drive Partners, L.P.

New York, NY · Mar 8, 2010 → Mar 10, 2016 · 7 filings
  • Mar 10, 2016 · D/A · $82,512,286 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 10, 2015 · D/A · $82,512,286 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 10, 2014 · D/A · $82,512,286 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 8, 2013 · D/A · $81,757,486 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 8, 2012 · D/A · $80,347,486 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 8, 2011 · D/A · $79,347,486 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 8, 2010 · D/A · $78,347,486 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $82.5M from 48 investors as of the latest filing. John is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: River

NS Capital Partners II, L.P.

New York, NY · Mar 8, 2010 → Mar 8, 2013 · 4 filings
  • Mar 8, 2013 · D/A · $32,354,739 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, the Managing General Partner) EDGAR ↗
  • Mar 8, 2012 · D/A · $32,354,739 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, the Managing General Partner) EDGAR ↗
  • Mar 8, 2011 · D/A · $32,154,739 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, the Managing General Partner) EDGAR ↗
  • Mar 8, 2010 · D/A · $24,804,739 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Managing Member of LCS, LLC, the Managing General Partner) EDGAR ↗

Raised $32.4M from 27 investors as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Levin — CA, 1 issuer, Mar 25, 2024 → Mar 25, 2024 · no shared issuer

People around John 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

L
Management entity

LCS, LLC

Executive Officer · 36 shared filings (5 issuers)

LCS, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RP
Management entity

River Partners Capital Management, LP

Executive Officer · 35 shared filings (7 issuers)

River Partners Capital Management, LP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

LC
Management entity

Levin Capital Strategies, L.P.

Promoter · 22 shared filings (4 issuers) · also on 4 other issuers

Levin Capital Strategies, L.P. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

NC
Management entity

NJS Capital, L.L.C.

Executive Officer · 11 shared filings (2 issuers)

Listed on the same filings as John A. Levin. Their page shows their other deals.

LE
Management entity

Levcap Event Partners, LLC

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as John A. Levin. Their page shows their other deals.

LE
Management entity

LCS Event Partners, LLC

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as John A. Levin. Their page shows their other deals.

LL
Management entity

LCS L/S, LLC

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as John A. Levin. Their page shows their other deals.

SC
Management entity

Safinia Capital Partners, LLC

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John A. Levin. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Sochol

Executive Officer · 26 shared filings (13 issuers)

David Sochol is on 13 issuers in total — a repeat sponsor. Their page lists every one.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Neil J. Stein

Executive Officer · 11 shared filings (2 issuers)

Listed on the same filings as John A. Levin. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John P. Mackin

Executive Officer · 5 shared filings (1 issuer) · also on 5 other issuers

John P. Mackin is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

Warren Empey

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John A. Levin. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

ADAM MANTIN

Executive Officer · 5 shared filings (4 issuers) · also on 12 other issuers

ADAM MANTIN is on 16 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alexa Model

Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as John A. Levin. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Hendel

Executive Officer · 5 shared filings (1 issuer) · also on 9 other issuers

Samuel Hendel is on 10 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Discolo

Executive Officer · 4 shared filings (2 issuers) · also on 18 other issuers

Robert Discolo is on 20 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Schwartz

Executive Officer · 4 shared filings (3 issuers) · also on 2 other issuers

Daniel Schwartz is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

R
Sponsor group

River

25 issuers · 150 filings · $994.3M reported sold · 2009–2026

One team, 25 deal companies. John A. Levin is listed on 20 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John A. Levin.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 11 of the 20 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): River Partners MK 2025 Opportunity, LLC, River Partners Hedge Fund, L.L.C., River Partners Global Equity, L.L.C., Bi-Directional Disequilibrium Fund, L.P., River Partners BWDF Opportunity, LLC, River Partners WGP Opportunity, LLC, River Partners Private Investment Fund, L.L.C., River Partners Deflation Hedge, L.L.C., Levcap Alternative Fund, L.P., Safinia Partners, L.P., Island Drive Partners, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John A. Levin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 20 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John A. Levin is listed on: none on file. No website or social profile named in Bi-Directional Disequilibrium Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #39,886 of 374,652 in line (42 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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